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UMB Private Wealth Management, LLC: 13F Stock Holdings & Portfolio (Q3 2026)
UMB Private Wealth Management, LLCCIK: 0002154233
Diversified strategyLong-term holder
Total reported value
$103.3M
Reporting period: 2026-09-30 · Number of holdings: 1410
UMB Private Wealth Management, LLC disclosed 1410 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $103.3M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 14.55
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 62.28
- Diversification
- 100
- Sizing Uniformity
- 29.06
UMB Private Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.036 — mathematically equivalent to about 27 equally-sized positions, well below its 1410 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 7.09), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 40% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 1410 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 13.63% | — | — | — |
| 2 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 8.82% | — | — | — |
| 3 | GVI | Ishares Intermediate Governm | ETF-Other | 3.86% | — | — | — |
| 4 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 3.33% | — | — | — |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 3.18% | — | — | — |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.01% | — | — | — |
| 7 | AAPL | Apple Inc | Stock-Tech | 2.83% | — | — | — |
| 8 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 2.67% | — | — | — |
| 9 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 2.31% | — | — | — |
| 10 | MSFT | Microsoft CORP | Stock-Tech | 2.20% | — | — | — |
| 11 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.97% | — | — | — |
| 12 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.73% | — | — | — |
| 13 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.64% | — | — | — |
| 14 | AVGO | Broadcom Inc | Stock-Tech | 1.27% | — | — | — |
| 15 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.25% | — | — | — |
| 16 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.20% | — | — | — |
| 17 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.91% | — | — | — |
| 18 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.90% | — | — | — |
| 19 | XMHQ | Invesco S&p Midcap Qual ETF | ETF-Other | 0.86% | — | — | — |
| 20 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.80% | — | — | — |
| 21 | AMD | Advanced Micro Devices | Stock-Tech | 0.75% | — | — | — |
| 22 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.73% | — | — | — |
| 23 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.69% | — | — | — |
| 24 | USHY | Ishares Broad Usd High Yield | ETF-High Yield | 0.69% | — | — | — |
| 25 | APH | Amphenol Corp-cl A | Stock-Tech | 0.63% | — | — | — |
| 26 | MU | Micron Technology Inc | Stock-Tech | 0.63% | — | — | — |
| 27 | FVAL | Fidelity Value Factor ETF | ETF-Other | 0.63% | — | — | — |
| 28 | PSBD | Palmer Square Capital Bdc In | Stock-Other | 0.62% | — | — | — |
| 29 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.60% | — | — | — |
| 30 | ✓ | Stock-Other | 0.57% | — | — | — | |
| 31 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.56% | — | — | — |
| 32 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.54% | — | — | — |
| 33 | GEV | GE Vernova Inc | Stock-Industrials | 0.52% | — | — | — |
| 34 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.51% | — | — | — |
| 35 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.51% | — | — | — |
| 36 | V | Visa Inc-class A Shares | Stock-Financials | 0.50% | — | — | — |
| 37 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.49% | — | — | — |
| 38 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.49% | — | — | — |
| 39 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.46% | — | — | — |
| 40 | WMT | Walmart Inc | Stock-Consumer Staples | 0.45% | — | — | — |
| 41 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.44% | — | — | — |
| 42 | LIN | Linde plc | Stock-Materials | 0.43% | — | — | — |
| 43 | WELL | Welltower Inc | Stock-Real Estate | 0.42% | — | — | — |
| 44 | BAC | Bank Of America CORP | Stock-Financials | 0.42% | — | — | — |
| 45 | CVX | Chevron CORP | Stock-Energy | 0.41% | — | — | — |
| 46 | ITM | Vaneck Intermediate Muni ETF | ETF-Other | 0.39% | — | — | — |
| 47 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 0.38% | — | — | — |
| 48 | MA | Mastercard Inc - A | Stock-Financials | 0.37% | — | — | — |
| 49 | BLK | Blackrock Inc | Stock-Financials | 0.37% | — | — | — |
| 50 | ETN | Eaton Corporation plc | Stock-Industrials | 0.35% | — | — | — |
1–50 of 200
Reported value over time
Not enough data yet to compute personality scores
Sector allocation
Sector allocation over time
Not enough sector-mapped data yet
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is UMB Private Wealth Management, LLC and what type of investor is it?
UMB Private Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $103.3M, spread across 1410 disclosed positions.
What are UMB Private Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, UMB Private Wealth Management, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $14.1M (13.6%)
2. Alpha Architect 1-3 Mnth Box (BOXX) — $9.1M (8.8%)
3. Ishares Intermediate Governm (GVI) — $4.0M (3.9%)
4. Ishares Core Msci Eafe ETF (IEFA) — $3.4M (3.3%)
5. Nvidia CORP (NVDA) — $3.3M (3.2%)
What changes did UMB Private Wealth Management, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for UMB Private Wealth Management, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does UMB Private Wealth Management, LLC focus on?
UMB Private Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 39.8%
• Financials: 11.4%
• Consumer Discretionary: 9.7%
• Health Care: 9.6%
• Communication Services: 8.7%
• Industrials: 7.9%
Investment Profile
UMB Private Wealth Management, LLC's portfolio is broadly diversified and long-term-holding, with 39.8% of the portfolio concentrated in Information Technology.
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Developer Access
Access UMB Private Wealth Management, LLC's institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/umb-private-wealth-management-llc-0002154233CLI
npx alphasmo institutions get umb-private-wealth-management-llc-0002154233