CIK: 0002117787
Total reported value
$89.1M
Reporting period: 2026-03-31 · Number of holdings: 18
Up Capital Management, Inc. disclosed 18 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $89.1M and a quarterly turnover rate of 63.5%.
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Up Capital Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.138 — mathematically equivalent to about 7 equally-sized positions, well below its 18 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.25), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward initiating meaningfully larger new positions than it adds to existing ones (a 4.4 percentage-point tilt) — a pattern consistent with a more contrarian, new-idea-driven approach.
Sector classification currently covers about 45% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
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Trim PLTR
-88.1% -$9.3M
Add SPMD
+536.6% $3.7M
Add NVDA
-2.6% -$2.5M
Add ANET
-3.1% -$471.9K
Trim XLK
-19.4% -$2.4M
Add VOO
-13.9% -$2.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 28.33% | +3.52% | -2.62% | |
| 2 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 14.21% | +0.40% | -13.93% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 8.78% | +0.17% | -13.41% | |
| 4 | WDC | Western Digital CORP | Stock-Tech | 8.61% | +8.61% | NEW | |
| 5 | XLK | Ss Technology Select Sector | ETF-Tech | 7.72% | -0.55% | -19.38% | |
| 6 | JNK | Ss Spdr Bb High Yield Bond | ETF-High Yield | 7.24% | +0.23% | -16.41% | |
| 7 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 6.03% | +6.03% | NEW | |
| 8 | ANET | Arista Networks INC | Stock-Tech | 5.23% | +0.64% | -3.09% | |
| 9 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 4.85% | +4.26% | +536.64% | |
| 10 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 4.00% | +4.00% | NEW | |
| 11 | AAPL | Apple INC | Stock-Tech | 1.65% | +0.23% | -0.72% | |
| 12 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 1.13% | -8.05% | -88.11% | |
| 13 | HLT | Hilton Worldwide Holdings In | Stock-Consumer Disc | 0.55% | +0.14% | +0.06% | |
| 14 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.52% | +0.13% | +0.21% | |
| 15 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.30% | +0.05% | +0.24% | |
| 16 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.30% | +0.04% | +0.15% | |
| 17 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.29% | +0.06% | +0.26% | |
| 18 | VLO | Valero Energy CORP | Stock-Energy | 0.26% | +0.26% | NEW |
Performance for Q3 2026
+2%
Performance Last 4 Quarters
+4.9%
Based on 5 months of available history
Based on 83% of reported portfolio value with available pricing
Up Capital Management, Inc.'s most significant position changes for 2026-03-31: New buy: Western Digital CORP (WDC); Sold out: Gold Fields Ltd-spons Adr (GFI); Sold out: Kinross Gold CORP (KGC); New buy: Ishares Core Msci Eafe ETF (IEFA); Sold out: US Gold CORP (USAU).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPMD | Ss Spdr P S&p 400 Midcap ETF | +4.3% | +536.64% | Add |
| 2 | NVDA | Nvidia CORP | +3.5% | -2.62% | Trim |
| 3 | ANET | Arista Networks INC | +0.6% | -3.09% | Trim |
| 4 | VOO | Vanguard S&p 500 ETF | +0.4% | -13.93% | Trim |
| 5 | JNK | Ss Spdr Bb High Yield Bond | +0.2% | -16.41% | Trim |
| 6 | AAPL | Apple INC | +0.2% | -0.72% | Trim |
| 7 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | -13.41% | Trim |
| 8 | HLT | Hilton Worldwide Holdings In | +0.1% | +0.06% | Add |
| 9 | MAR | Marriott International -cl A | +0.1% | +0.21% | Add |
| 10 | SPYV | Ss Spdr P S&p 500 Value ETF | +0.1% | +0.26% | Add |
| 11 | DFUS | Dimensional US Eq Mkt ETF | +0.1% | +0.24% | Add |
| 12 | SPYG | Ss Spdr P S&p 500 Growth ETF | 0% | +0.15% | Add |
| 13 | XLK | Ss Technology Select Sector | -0.6% | -19.38% | Trim |
| 14 | PLTR | Palantir Technologies Inc-a | -8.1% | -88.11% | Trim |
| 15 | WDC | Western Digital CORP | — | NEW | New buy |
| 16 | GFI | Gold Fields Ltd-spons Adr | — | EXIT | Sold out |
| 17 | KGC | Kinross Gold CORP | — | EXIT | Sold out |
| 18 | IEFA | Ishares Core Msci Eafe ETF | — | NEW | New buy |
| 19 | USAU | US Gold CORP | — | EXIT | Sold out |
| 20 | AU | AngloGold Ashanti plc | — | EXIT | Sold out |
| 21 | SPSM | Ss Spdr P S&p 600 Small Cap | — | NEW | New buy |
| 22 | HL | Hecla Mining Co | — | EXIT | Sold out |
| 23 | EXK | Endeavour Silver CORP | — | EXIT | Sold out |
| 24 | AEM | Agnico Eagle Mines LTD | — | EXIT | Sold out |
| 25 | SLVP | Ishares Msci Global Silver A | — | EXIT | Sold out |
| 26 | GDXJ | Vaneck Junior Gold Miners | — | EXIT | Sold out |
| 27 | VLO | Valero Energy CORP | — | NEW | New buy |
| 28 | CDE | Coeur Mining INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-21 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-03-23 | 13F-HR | View on EDGAR |
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