CIK: 0001730765
Total reported value
$491.2M
Reporting period: 2026-03-31 · Number of holdings: 1838
Triumph Capital Management disclosed 1838 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $491.2M and a quarterly turnover rate of 26.9%.
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Triumph Capital Management's disclosed holdings carry a Herfindahl concentration index of 0.008 — mathematically equivalent to about 124 equally-sized positions, well below its 1838 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.72), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 30% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add USIG
+530.6% $5.8M
Trim FDL
-72.5% -$4.7M
Trim XLP
-96.4% -$4.6M
Trim FTSM
-31.0% -$4.1M
Add FPE
+617.5% $4.7M
Add UCON
+2435.3% $4.6M
Showing top 200 holdings (of 1838 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 3.49% | — | +6.63% | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.09% | -0.25% | -1.16% | |
| 3 | FIXD | First Trust Smith Opportunis | ETF-Other | 2.07% | — | -0.54% | |
| 4 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 1.86% | -1.00% | -31.01% | |
| 5 | RDVY | First Trust Rising Dividend | ETF-Other | 1.83% | — | -0.02% | |
| 6 | FTCS | First Trust Capital Strength | ETF-Other | 1.71% | — | +0.26% | |
| 7 | SDVY | First Trust Smid Cap Rising | ETF-Other | 1.66% | — | -0.77% | |
| 8 | DFSD | Dimensional Short Duration | ETF-Other | 1.60% | +0.04% | +9.13% | |
| 9 | BND | Vanguard Total Bond Market | ETF-Other | 1.57% | -0.23% | -7.28% | |
| 10 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.50% | — | +1.70% | |
| 11 | LMBS | First Trust Low Duration Opp | ETF-Other | 1.42% | — | +3.02% | |
| 12 | USIG | Ishares Broad Usd Investment | ETF-Other | 1.41% | +1.17% | +530.64% | |
| 13 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.34% | — | +0.66% | |
| 14 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 1.31% | — | +0.23% | |
| 15 | FEX | First Trust Large Cap Core A | ETF-Large Cap & Growth | 1.29% | — | -0.37% | |
| 16 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.28% | +0.29% | +38.38% | |
| 17 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.26% | -0.35% | -16.93% | |
| 18 | NVDA | Nvidia CORP | Stock-Tech | 1.19% | +0.09% | +23.40% | |
| 19 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.19% | — | +18.36% | |
| 20 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 1.19% | — | +0.60% | |
| 21 | FPE | Ft-preferred Secur & INC ETF | ETF-Other | 1.12% | +0.95% | +617.49% | |
| 22 | IGV | Ishares Expanded Tech-softwa | ETF-Tech | 1.11% | +0.78% | +374.11% | |
| 23 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.09% | — | +7.58% | |
| 24 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.01% | — | +13.28% | |
| 25 | UCON | First Trust Smith Unconstrai | ETF-Other | 0.97% | +0.93% | +2435.32% | |
| 26 | ZALT | Innovator US Eq 10 Buffer | ETF-Other | 0.95% | +0.19% | +32.67% | |
| 27 | MSFT | Microsoft CORP | Stock-Tech | 0.95% | — | +42.13% | |
| 28 | QFLR | Innovator Nasdaq-100 Mf ETF | ETF-Tech | 0.93% | — | +1.57% | |
| 29 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.87% | — | +0.58% | |
| 30 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.83% | — | -5.92% | |
| 31 | VFLO | Victoryshares Free Cash Flow | ETF-Other | 0.81% | — | +1.70% | |
| 32 | WFC | Wells Fargo & Co | Stock-Financials | 0.72% | -0.17% | -0.07% | |
| 33 | KNG | Ft Vest S&p 500 Dvd Arst Trg | ETF-Large Cap & Growth | 0.61% | — | +4.22% | |
| 34 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 0.60% | — | +3.06% | |
| 35 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 0.59% | — | +12.83% | |
| 36 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.58% | +0.22% | +109.16% | |
| 37 | DFUV | Dimensional US Marketwide Va | ETF-Other | 0.57% | — | +3.26% | |
| 38 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.53% | — | +4.21% | |
| 39 | KHPI | Kensington Hedged Prm In ETF | ETF-Other | 0.52% | — | +3.15% | |
| 40 | VPLS | Vanguard Core-plus Bond ETF | ETF-Other | 0.49% | — | +12.69% | |
| 41 | AIRR | First Trust Rba American Ind | ETF-Other | 0.48% | — | -0.83% | |
| 42 | DFIV | Dimensional International Va | ETF-Other | 0.47% | — | +13.45% | |
| 43 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.47% | — | -5.05% | |
| 44 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.46% | — | +21.86% | |
| 45 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 0.46% | — | -0.26% | |
| 46 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.45% | — | +0.65% | |
| 47 | SOFI | Sofi Technologies INC | Stock-Financials | 0.45% | -0.25% | +12.43% | |
| 48 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.45% | — | +18.73% | |
| 49 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 0.44% | -1.06% | -72.46% | |
| 50 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.44% | — | +55.90% |
Performance for Q3 2026
+3.5%
Performance Last 4 Quarters
+15.1%
Based on 76% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 1838 | $491.2M | 27 | |
| 2025-12-31 | 1769 | $462.8M | 43 | |
| 2025-09-30 | 319 | $372.9M | 29 | |
| 2025-06-30 | 286 | $333.2M | 32 | |
| 2025-03-31 | 276 | $300.2M | 100 | |
| 2024-12-31 | 273 | $292.2M | 0 | |
| 2024-09-30 | 265 | $280.6M | 0 | |
| 2024-06-30 | 240 | $256.1M | 0 | |
| 2024-03-31 | 225 | $245.3M | 0 | |
| 2023-12-31 | 215 | $235.6M | 0 | |
| 2023-09-30 | 220 | $220.3M | 0 | |
| 2023-06-30 | 224 | $220.6M | 0 | |
| 2023-03-31 | 190 | $195.7M | 0 | |
| 2022-12-31 | 207 | $186.7M | 0 | |
| 2022-09-30 | 187 | $183.6M | 0 | |
| 2022-06-30 | 204 | $189.2M | 0 | |
| 2022-03-31 | 199 | $231.0M | 0 | |
| 2021-12-31 | 210 | $231.0M | 0 | |
| 2021-09-30 | 189 | $213.6M | 0 | |
| 2021-06-30 | 160 | $171.2M | — |
Triumph Capital Management's most significant position changes for 2026-03-31: New buy: Neuberger Short Duration INC (NBSD); Sold out: NEOS Enhanced Income Credit Select ETF; New buy: Fabrinet (FN); Add: Ishares Broad Usd Investment (USIG) — shares +530.64%; Trim: First Trust Morn Dvd Lead In (FDL) — shares -72.46%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | USIG | Ishares Broad Usd Investment | +1.2% | +530.64% | Add |
| 2 | FPE | Ft-preferred Secur & INC ETF | +1% | +617.49% | Add |
| 3 | UCON | First Trust Smith Unconstrai | +0.9% | +2435.32% | Add |
| 4 | IGV | Ishares Expanded Tech-softwa | +0.8% | +374.11% | Add |
| 5 | TLT | Ishares 20+ Year Treasury Bd | +0.3% | +38.38% | Add |
| 6 | GM | General Motors Co | +0.3% | +1956.06% | Add |
| 7 | GPIQ | Gs Nasdaq-100 Pr INC Etf-usd | +0.3% | +658.57% | Add |
| 8 | EIX | Edison International | +0.2% | +394.61% | Add |
| 9 | PLTR | Palantir Technologies Inc-a | +0.2% | +109.16% | Add |
| 10 | PFE | Pfizer INC | +0.2% | +206.79% | Add |
| 11 | JEPQ | JPM Nasdaq Equity Premium | +0.2% | +117.96% | Add |
| 12 | HTGC | Hercules Capital INC | +0.2% | +752.29% | Add |
| 13 | AXP | American Express Co | +0.2% | +783.25% | Add |
| 14 | ZALT | Innovator US Eq 10 Buffer | +0.2% | +32.67% | Add |
| 15 | FNX | First Trust Mid Cap Core Alp | +0.2% | +342.41% | Add |
| 16 | NOW | Servicenow INC | +0.2% | +1195.61% | Add |
| 17 | INCY | Incyte CORP | +0.2% | +1453.22% | Add |
| 18 | TLTW | Ishares 20+ Bond Buywrite | +0.2% | +80.51% | Add |
| 19 | IDMO | Invesco S&p International De | +0.2% | +3578.38% | Add |
| 20 | ZS | Zscaler INC | +0.2% | +500.16% | Add |
| 21 | VT | Vanguard Tot World Stk ETF | +0.2% | +473.22% | Add |
| 22 | ECO | Okeanis Eco Tankers Corp. | +0.1% | +150.63% | Add |
| 23 | VSS | Vanguard Ftse All Wo X-us Sc | +0.1% | +735.31% | Add |
| 24 | IGLD | Ft Vest Gold Strategy Target | +0.1% | +1267.57% | Add |
| 25 | OMF | Onemain Holdings INC | +0.1% | +188.62% | Add |
| 26 | SGDJ | Sprott Jr. Gold Miners ETF | +0.1% | +179.09% | Add |
| 27 | QTEC | First Trust Nasdq 100 Tech I | +0.1% | +891.92% | Add |
| 28 | AMD | Advanced Micro Devices | +0.1% | +74.91% | Add |
| 29 | NVDA | Nvidia CORP | +0.1% | +23.40% | Add |
| 30 | DFSD | Dimensional Short Duration | 0% | +9.13% | Add |
| 31 | FDX | Fedex CORP | -0.1% | -95.07% | Trim |
| 32 | BCSF | Bain Capital Specialty Finan | -0.1% | -84.26% | Trim |
| 33 | GFEB | Ft Vest US Equity Moderate B | -0.2% | -80.25% | Trim |
| 34 | PDI | Pimco Dynamic Income Fund | -0.2% | -75.86% | Trim |
| 35 | WFC | Wells Fargo & Co | -0.2% | -0.07% | Trim |
| 36 | MBLY | Mobileye Global Inc-a | -0.2% | -70.98% | Trim |
| 37 | TGT | Target CORP | -0.2% | -91.44% | Trim |
| 38 | MINT | Pimco Enhanced Short Maturit | -0.2% | -71.70% | Trim |
| 39 | DE | Deere & Co | -0.2% | -98.91% | Trim |
| 40 | BND | Vanguard Total Bond Market | -0.2% | -7.28% | Trim |
| 41 | SOFI | Sofi Technologies INC | -0.3% | +12.43% | Add |
| 42 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.3% | -1.16% | Trim |
| 43 | JPST | Jpmorgan Ultra-short Income | -0.4% | -16.93% | Trim |
| 44 | BNDX | Vanguard Total Intl Bond ETF | -0.9% | -81.27% | Trim |
| 45 | XLP | Ss Consumer Staples Sel Sect | -1% | -96.44% | Trim |
| 46 | FTSM | First Trust Enh Short Mat Fd | -1% | -31.01% | Trim |
| 47 | FDL | First Trust Morn Dvd Lead In | -1.1% | -72.46% | Trim |
| 48 | NBSD | Neuberger Short Duration INC | — | NEW | New buy |
| 49 | ✓ | NEOS Enhanced Income Credit Select ETF | — | EXIT | Sold out |
| 50 | FN | Fabrinet | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-13 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-12 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-12-23 | Amendment | View on EDGAR |
| 2025-09-30 | 2025-11-17 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-12-29 | Amendment | View on EDGAR |
| 2025-06-30 | 2025-07-09 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-06 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2025-02-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2025-02-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-25 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-05 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-31 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-03 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-08 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-31 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-01 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-02 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-03 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-16 | Amendment | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-19 | 13F-HR | View on EDGAR |
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