UT
Unified Trust Company, N.A. Historical SEC 13F Holdings & Archive (Q3 2021)
Unified Trust Company, N.A.CIK: 0001765893
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$339.3M
Reporting period: 2021-09-30 · Number of holdings: 83
Unified Trust Company, N.A. disclosed 83 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $339.3M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 24.96
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 46.24
- Diversification
- 100
- Sizing Uniformity
- 79.43
Unified Trust Company, N.A.'s disclosed holdings carry a Herfindahl concentration index of 0.062 — mathematically equivalent to about 16 equally-sized positions, well below its 83 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.06), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 36% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DGRO | Ishares Core Dividend Growth | ETF-Other | 21.59% | — | -0.30% | |
| 2 | VB | Vanguard Small-cap ETF | ETF-Other | 7.53% | — | +0.87% | |
| 3 | AAPL | Apple Inc | Stock-Tech | 2.42% | — | -0.29% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 2.25% | — | +0.71% | |
| 5 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.18% | — | +0.35% | |
| 6 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 2.11% | — | +0.25% | |
| 7 | LIN | Linde plc | Stock-Materials | 1.92% | — | +0.05% | |
| 8 | HD | Home Depot Inc | Stock-Consumer Disc | 1.83% | — | -0.04% | |
| 9 | HON | Honeywell International Inc | Stock-Industrials | 1.79% | — | -0.46% | |
| 10 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 1.78% | — | +0.03% | |
| 11 | MA | Mastercard Inc - A | Stock-Financials | 1.77% | — | +0.23% | |
| 12 | NEE | Nextera Energy Inc | Stock-Utilities | 1.73% | — | +0.22% | |
| 13 | JBHT | Hunt (jb) Transprt Svcs Inc | Stock-Industrials | 1.63% | — | +0.06% | |
| 14 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 1.61% | — | -3.20% | |
| 15 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.60% | — | +0.64% | |
| 16 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.55% | — | -0.08% | |
| 17 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.52% | — | +1.08% | |
| 18 | TXN | Texas Instruments Inc | Stock-Tech | 1.52% | — | +0.60% | |
| 19 | BAX | Baxter International Inc | Stock-Healthcare | 1.52% | — | +0.60% | |
| 20 | BLKCHF | Blackrock Inc | Stock-Other | 1.51% | — | +0.82% | |
| 21 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 1.50% | — | -18.94% | |
| 22 | CB | Chubb Limited | Stock-Financials | 1.48% | — | -0.02% | |
| 23 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.45% | — | +0.27% | |
| 24 | SBUX | Starbucks CORP | Stock-Consumer Disc | 1.44% | — | +0.21% | |
| 25 | ACN | Accenture plc | Stock-Tech | 1.44% | — | +0.50% | |
| 26 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.42% | — | +0.76% | |
| 27 | CMI | Cummins Inc | Stock-Industrials | 1.38% | — | +0.37% | |
| 28 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.37% | — | +0.25% | |
| 29 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.37% | — | +0.39% | |
| 30 | JKHY | Jack Henry & Associates Inc | Stock-Tech | 1.36% | — | +0.14% | |
| 31 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.36% | — | +0.30% | |
| 32 | TROW | T Rowe Price Group Inc | Stock-Financials | 1.36% | — | +0.54% | |
| 33 | DOV | Dover CORP | Stock-Industrials | 1.35% | — | -0.60% | |
| 34 | DG | Dollar General CORP | Stock-Consumer Staples | 1.32% | — | +0.10% | |
| 35 | ABT | Abbott Laboratories | Stock-Healthcare | 1.22% | — | +0.38% | |
| 36 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.17% | — | +0.50% | |
| 37 | MMM | 3m Co | Stock-Industrials | 1.16% | — | +0.57% | |
| 38 | TGT | Target CORP | Stock-Consumer Disc | 1.11% | — | +0.35% | |
| 39 | DE | Deere & Co | Stock-Industrials | 1.09% | — | — | |
| 40 | ECL | Ecolab Inc | Stock-Materials | 1.05% | — | +0.22% | |
| 41 | SYK | Stryker CORP | Stock-Healthcare | 1.02% | — | +0.50% | |
| 42 | MKC | Mccormick & Co-non Vtg Shrs | Stock-Consumer Staples | 0.94% | — | +0.67% | |
| 43 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.90% | — | — | |
| 44 | IFF | Intl Flavors & Fragrances | Stock-Materials | 0.84% | — | -26.86% | |
| 45 | APH | Amphenol Corp-cl A | Stock-Tech | 0.78% | — | +0.51% | |
| 46 | KLAC | Kla CORP | Stock-Tech | 0.70% | — | — | |
| 47 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.68% | — | — | |
| 48 | SHW | Sherwin-williams Co/the | Stock-Materials | 0.64% | — | — | |
| 49 | BND | Vanguard Total Bond Market | ETF-Other | 0.50% | — | +3.77% | |
| 50 | BDC | Belden Inc | Stock-Tech | 0.45% | — | +14.00% |
1–50 of 83
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Unified Trust Company, N.A. and what type of investor is it?
Unified Trust Company, N.A. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $339.3M, spread across 83 disclosed positions.
What are Unified Trust Company, N.A.'s largest equity positions?
Based on the latest 13F filing, Unified Trust Company, N.A.'s top holdings by market value are:
1. Ishares Core Dividend Growth (DGRO) — $73.3M (21.6%)
2. Vanguard Small-cap ETF (VB) — $25.5M (7.5%)
3. Apple Inc (AAPL) — $8.2M (2.4%)
4. Microsoft CORP (MSFT) — $7.6M (2.3%)
5. Jpmorgan Chase & Co (JPM) — $7.4M (2.2%)
What changes did Unified Trust Company, N.A. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Unified Trust Company, N.A. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Unified Trust Company, N.A. focus on?
Unified Trust Company, N.A. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 21.3%
• Consumer Discretionary: 19.9%
• Health Care: 16.2%
• Consumer Staples: 12.7%
• Financials: 11.2%
• Communication Services: 8.4%
Investment Profile
Unified Trust Company, N.A.'s portfolio is broadly diversified and long-term-holding.
It has added to its MSFT position over the past two quarters (+$1.7M, now $7.6M), while trimming CSX over the same stretch (-$52.0K, still holding $647.0K).
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