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Triad Financial Advisors, Inc. Historical SEC 13F Holdings & Archive (Q3 2023)
Triad Financial Advisors, Inc.CIK: 0001925074
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$283.9M
Reporting period: 2023-09-30 · Number of holdings: 98
TRIAD FINANCIAL ADVISORS, INC. disclosed 98 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $283.9M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 28.89
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 53.8
- Diversification
- 100
- Sizing Uniformity
- 75.22
Triad Financial Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.072 — mathematically equivalent to about 14 equally-sized positions, well below its 98 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.48), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 13% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 16.01% | — | +5.72% | |
| 2 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 13.32% | — | -1.08% | |
| 3 | DFSD | Dimensional Short Duration | ETF-Other | 10.07% | — | +25.40% | |
| 4 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 7.52% | — | +77.04% | |
| 5 | DFAI | Dimensional International Co | ETF-Other | 5.83% | — | +72.69% | |
| 6 | DUHP | Dimensional US High Profi Et | ETF-Other | 4.62% | — | +47.35% | |
| 7 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 4.26% | — | +2.55% | |
| 8 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 3.46% | — | +122.11% | |
| 9 | AAPL | Apple Inc | Stock-Tech | 3.14% | — | +2.54% | |
| 10 | DFIC | Dimensional International Co | ETF-Other | 2.74% | — | +53.00% | |
| 11 | DFUV | Dimensional US Marketwide Va | ETF-Other | 2.47% | — | -1.38% | |
| 12 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 2.25% | — | +94.82% | |
| 13 | SCTXX | Schwab Amt Tax Fr Mny-ultra | Stock-Other | 1.94% | — | — | |
| 14 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.67% | — | -3.50% | |
| 15 | BND | Vanguard Total Bond Market | ETF-Other | 1.53% | — | -10.39% | |
| 16 | CAT | Caterpillar Inc | Stock-Industrials | 0.89% | — | +0.58% | |
| 17 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.85% | — | -1.06% | |
| 18 | DFAT | Dimensional US Target Value | ETF-Other | 0.78% | — | +11.32% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 0.73% | — | +12.87% | |
| 20 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.68% | — | +3.94% | |
| 21 | DUK | Duke Energy CORP | Stock-Utilities | 0.65% | — | -0.51% | |
| 22 | AVRE | Avantis Real Estate ETF | ETF-Other | 0.60% | — | +13.04% | |
| 23 | XOM | Exxon Mobil CORP | Stock-Energy | 0.52% | — | +4.86% | |
| 24 | DFGR | Dim Global Real Estate ETF | ETF-Other | 0.45% | — | — | |
| 25 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.44% | — | +1.82% | |
| 26 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.43% | — | -7.33% | |
| 27 | DFNM | Dimensional National Muni Bd | ETF-Other | 0.41% | — | -8.34% | |
| 28 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.38% | — | -41.61% | |
| 29 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.38% | — | -0.28% | |
| 30 | DFAU | Dimensional US Core Equity M | ETF-Other | 0.37% | — | +14.12% | |
| 31 | GVI | Ishares Intermediate Governm | ETF-Other | 0.36% | — | -18.23% | |
| 32 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.35% | — | +3.10% | |
| 33 | HD | Home Depot Inc | Stock-Consumer Disc | 0.35% | — | +3.05% | |
| 34 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.34% | — | -0.44% | |
| 35 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.32% | — | +8.24% | |
| 36 | DFEV | Dimensional Emrg Mrkt Val | ETF-Other | 0.30% | — | +27.51% | |
| 37 | CVX | Chevron CORP | Stock-Energy | 0.29% | — | +4.42% | |
| 38 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.28% | — | -0.25% | |
| 39 | VUG | Vanguard Growth ETF | ETF-Other | 0.28% | — | -2.91% | |
| 40 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.26% | — | +1.82% | |
| 41 | AVDE | Avantis International Equity | ETF-Other | 0.24% | — | — | |
| 42 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.23% | — | -0.42% | |
| 43 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.23% | — | +6.50% | |
| 44 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.22% | — | -6.42% | |
| 45 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.21% | — | +3.88% | |
| 46 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.20% | — | +1.66% | |
| 47 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.20% | — | +0.43% | |
| 48 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.19% | — | +24.22% | |
| 49 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.19% | — | — | |
| 50 | MKC | Mccormick & Co-non Vtg Shrs | Stock-Consumer Staples | 0.17% | — | +0.54% |
1–50 of 98
Portfolio Performance
Performance for Q3 2026
+2%
Performance Last 4 Quarters
+19.3%
- Stdev
- +10%
- Beta
- +0.75
- Alpha
- +1.2%
- Max Drawdown
- -4.9%
- Annualized Perf
- +17%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.29
- Stutzer
- +0.47
- Treynor
- +0.22
- Sterling
- +1.19
- Calmar
- +3.45
- Information Ratio
- -0.95
- Tracking Error
- +3.9%
- Stdev Down
- +5%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +27.4%
- Worst 12 Months
- +6.8%
- Efficiency Ratio
- +0.64
- Sharpe
- +1.62
- Stdev Sectors
- +8.9%
- Skewness
- -0.14
- Kurtosis
- -0.22
- Upside Potential
- +4.83
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Triad Financial Advisors, Inc. and what type of investor is it?
Triad Financial Advisors, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-09-30), the firm manages a tracked equity portfolio valued at approximately $283.9M, spread across 98 disclosed positions.
What are Triad Financial Advisors, Inc.'s largest equity positions?
Based on the latest 13F filing, Triad Financial Advisors, Inc.'s top holdings by market value are:
1. Dimensional US Core Equity 2 (DFAC) — $45.5M (16.0%)
2. Ishares S&p 500 Growth ETF (IVW) — $37.8M (13.3%)
3. Dimensional Short Duration (DFSD) — $28.6M (10.1%)
4. Dimensional Core Fixed Inc (DFCF) — $21.4M (7.5%)
5. Dimensional International Co (DFAI) — $16.6M (5.8%)
What changes did Triad Financial Advisors, Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Triad Financial Advisors, Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Triad Financial Advisors, Inc. focus on?
Triad Financial Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 35.5%
• Consumer Staples: 11.2%
• Health Care: 9.7%
• Financials: 8.4%
• Industrials: 8.2%
• Consumer Discretionary: 7.4%
Investment Profile
Triad Financial Advisors, Inc. returned an annualized 17.0% over the trailing 36 months — outperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.75 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 35.5% of the portfolio concentrated in Information Technology.
It has added to its DFCF position over the past two quarters (+$9.4M, now $21.4M), while trimming DFUV over the same stretch (-$1.3M, still holding $7.0M).
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