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Up Capital Management, Inc. Holdings Report (Q2 2026) — 13F Stock Portfolio
Up Capital Management, Inc.CIK: 0002117787
Sector-focusedMomentum followerQuality / disciplined sizing
Total reported value
$129.2M
Reporting period: 2026-06-30 · Number of holdings: 20
Up Capital Management, Inc. disclosed 20 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $129.2M and a quarterly turnover rate of 39.9%.
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Personality snowflake
- Concentration
- 47.34
- Portfolio Stability
- 39.89
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 40
- Sizing Uniformity
- 88
Up Capital Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.118 — mathematically equivalent to about 8 equally-sized positions, well below its 20 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.20), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 4.6 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 46% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd WDC
+8.4% $12.0M
New buy EEM
Trim NVDA
+2.6% $4.5M
Trim JNK
-11.9% -$729.9K
Trim VOO
+9.1% $3.2M
Trim QQQ
-7.8% $1.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 23.01% | -5.32% | +2.59% | |
| 2 | WDC | Western Digital CORP | Stock-Tech | 15.20% | +6.59% | +8.38% | |
| 3 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 12.29% | -1.92% | +9.12% | |
| 4 | XLK | Ss Technology Select Sector | ETF-Tech | 7.41% | -0.31% | -2.92% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 7.12% | -1.66% | -7.83% | |
| 6 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 5.65% | -0.38% | +27.34% | |
| 7 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 5.47% | +0.62% | +43.26% | |
| 8 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 5.38% | +5.38% | NEW | |
| 9 | ANET | Arista Networks Inc | Stock-Tech | 5.37% | +0.14% | +7.58% | |
| 10 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 4.98% | +0.98% | +51.15% | |
| 11 | JNK | Ss Spdr Bb High Yield Bond | ETF-High Yield | 4.43% | -2.81% | -11.91% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 1.29% | -0.36% | -0.50% | |
| 13 | MU | Micron Technology Inc | Stock-Tech | 0.51% | +0.51% | NEW | |
| 14 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.41% | -0.11% | +0.14% | |
| 15 | HLT | Hilton Worldwide Holdings In | Stock-Consumer Disc | 0.41% | -0.14% | -1.61% | |
| 16 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.25% | -0.05% | +0.11% | |
| 17 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.24% | -0.06% | +0.26% | |
| 18 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.22% | -0.07% | +0.37% | |
| 19 | VLO | Valero Energy CORP | Stock-Energy | 0.19% | -0.07% | — | |
| 20 | SLVP | Ishares Msci Global Silver A | ETF-Commodities | 0.18% | +0.18% | NEW |
Portfolio Performance
Performance for Q3 2026
+0.9%
Performance Last 4 Quarters
+7.6%
- Stdev
- +21.2%
- Beta
- +1.07
- Alpha
- -9.8%
- Max Drawdown
- -3.1%
- Annualized Perf
- +15.8%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +1.42
- Stutzer
- +0.25
- Treynor
- +0.16
- Sterling
- —
- Calmar
- +5.11
- Information Ratio
- -1.12
- Tracking Error
- +7.2%
- Stdev Down
- +11.7%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.25
- Sharpe
- +0.79
- Stdev Sectors
- +45.6%
- Skewness
- -0.22
- Kurtosis
- -0.97
- Upside Potential
- +3.26
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Up Capital Management, Inc.'s most significant position changes for 2026-06-30: New buy: Ishares Msci Emerging Market (EEM); Sold out: Palantir Technologies Inc-a (PLTR); New buy: Micron Technology Inc (MU); New buy: Ishares Msci Global Silver A (SLVP); Add: Western Digital CORP (WDC) — shares +8.38%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WDC | Western Digital CORP | +6.6% | +8.38% | Add |
| 2 | EEM | Ishares Msci Emerging Market | +5.4% | NEW | New buy |
| 3 | SPSM | Ss Spdr P S&p 600 Small Cap | +1% | +51.15% | Add |
| 4 | SPMD | Ss Spdr P S&p 400 Midcap ETF | +0.6% | +43.26% | Add |
| 5 | MU | Micron Technology Inc | +0.5% | NEW | New buy |
| 6 | SLVP | Ishares Msci Global Silver A | +0.2% | NEW | New buy |
| 7 | ANET | Arista Networks Inc | +0.1% | +7.58% | Add |
| 8 | SPYG | Ss Spdr P S&p 500 Growth ETF | -0.1% | +0.11% | Add |
| 9 | DFUS | Dimensional US Eq Mkt ETF | -0.1% | +0.26% | Add |
| 10 | SPYV | Ss Spdr P S&p 500 Value ETF | -0.1% | +0.37% | Add |
| 11 | VLO | Valero Energy CORP | -0.1% | — | Unchanged |
| 12 | MAR | Marriott International -cl A | -0.1% | +0.14% | Add |
| 13 | HLT | Hilton Worldwide Holdings In | -0.1% | -1.61% | Trim |
| 14 | XLK | Ss Technology Select Sector | -0.3% | -2.92% | Trim |
| 15 | AAPL | Apple Inc | -0.4% | -0.50% | Trim |
| 16 | IEFA | Ishares Core Msci Eafe ETF | -0.4% | +27.34% | Add |
| 17 | PLTR | Palantir Technologies Inc-a | -1.1% | EXIT | Sold out |
| 18 | QQQ | Invesco Qqq Trust Series 1 | -1.7% | -7.83% | Trim |
| 19 | VOO | Vanguard S&p 500 ETF | -1.9% | +9.12% | Add |
| 20 | JNK | Ss Spdr Bb High Yield Bond | -2.8% | -11.91% | Trim |
| 21 | NVDA | Nvidia CORP | -5.3% | +2.59% | Add |
Filing History
FAQ
What is Up Capital Management, Inc. and what type of investor is it?
Up Capital Management, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $129.2M, spread across 20 disclosed positions.
What are Up Capital Management, Inc.'s largest equity positions?
Based on the latest 13F filing, Up Capital Management, Inc.'s top holdings by market value are:
1. Nvidia CORP (NVDA) — $29.7M (23.0%)
2. Western Digital CORP (WDC) — $19.6M (15.2%)
3. Vanguard S&p 500 ETF (VOO) — $15.9M (12.3%)
4. Ss Technology Select Sector (XLK) — $9.6M (7.4%)
5. Invesco Qqq Trust Series 1 (QQQ) — $9.2M (7.1%)
What changes did Up Capital Management, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Up Capital Management, Inc. made 20 notable position adjustments: 3 new positions were initiated, 11 existing holdings were added to, 5 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Ishares Msci Emerging Market (EEM); Sold out: Palantir Technologies Inc-a (PLTR); New buy: Micron Technology Inc (MU); New buy: Ishares Msci Global Silver A (SLVP); Add: Western Digital CORP (WDC) — shares +8.38%
What sectors does Up Capital Management, Inc. focus on?
Up Capital Management, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 97.8%
• Consumer Discretionary: 1.8%
• Energy: 0.4%
Investment Profile
Up Capital Management, Inc. returned an annualized 15.8% over the trailing 6 months — underperforming the S&P 500 by 9.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.07 (roughly in line with the market) and a 33% quarterly batting average against the index.
Its portfolio is moderately concentrated and moderately active, with 97.8% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 40 over the past 2 quarters — a shift toward more active trading.
It has added to its SPMD position over the past two quarters (+$6.4M, now $7.1M), while trimming JNK over the same stretch (-$2.1M, still holding $5.7M).
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Developer Access
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