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Upper Left Wealth Management, LLC — 13F Portfolio Breakdown & Top Holdings (Q3 2026)
Upper Left Wealth Management, LLCCIK: 0001911228
Diversified strategySector-focusedMomentum follower
Total reported value
$192.7M
Reporting period: 2026-09-30 · Number of holdings: 68
Upper Left Wealth Management, LLC disclosed 68 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $192.7M and a quarterly turnover rate of 67.4%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "U"
Personality snowflake
- Concentration
- 24.5
- Portfolio Stability
- 67.44
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 82.08
Upper Left Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.061 — mathematically equivalent to about 16 equally-sized positions, well below its 68 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.79), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPYM
+213.9% $23.5M
Add VEA
+566.1% $18.9M
Trim BCI
-96.1% -$7.6M
Add VOO
+609.8% $5.0M
Sold out EMLC
Add SCHP
+112.2% $4.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 17.71% | +11.81% | +213.88% | |
| 2 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 11.56% | +9.69% | +566.05% | |
| 3 | IAU | Ishares Gold Trust | ETF-Commodities | 4.81% | -2.11% | -28.22% | |
| 4 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 4.72% | +2.21% | +112.19% | |
| 5 | DBMF | Imgp Dbi Managed Futures Str | ETF-Other | 3.93% | +0.31% | +9.27% | |
| 6 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 3.54% | +0.52% | -12.00% | |
| 7 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 3.28% | +1.08% | +60.24% | |
| 8 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 3.03% | +2.58% | +609.81% | |
| 9 | SCHA | Schwab US Small-cap ETF | ETF-Other | 2.78% | -0.45% | +1.61% | |
| 10 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 2.68% | -1.62% | -31.28% | |
| 11 | SCHF | Schwab Intl Equity ETF | ETF-Other | 2.60% | -0.86% | -19.22% | |
| 12 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 2.33% | -0.41% | -12.28% | |
| 13 | CTA | Simplify Managed Futures St | ETF-Other | 2.32% | +0.51% | +23.38% | |
| 14 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.01% | -0.17% | -3.64% | |
| 15 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 2.00% | -0.67% | -20.46% | |
| 16 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.99% | +1.99% | NEW | |
| 17 | SCHR | Schwab Intermediate-term US | ETF-Other | 1.96% | -0.65% | -16.36% | |
| 18 | SCHH | Schwab US Reit ETF | ETF-Other | 1.96% | -1.82% | -40.67% | |
| 19 | VXUS | Vanguard Total Intl Stock | ETF-Other | 1.82% | -0.01% | +7.16% | |
| 20 | BWX | State Street Spdr Bloomberg | ETF-Other | 1.64% | -2.04% | -51.27% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.55% | +0.23% | +23.25% | |
| 22 | VTIP | Vanguard Short-term Tips | ETF-Other | 0.95% | +0.96% | NEW | |
| 23 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.93% | -2.02% | -66.28% | |
| 24 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.92% | +0.57% | +191.45% | |
| 25 | MCHI | Ishares Msci China ETF | ETF-Emerging Markets | 0.90% | -1.70% | -63.71% | |
| 26 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.87% | -1.73% | -65.23% | |
| 27 | GWX | State Street Spdr S&p Intern | ETF-Other | 0.83% | -0.02% | -0.40% | |
| 28 | BTC | Grayscale Bitcoin Mini ETF | ETF-Crypto | 0.73% | +0.11% | -11.75% | |
| 29 | GLD | Spdr Gold Shares | ETF-Commodities | 0.69% | +0.02% | +7.46% | |
| 30 | VB | Vanguard Small-cap ETF | ETF-Other | 0.68% | -0.12% | -2.65% | |
| 31 | IYR | Ishares US Real Estate ETF | ETF-Other | 0.67% | -0.12% | -1.68% | |
| 32 | SCHO | Schwab Short-term US Treas | ETF-Other | 0.64% | +0.64% | NEW | |
| 33 | GBTC | Grayscale Bitcoin Trust ETF | ETF-Crypto | 0.63% | +0.14% | -1.68% | |
| 34 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.61% | -0.26% | -23.46% | |
| 35 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 0.58% | -0.05% | -1.82% | |
| 36 | FEZ | State Street Spdr Euro Stoxx | ETF-Other | 0.50% | -1.39% | -71.19% | |
| 37 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 0.49% | -0.18% | -24.20% | |
| 38 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.49% | -1.63% | -75.07% | |
| 39 | FBTC | Fidelity Wise Origin Bitcoin | ETF-Crypto | 0.49% | +0.10% | -6.17% | |
| 40 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.46% | -0.21% | -21.81% | |
| 41 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.44% | — | +17.17% | |
| 42 | RWX | State Street Spdr Dow Jones | ETF-Other | 0.44% | -0.24% | -26.61% | |
| 43 | EZU | Ishares Msci Eurozone ETF | ETF-Other | 0.44% | -0.05% | -0.95% | |
| 44 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.39% | -0.02% | — | |
| 45 | VNQI | Vanguard Glbl Ex-us Real Est | ETF-Other | 0.36% | -2.20% | -83.96% | |
| 46 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 0.36% | -0.14% | -20.07% | |
| 47 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.33% | -0.05% | -0.66% | |
| 48 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 0.33% | -1.24% | -77.77% | |
| 49 | FNDC | Schwab Fndmnt Intl Sm Eq ETF | ETF-Other | 0.30% | -0.01% | -1.35% | |
| 50 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.29% | -0.02% | — |
1–50 of 68
Portfolio Performance
Performance for Q4 2026
+1.3%
Performance Last 4 Quarters
+7%
- Stdev
- +9.1%
- Beta
- +0.49
- Alpha
- +5%
- Max Drawdown
- -5.5%
- Annualized Perf
- +16.7%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +3.44
- Stutzer
- +0.5
- Treynor
- +0.33
- Sterling
- +1.25
- Calmar
- +3.06
- Information Ratio
- -0.71
- Tracking Error
- +9.3%
- Stdev Down
- +4.6%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +28.6%
- Worst 12 Months
- +7%
- Efficiency Ratio
- +0.67
- Sharpe
- +1.76
- Stdev Sectors
- +24.1%
- Skewness
- -0.52
- Kurtosis
- -0.18
- Upside Potential
- +4.9
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 68 | $192.7M | 67 | ||
| 2026 Q2 | 73 | $180.5M | 0 | ||
| 2026 Q1 | 68 | $169.4M | 9 | ||
| 2025 Q4 | 67 | $164.1M | 6 | ||
| 2025 Q3 | 65 | $159.3M | 15 | ||
| 2025 Q2 | 65 | $149.9M | 0 | ||
| 2025 Q1 | 62 | $139.5M | 0 | ||
| 2024 Q4 | 57 | $116.9M | 0 | ||
| 2024 Q3 | 59 | $114.4M | 0 | ||
| 2024 Q2 | 61 | $110.7M | 0 | ||
| 2024 Q1 | 57 | $107.9M | 0 | ||
| 2023 Q4 | 61 | $102.1M | 0 | ||
| 2023 Q3 | 60 | $96.1M | 0 | ||
| 2023 Q2 | 56 | $90.0M | 0 | ||
| 2023 Q1 | 53 | $88.1M | 0 | ||
| 2022 Q4 | 53 | $84.6M | 0 | ||
| 2022 Q3 | 49 | $77.0M | 0 | ||
| 2022 Q2 | 50 | $86.4M | 0 | ||
| 2022 Q1 | 52 | $96.5M | 0 | ||
| 2021 Q4 | 50 | $100.2M | 0 |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
Upper Left Wealth Management, LLC's most significant position changes for 2026-09-30: Sold out: Vaneck JPM Em Local Curr Bnd (EMLC); New buy: Ishares 20+ Year Treasury Bd (TLT); New buy: Vanguard Short-term Tips (VTIP); New buy: Schwab Short-term US Treas (SCHO); Sold out: Ishares Gold Trust Micro (IAUM).
1–50 of 79
Filing History
FAQ
What is Upper Left Wealth Management, LLC and what type of investor is it?
Upper Left Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $192.7M, spread across 68 disclosed positions.
What are Upper Left Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Upper Left Wealth Management, LLC's top holdings by market value are:
1. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $34.1M (17.7%)
2. Vanguard Ftse Developed ETF (VEA) — $22.3M (11.6%)
3. Ishares Gold Trust (IAU) — $9.3M (4.8%)
4. Schwab U.s. Tips ETF (SCHP) — $9.1M (4.7%)
5. Imgp Dbi Managed Futures Str (DBMF) — $7.6M (3.9%)
What changes did Upper Left Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Upper Left Wealth Management, LLC made 73 notable position adjustments: 6 new positions were initiated, 15 existing holdings were added to, 41 positions were partially reduced, and 11 were completely exited. The largest of these moves: Sold out: Vaneck JPM Em Local Curr Bnd (EMLC); New buy: Ishares 20+ Year Treasury Bd (TLT); New buy: Vanguard Short-term Tips (VTIP); New buy: Schwab Short-term US Treas (SCHO); Sold out: Ishares Gold Trust Micro (IAUM)
What sectors does Upper Left Wealth Management, LLC focus on?
Upper Left Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 74.1%
• Consumer Discretionary: 25.9%
Investment Profile
Upper Left Wealth Management, LLC returned an annualized 16.7% over the trailing 36 months — outperforming the S&P 500 by 5.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.49 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and fast-trading, with 74.1% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 15 to 67 over the past 4 quarters — a shift toward more active trading.
It has added to its SPYM position over the past two quarters (+$24.9M, now $34.1M), while trimming BCI over the same stretch (-$8.6M, still holding $355.6K).
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