UB
Union Bancaire Privee Asset Management LLC Historical SEC 13F Holdings & Archive (Q1 2021)
Union Bancaire Privee Asset Management LLCCIK: 0001775889
Momentum followerQuality / disciplined sizingDiversified strategy
Total reported value
$189.0M
Reporting period: 2021-03-31 · Number of holdings: 37
Union Bancaire Privee Asset Management LLC disclosed 37 holdings in its latest 13F filing for the period ending 2021-03-31, with total reported value of $189.0M and a quarterly turnover rate of 22.5%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "U"
Personality snowflake
- Concentration
- 19.68
- Portfolio Stability
- 22.47
- Momentum
- 100
- Sector conviction
- 67.1
- Diversification
- 74
- Sizing Uniformity
- 90.82
Union Bancaire Privee Asset Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.049 — mathematically equivalent to about 20 equally-sized positions, well below its 37 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.92), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd GOOGL
-8.2% $1.2M
Add JPM
+24.0% $1.3M
Add SPGI
+43.9% $1.2M
Trim PEP
-38.2% -$1.6M
Trim V
-26.2% -$1.7M
Trim ADBE
-24.0% -$1.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 10.24% | +0.08% | -17.30% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 9.64% | -0.14% | -6.97% | |
| 3 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 9.35% | -0.22% | -10.58% | |
| 4 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 8.83% | +1.72% | -8.23% | |
| 5 | META | Meta Platforms Inc-class A | Stock-Comm Services | 4.47% | +0.17% | -16.26% | |
| 6 | MA | Mastercard Inc - A | Stock-Financials | 2.53% | -0.41% | -24.74% | |
| 7 | PYPL | Paypal Holdings Inc | Stock-Financials | 2.49% | -0.23% | -23.43% | |
| 8 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 2.31% | -0.17% | -13.61% | |
| 9 | V | Visa Inc-class A Shares | Stock-Financials | 2.24% | -0.49% | -26.19% | |
| 10 | AMT | American Tower CORP | Stock-Real Estate | 2.22% | +0.01% | -17.78% | |
| 11 | ADBE | Adobe Inc | Stock-Tech | 2.19% | -0.45% | -24.03% | |
| 12 | NVDA | Nvidia CORP | Stock-Tech | 2.19% | -0.25% | -23.53% | |
| 13 | CRM | Salesforce Inc | Stock-Tech | 2.18% | -0.27% | -18.66% | |
| 14 | ZTS | Zoetis Inc | Stock-Healthcare | 2.16% | -0.40% | -22.91% | |
| 15 | HON | Honeywell International Inc | Stock-Industrials | 2.16% | -0.24% | -23.36% | |
| 16 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.14% | +0.89% | +24.03% | |
| 17 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 2.10% | -0.37% | -21.33% | |
| 18 | SBUX | Starbucks CORP | Stock-Consumer Disc | 2.05% | — | -14.84% | |
| 19 | CNI | Canadian Natl Railway Co | Stock-Industrials | 1.95% | +0.31% | -1.80% | |
| 20 | SPGI | S&p Global Inc | Stock-Financials | 1.85% | +0.81% | +43.88% | |
| 21 | NOW | Servicenow Inc | Stock-Tech | 1.82% | -0.17% | -12.52% | |
| 22 | ECL | Ecolab Inc | Stock-Materials | 1.71% | +0.08% | -7.55% | |
| 23 | DHR | Danaher CORP | Stock-Healthcare | 1.69% | -0.13% | -19.97% | |
| 24 | EQIX | Equinix Inc | Stock-Real Estate | 1.63% | -0.39% | -26.35% | |
| 25 | EL | Estee Lauder Companies-cl A | Stock-Consumer Staples | 1.62% | +0.31% | -1.80% | |
| 26 | NFLX | Netflix Inc | Stock-Comm Services | 1.57% | +0.01% | -9.75% | |
| 27 | APH | Amphenol Corp-cl A | Stock-Tech | 1.52% | -0.11% | +61.49% | |
| 28 | WST | West Pharmaceutical Services | Stock-Healthcare | 1.51% | -0.27% | -25.60% | |
| 29 | BSX | Boston Scientific CORP | Stock-Healthcare | 1.51% | +1.51% | NEW | |
| 30 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.41% | -0.24% | -28.56% | |
| 31 | COO | The Cooper Companies, Inc. | Stock-Healthcare | 1.39% | +0.03% | -15.99% | |
| 32 | ACN | Accenture plc | Stock-Tech | 1.38% | -0.16% | -26.58% | |
| 33 | FIS | Fidelity National Info Serv | Stock-Tech | 1.36% | -0.10% | -18.55% | |
| 34 | IFF | Intl Flavors & Fragrances | Stock-Materials | 1.36% | +0.25% | -16.68% | |
| 35 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.22% | -0.57% | -38.22% | |
| 36 | ICLR | ICON Public Limited Company | Stock-Healthcare | 1.20% | +0.05% | -9.80% | |
| 37 | LIN | Linde plc | Stock-Materials | 0.80% | +0.80% | NEW |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Union Bancaire Privee Asset Management LLC's most significant position changes for 2021-03-31: New buy: Boston Scientific CORP (BSX); Sold out: Becton Dickinson And Co (BDX); New buy: Linde plc (LIN); Trim: Alphabet Inc-cl A (GOOGL) — shares -8.23%; Add: Jpmorgan Chase & Co (JPM) — shares +24.03%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GOOGL | Alphabet Inc-cl A | +1.7% | -8.23% | Trim |
| 2 | JPM | Jpmorgan Chase & Co | +0.9% | +24.03% | Add |
| 3 | SPGI | S&p Global Inc | +0.8% | +43.88% | Add |
| 4 | EL | Estee Lauder Companies-cl A | +0.3% | -1.80% | Trim |
| 5 | CNI | Canadian Natl Railway Co | +0.3% | -1.80% | Trim |
| 6 | IFF | Intl Flavors & Fragrances | +0.3% | -16.68% | Trim |
| 7 | META | Meta Platforms Inc-class A | +0.2% | -16.26% | Trim |
| 8 | MSFT | Microsoft CORP | +0.1% | -17.30% | Trim |
| 9 | ECL | Ecolab Inc | +0.1% | -7.55% | Trim |
| 10 | ICLR | ICON Public Limited Company | +0.1% | -9.80% | Trim |
| 11 | COO | The Cooper Companies, Inc. | 0% | -15.99% | Trim |
| 12 | AMT | American Tower CORP | 0% | -17.78% | Trim |
| 13 | NFLX | Netflix Inc | 0% | -9.75% | Trim |
| 14 | SBUX | Starbucks CORP | — | -14.84% | Trim |
| 15 | FIS | Fidelity National Info Serv | -0.1% | -18.55% | Trim |
| 16 | APH | Amphenol Corp-cl A | -0.1% | +61.49% | Add |
| 17 | DHR | Danaher CORP | -0.1% | -19.97% | Trim |
| 18 | AAPL | Apple Inc | -0.1% | -6.97% | Trim |
| 19 | ACN | Accenture plc | -0.2% | -26.58% | Trim |
| 20 | COST | Costco Wholesale CORP | -0.2% | -13.61% | Trim |
| 21 | NOW | Servicenow Inc | -0.2% | -12.52% | Trim |
| 22 | AMZN | Amazon.com Inc | -0.2% | -10.58% | Trim |
| 23 | PYPL | Paypal Holdings Inc | -0.2% | -23.43% | Trim |
| 24 | HON | Honeywell International Inc | -0.2% | -23.36% | Trim |
| 25 | JNJ | Johnson & Johnson | -0.2% | -28.56% | Trim |
| 26 | NVDA | Nvidia CORP | -0.3% | -23.53% | Trim |
| 27 | CRM | Salesforce Inc | -0.3% | -18.66% | Trim |
| 28 | WST | West Pharmaceutical Services | -0.3% | -25.60% | Trim |
| 29 | NKE | Nike Inc -cl B | -0.4% | -21.33% | Trim |
| 30 | EQIX | Equinix Inc | -0.4% | -26.35% | Trim |
| 31 | ZTS | Zoetis Inc | -0.4% | -22.91% | Trim |
| 32 | MA | Mastercard Inc - A | -0.4% | -24.74% | Trim |
| 33 | ADBE | Adobe Inc | -0.5% | -24.03% | Trim |
| 34 | V | Visa Inc-class A Shares | -0.5% | -26.19% | Trim |
| 35 | PEP | Pepsico Inc | -0.6% | -38.22% | Trim |
| 36 | BSX | Boston Scientific CORP | — | NEW | New buy |
| 37 | BDX | Becton Dickinson And Co | — | EXIT | Sold out |
| 38 | LIN | Linde plc | — | NEW | New buy |
Filing History
FAQ
What is Union Bancaire Privee Asset Management LLC and what type of investor is it?
Union Bancaire Privee Asset Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-03-31), the firm manages a tracked equity portfolio valued at approximately $189.0M, spread across 37 disclosed positions.
What are Union Bancaire Privee Asset Management LLC's largest equity positions?
Based on the latest 13F filing, Union Bancaire Privee Asset Management LLC's top holdings by market value are:
1. Microsoft CORP (MSFT) — $19.4M (10.2%)
2. Apple Inc (AAPL) — $18.2M (9.6%)
3. Amazon.com Inc (AMZN) — $17.7M (9.3%)
4. Alphabet Inc-cl A (GOOGL) — $16.7M (8.8%)
5. Meta Platforms Inc-class A (META) — $8.4M (4.5%)
What changes did Union Bancaire Privee Asset Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Union Bancaire Privee Asset Management LLC made 38 notable position adjustments: 2 new positions were initiated, 3 existing holdings were added to, 32 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Boston Scientific CORP (BSX); Sold out: Becton Dickinson And Co (BDX); New buy: Linde plc (LIN); Trim: Alphabet Inc-cl A (GOOGL) — shares -8.23%; Add: Jpmorgan Chase & Co (JPM) — shares +24.03%
What sectors does Union Bancaire Privee Asset Management LLC focus on?
Union Bancaire Privee Asset Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 36.1%
• Communication Services: 19.0%
• Consumer Discretionary: 17.3%
• Financials: 14.4%
• Health Care: 5.9%
• Consumer Staples: 4.5%
Investment Profile
Union Bancaire Privee Asset Management LLC's portfolio is broadly diversified and moderately active, with 36.1% of the portfolio concentrated in Information Technology.
It has added to its GOOGL position over the past two quarters (+$1.3M, now $16.7M), while trimming MSFT over the same stretch (-$7.3M, still holding $19.4M).
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