UW
Unique Wealth Strategies, LLC 13F Holdings (222 Positions, Q3 2026)
Unique Wealth Strategies, LLCCIK: 0002009809
Diversified strategyContrarianLong-term holder
Total reported value
$272.7M
Reporting period: 2026-09-30 · Number of holdings: 222
Unique Wealth Strategies, LLC disclosed 222 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $272.7M and a quarterly turnover rate of 2.9%.
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Personality snowflake
- Concentration
- 6.61
- Portfolio Stability
- 2.94
- Momentum
- 0
- Sector conviction
- 53.21
- Diversification
- 100
- Sizing Uniformity
- 84.08
Unique Wealth Strategies, LLC's disclosed holdings carry a Herfindahl concentration index of 0.017 — mathematically equivalent to about 60 equally-sized positions, well below its 222 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.59), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 53% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out XOM
Sold out IEDI
New buy IDHQ
Trim PRF
-21.9% -$956.7K
New buy G2004J103
Sold out CPRX
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 222 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.81% | +0.05% | — | |
| 2 | FBND | Fidelity Total Bond ETF | ETF-Other | 5.40% | +0.05% | — | |
| 3 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 4.69% | +0.04% | — | |
| 4 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 2.94% | +0.02% | — | |
| 5 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.67% | +0.02% | — | |
| 6 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.63% | -0.02% | — | |
| 7 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 2.22% | +0.02% | — | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 1.93% | +0.01% | — | |
| 9 | AMAT | Applied Materials Inc | Stock-Tech | 1.89% | +0.01% | — | |
| 10 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.77% | +0.01% | — | |
| 11 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.76% | +0.02% | — | |
| 12 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.68% | +0.01% | — | |
| 13 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 1.54% | -0.34% | -21.92% | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 1.52% | +0.01% | — | |
| 15 | PULS | Pgim Ultra Short Bond ETF | ETF-Other | 1.49% | +0.01% | — | |
| 16 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.49% | — | — | |
| 17 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 1.37% | +0.01% | — | |
| 18 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.26% | +0.01% | — | |
| 19 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.26% | +0.02% | — | |
| 20 | BKNG | Booking Holdings Inc | Stock-Consumer Disc | 1.24% | -0.03% | — | |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.01% | -0.01% | — | |
| 22 | V | Visa Inc-class A Shares | Stock-Financials | 1.00% | — | — | |
| 23 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.92% | +0.01% | — | |
| 24 | AAPL | Apple Inc | Stock-Tech | 0.87% | +0.01% | — | |
| 25 | GD | General Dynamics CORP | Stock-Industrials | 0.69% | — | — | |
| 26 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.68% | +0.01% | — | |
| 27 | PM | Philip Morris International | Stock-Consumer Staples | 0.67% | +0.01% | — | |
| 28 | ADI | Analog Devices Inc | Stock-Tech | 0.66% | — | — | |
| 29 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.62% | — | — | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.62% | +0.01% | — | |
| 31 | CORP | Pimco Inv Grade CORP Bd ETF | ETF-Other | 0.61% | +0.01% | — | |
| 32 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.61% | +0.01% | — | |
| 33 | ABNB | Airbnb Inc-class A | Stock-Consumer Disc | 0.58% | +0.01% | — | |
| 34 | MA | Mastercard Inc - A | Stock-Financials | 0.55% | — | — | |
| 35 | SNDK | Sandisk CORP | Stock-Tech | 0.55% | -0.07% | — | |
| 36 | DELL | Dell Technologies -c | Stock-Tech | 0.55% | +0.01% | — | |
| 37 | ELV | Elevance Health Inc | Stock-Healthcare | 0.53% | +0.01% | — | |
| 38 | VOLT | Tema Electrification | ETF-Other | 0.53% | +0.01% | — | |
| 39 | CSHI | Neos Enhanced Income 1-3 Mon | ETF-Other | 0.51% | — | — | |
| 40 | BDX | Becton Dickinson And Co | Stock-Healthcare | 0.51% | +0.01% | — | |
| 41 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.50% | — | — | |
| 42 | IQV | Iqvia Holdings Inc | Stock-Healthcare | 0.50% | — | — | |
| 43 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 0.50% | +0.01% | — | |
| 44 | APD | Air Products & Chemicals Inc | Stock-Materials | 0.47% | — | — | |
| 45 | PTF | Invesco Dorsey Wright Tech | ETF-Tech | 0.47% | — | — | |
| 46 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.47% | — | — | |
| 47 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.46% | — | — | |
| 48 | WFC | Wells Fargo & Co | Stock-Financials | 0.45% | — | — | |
| 49 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.43% | — | — | |
| 50 | COP | Conocophillips | Stock-Energy | 0.43% | +0.01% | — |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+2.8%
Performance Last 4 Quarters
+10.8%
- Stdev
- +11%
- Beta
- +0.9
- Alpha
- -3.1%
- Max Drawdown
- -7.6%
- Annualized Perf
- +13.4%
- Batting Avg vs S&P
- +34.4%
- Sortino
- +2.22
- Stutzer
- +0.35
- Treynor
- +0.15
- Sterling
- +0.79
- Calmar
- +1.76
- Information Ratio
- -1.56
- Tracking Error
- +3.1%
- Stdev Down
- +6%
- Winning Months %
- +65.6%
- Losing Months %
- +34.4%
- Best 12 Months
- +21.4%
- Worst 12 Months
- +4.4%
- Efficiency Ratio
- +0.46
- Sharpe
- +1.2
- Stdev Sectors
- +8.8%
- Skewness
- -0.1
- Kurtosis
- -0.12
- Upside Potential
- +3.84
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Unique Wealth Strategies, LLC's most significant position changes for 2026-09-30: Sold out: Exxon Mobil CORP (XOM); Sold out: Ishares U.s. Consumer Focuse (IEDI); New buy: Invesco S&p International De (IDHQ); New buy: Carnival CORP LTD F; Sold out: Catalyst Pharmaceuticals Inc (CPRX).
Showing top 200 changes by size (of 218 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IDHQ | Invesco S&p International De | +0.4% | NEW | New buy |
| 2 | ✓ | Carnival CORP LTD F | +0.3% | NEW | New buy |
| 3 | COR | Cencora Inc | +0.2% | NEW | New buy |
| 4 | TRI | Thomson Reuters CORP | +0.2% | NEW | New buy |
| 5 | IVV | Ishares Core S&p 500 ETF | +0.1% | — | Unchanged |
| 6 | FBND | Fidelity Total Bond ETF | +0.1% | — | Unchanged |
| 7 | MOAT | Vaneck Morningstar Wide Moat | 0% | — | Unchanged |
| 8 | DBEF | Xtrackers Msci Eafe Hedged E | 0% | — | Unchanged |
| 9 | GOOGL | Alphabet Inc-cl A | 0% | — | Unchanged |
| 10 | TLT | Ishares 20+ Year Treasury Bd | 0% | — | Unchanged |
| 11 | BIL | Ss Spdr Bb 1-3m T-bill ETF | 0% | — | Unchanged |
| 12 | JMBS | Janus Henderson Mortg Backed | 0% | — | Unchanged |
| 13 | STX | Seagate Technology Holdings plc | 0% | — | Unchanged |
| 14 | DELL | Dell Technologies -c | 0% | — | Unchanged |
| 15 | AAPL | Apple Inc | 0% | — | Unchanged |
| 16 | META | Meta Platforms Inc-class A | 0% | — | Unchanged |
| 17 | MDT | Medtronic plc | 0% | — | Unchanged |
| 18 | NEM | Newmont CORP | 0% | — | Unchanged |
| 19 | SLB | Slb LTD | 0% | — | Unchanged |
| 20 | RTX | Rtx CORP | 0% | — | Unchanged |
| 21 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | 0% | — | Unchanged |
| 22 | HCSG | Healthcare Services Group | 0% | — | Unchanged |
| 23 | ABNB | Airbnb Inc-class A | 0% | — | Unchanged |
| 24 | ABBV | Abbvie Inc | 0% | — | Unchanged |
| 25 | ARLO | Arlo Technologies Inc | 0% | — | Unchanged |
| 26 | PRDO | Perdoceo Education CORP | 0% | — | Unchanged |
| 27 | COP | Conocophillips | 0% | — | Unchanged |
| 28 | TSLA | Tesla Inc | 0% | — | Unchanged |
| 29 | PULS | Pgim Ultra Short Bond ETF | 0% | — | Unchanged |
| 30 | KLAC | Kla CORP | 0% | — | Unchanged |
| 31 | JPM | Jpmorgan Chase & Co | 0% | — | Unchanged |
| 32 | BINC | Ishares Flex I A Etf-usd Inc | 0% | — | Unchanged |
| 33 | VGT | Vanguard Info Tech ETF | 0% | — | Unchanged |
| 34 | VLO | Valero Energy CORP | 0% | — | Unchanged |
| 35 | CMCSA | Comcast Corp-class A | 0% | — | Unchanged |
| 36 | UL | Unilever Plc-sponsored Adr | 0% | — | Unchanged |
| 37 | PINS | Pinterest Inc- Class A | 0% | — | Unchanged |
| 38 | NVDA | Nvidia CORP | 0% | — | Unchanged |
| 39 | CIEN | Ciena CORP | 0% | — | Unchanged |
| 40 | CART | Maplebear Inc | 0% | — | Unchanged |
| 41 | AMAT | Applied Materials Inc | 0% | — | Unchanged |
| 42 | PM | Philip Morris International | 0% | — | Unchanged |
| 43 | JMUB | Jpmorgan Municipal ETF | 0% | — | Unchanged |
| 44 | ELV | Elevance Health Inc | 0% | — | Unchanged |
| 45 | QQQ | Invesco Qqq Trust Series 1 | 0% | — | Unchanged |
| 46 | ENB | Enbridge Inc | 0% | — | Unchanged |
| 47 | EXTR | Extreme Networks Inc | 0% | — | Unchanged |
| 48 | BDX | Becton Dickinson And Co | 0% | — | Unchanged |
| 49 | EWZ | Ishares Msci Brazil ETF | 0% | — | Unchanged |
| 50 | MSFT | Microsoft CORP | 0% | — | Unchanged |
1–50 of 200
Filing History
FAQ
What is Unique Wealth Strategies, LLC and what type of investor is it?
Unique Wealth Strategies, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $272.7M, spread across 222 disclosed positions.
What are Unique Wealth Strategies, LLC's largest equity positions?
Based on the latest 13F filing, Unique Wealth Strategies, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $15.8M (5.8%)
2. Fidelity Total Bond ETF (FBND) — $14.7M (5.4%)
3. Vaneck Morningstar Wide Moat (MOAT) — $12.8M (4.7%)
4. Xtrackers Msci Eafe Hedged E (DBEF) — $8.0M (2.9%)
5. Alphabet Inc-cl A (GOOGL) — $7.3M (2.7%)
What changes did Unique Wealth Strategies, LLC make in its most recent portfolio filing?
In the latest reported quarter, Unique Wealth Strategies, LLC made 10 notable position adjustments: 4 new positions were initiated, 0 existing holdings were added to, 1 positions were partially reduced, and 5 were completely exited. The largest of these moves: Sold out: Exxon Mobil CORP (XOM); Sold out: Ishares U.s. Consumer Focuse (IEDI); New buy: Invesco S&p International De (IDHQ); New buy: Carnival CORP LTD F; Sold out: Catalyst Pharmaceuticals Inc (CPRX)
What sectors does Unique Wealth Strategies, LLC focus on?
Unique Wealth Strategies, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 31.9%
• Consumer Discretionary: 16.4%
• Communication Services: 13.4%
• Health Care: 11.4%
• Financials: 9.9%
• Industrials: 5.7%
Investment Profile
Unique Wealth Strategies, LLC returned an annualized 13.4% over the trailing 32 months — underperforming the S&P 500 by 3.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.90 (roughly in line with the market) and a 34% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 31.9% of the portfolio concentrated in Information Technology.
It has added to its DELL position over the past two quarters (+$637.5K, now $1.5M), while trimming ACN over the same stretch (-$437.3K, still holding $386.0K).
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Developer Access
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REST API
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