CIK: 0002005353
Total reported value
$501.7M
Reporting period: 2026-03-31 · Number of holdings: 339
UPTICK PARTNERS, LLC disclosed 339 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $501.7M and a quarterly turnover rate of 20.5%.
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Uptick Partners, LLC's disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 61 equally-sized positions, well below its 339 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.95), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim USFR
-19.7% -$5.9M
Trim SGVT
-18.1% -$2.6M
Trim STXG
-5.3% -$2.3M
Add FTSM
+23.4% $4.3M
Add DYNF
+50.8% $2.6M
Add BUXX
+18.2% $3.3M
Showing top 200 holdings (of 339 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 4.77% | -1.58% | -19.67% | |
| 2 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 4.60% | +0.60% | +23.45% | |
| 3 | BUXX | Strive Enhanced Income Short | ETF-Other | 4.24% | +0.40% | +18.22% | |
| 4 | STXF | Strive 500 ETF | ETF-Other | 4.06% | +0.18% | +17.68% | |
| 5 | STXV | Strive 1000 Value ETF | ETF-Other | 3.62% | — | -6.02% | |
| 6 | STXG | Strive 1000 Growth ETF | ETF-Other | 3.12% | -0.70% | -5.25% | |
| 7 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.99% | — | +2.39% | |
| 8 | SGVT | Schwab Govt Money Market ETF | ETF-Other | 2.38% | -0.72% | -18.10% | |
| 9 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 2.31% | +0.38% | +34.56% | |
| 10 | DYNF | Ishrs US E F R A Etf-usd INC | ETF-Other | 1.71% | +0.45% | +50.84% | |
| 11 | VUG | Vanguard Growth ETF | ETF-Other | 1.59% | -0.40% | -4.59% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.58% | +0.13% | +22.43% | |
| 13 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.53% | — | +5.72% | |
| 14 | CGCB | Cap Group Core Bond | ETF-Other | 1.44% | +0.23% | +28.57% | |
| 15 | AVLC | Avantis US Lg Cap Eq ETF | ETF-Other | 1.41% | +0.35% | +44.60% | |
| 16 | VTV | Vanguard Value ETF | ETF-Other | 1.41% | — | -0.00% | |
| 17 | AAPL | Apple INC | Stock-Tech | 1.30% | -0.20% | -0.78% | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 1.29% | -0.36% | +9.29% | |
| 19 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.17% | — | +1.04% | |
| 20 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.07% | — | +7.87% | |
| 21 | DFEB | Ft Vest U.s. Equity Deep Buf | ETF-Other | 1.04% | — | -1.22% | |
| 22 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.03% | — | -9.88% | |
| 23 | CGDV | Cap Group Dividend Value | ETF-Other | 0.98% | +0.17% | +33.37% | |
| 24 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.87% | — | +13.40% | |
| 25 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.83% | — | +4.16% | |
| 26 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.79% | +0.15% | +22.24% | |
| 27 | FBND | Fidelity Total Bond ETF | ETF-Other | 0.77% | +0.12% | +27.81% | |
| 28 | NVDA | Nvidia CORP | Stock-Tech | 0.76% | — | +16.23% | |
| 29 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.72% | — | +7.50% | |
| 30 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.65% | — | +15.83% | |
| 31 | GARP | Ishares Msci USA Quality Gar | ETF-Other | 0.65% | +0.28% | +102.83% | |
| 32 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 0.64% | +0.13% | +31.13% | |
| 33 | SPHQ | Invesco S&p 500 Quality ETF | ETF-Large Cap & Growth | 0.63% | +0.09% | +24.25% | |
| 34 | XLE | Ss Energy Select Sector | ETF-Other | 0.63% | — | -16.74% | |
| 35 | WMT | Walmart INC | Stock-Consumer Staples | 0.62% | — | -1.47% | |
| 36 | XOM | Exxon Mobil CORP | Stock-Energy | 0.57% | +0.12% | -3.01% | |
| 37 | BAI | Ishrs Ai In And Tech Act ETF | ETF-Tech | 0.57% | +0.18% | +56.50% | |
| 38 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.54% | — | -5.64% | |
| 39 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.51% | — | +13.44% | |
| 40 | AVGO | Broadcom INC | Stock-Tech | 0.51% | — | +5.37% | |
| 41 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.50% | — | -0.87% | |
| 42 | OEF | Ishares S&p 100 ETF | ETF-Other | 0.48% | — | +2.98% | |
| 43 | IAU | Ishares Gold Trust | ETF-Commodities | 0.47% | +0.15% | +47.49% | |
| 44 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.46% | — | +11.17% | |
| 45 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.46% | — | +20.86% | |
| 46 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 0.46% | — | -0.72% | |
| 47 | FMDE | Fidelity Enhanced Mid Cap Co | ETF-Other | 0.45% | +0.10% | +40.23% | |
| 48 | AVDE | Avantis International Equity | ETF-Other | 0.45% | +0.11% | +39.22% | |
| 49 | CGSD | Cap Group Short Duration | ETF-Other | 0.45% | +0.45% | NEW | |
| 50 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.45% | — | -1.58% |
Performance for Q3 2026
+2.4%
Performance Last 4 Quarters
+17.2%
Based on 78% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 339 | $501.7M | 21 | |
| 2025-12-31 | 326 | $469.1M | 31 | |
| 2025-09-30 | 277 | $380.9M | 28 | |
| 2025-06-30 | 275 | $349.3M | 0 | |
| 2025-03-31 | 239 | $295.3M | 0 | |
| 2024-12-31 | 220 | $275.9M | 0 | |
| 2024-09-30 | 211 | $236.5M | 0 | |
| 2024-06-30 | 155 | $130.1M | 0 | |
| 2024-03-31 | 156 | $131.0M | 0 | |
| 2023-12-31 | 155 | $118.7M | 0 |
Uptick Partners, LLC's most significant position changes for 2026-03-31: Sold out: Strive Mid-cap ETF (STXM); New buy: Cap Group Short Duration (CGSD); New buy: Ft Lad Autocall Bar INC ETF (ACYN); New buy: Ft Vest Nasdaq-100 Buffer Et (QDEC); New buy: Vanguard Russell 1000 Growth (VONG).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-04 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-02 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-04 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-28 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-24 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-24 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-01 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-22 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-01 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
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