13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001616026
Total reported value
$562.6M
$562.6M
719 檔
35.2%
At the close of Q1 2026, Tradewinds Capital Management, LLC disclosed equity holdings valued at approximately $562.6M, spread across 719 reported holdings.
In Q1 2026, Tradewinds Capital Management, LLC displayed an active expansion posture, initiating 19 new positions and adding to 71 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 719 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | COMT | Ishares Gsci Commodity Dynam | ETF-Commodities | 9.32% | -2.70% | +234752.12% | |
| 2 | GNR | State Street Spdr S&p Global | ETF-Other | 7.71% | -3.07% | — | |
| 3 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 7.62% | -7.59% | -7.48% | |
| 4 | EWY | Ishares Msci South Korea ETF | ETF-Other | 7.43% | +1.31% | -6.26% | |
| 5 | EWP | Ishares Msci Spain ETF | ETF-Other | 7.28% | -7.23% | +23.91% | |
| 6 | SIVR | Abrdn Physical Silver Shares | ETF-Commodities | 7.17% | -1.58% | -27.62% | |
| 7 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 5.20% | -1.53% | -19.63% | |
| 8 | EZA | Ishares Msci South Africa Et | ETF-Other | 4.75% | -4.75% | — | |
| 9 | ICVT | Ishares Convertible Bond ETF | ETF-Other | 4.24% | +0.08% | +10.54% | |
| 10 | EWW | Ishares Msci Mexico ETF | ETF-Other | 3.60% | -3.44% | +1762.03% | |
| 11 | FLJP | Franklin Ftse Japan ETF | ETF-Other | 3.50% | -3.50% | +19.07% | |
| 12 | SPBO | Ss Spdr P CORP Bond ETF | ETF-Corp Bonds | 2.89% | -2.25% | -33.52% | |
| 13 | PFXF | Vaneck Pref Sec X-financials | ETF-Other | 2.20% | -2.20% | — | |
| 14 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.09% | +0.29% | -65.34% | |
| 15 | MSFT | Microsoft CORP | Stock-Tech | 1.88% | -0.11% | +0.26% | |
| 16 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.54% | -0.05% | +1.70% | |
| 17 | XLE | Ss Energy Select Sector | ETF-Other | 1.42% | +6.09% | +824.38% | |
| 18 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.10% | +0.12% | +8.78% | |
| 19 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 0.84% | +0.10% | +10.69% | |
| 20 | AAPL | Apple Inc | Stock-Tech | 0.83% | +0.04% | -0.49% | |
| 21 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.77% | +0.11% | +5.46% | |
| 22 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.57% | -0.02% | -0.29% | |
| 23 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.55% | -0.04% | -11.09% | |
| 24 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 0.53% | — | +7.16% | |
| 25 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.49% | +0.01% | +7.49% | |
| 26 | BKLN | Invesco Senior Loan ETF | ETF-Other | 0.47% | -0.05% | -2.62% | |
| 27 | HYMB | Ss Spdr N Ice Hy Muni ETF | ETF-Other | 0.47% | +4.02% | +5.91% | |
| 28 | XOM | Exxon Mobil CORP | Stock-Energy | 0.46% | -0.13% | +0.19% | |
| 29 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.39% | +0.04% | -0.26% | |
| 30 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.38% | -0.01% | +0.14% | |
| 31 | NVDA | Nvidia CORP | Stock-Tech | 0.38% | +0.04% | +0.89% | |
| 32 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.36% | +0.04% | -94.10% | |
| 33 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.35% | +0.01% | +3.15% | |
| 34 | IEUR | Ishares Core Msci Europe ETF | ETF-Other | 0.31% | -0.01% | — | |
| 35 | HON | Honeywell International Inc | Stock-Industrials | 0.31% | -0.31% | EXIT | |
| 36 | MU | Micron Technology Inc | Stock-Tech | 0.29% | +0.57% | -0.30% | |
| 37 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.29% | -0.02% | — | |
| 38 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.28% | -0.06% | -2.49% | |
| 39 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 0.27% | -0.03% | -10.60% | |
| 40 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.25% | +0.09% | +2.24% | |
| 41 | EWG | Ishares Msci Germany ETF | ETF-Other | 0.25% | -0.02% | -0.04% | |
| 42 | ICSH | Ishares Ultra Short Duration | ETF-Other | 0.24% | -0.03% | +0.66% | |
| 43 | VMI | Valmont Industries | Stock-Industrials | 0.22% | +0.07% | — | |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.22% | -0.02% | -0.34% | |
| 45 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.19% | -0.02% | +0.04% | |
| 46 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 0.18% | +0.02% | +0.14% | |
| 47 | ABT | Abbott Laboratories | Stock-Healthcare | 0.18% | -0.04% | +0.18% | |
| 48 | ABBV | Abbvie Inc | Stock-Healthcare | 0.15% | -0.01% | -0.62% | |
| 49 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.14% | -0.02% | +0.06% | |
| 50 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.14% | +0.02% | +0.38% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | COMT | Ishares Gsci Commodity Dynam | +9.3% | +234752.12% | Add |
| 2 | EWW | Ishares Msci Mexico ETF | +3.4% | +1762.03% | Add |
| 3 | XLE | Ss Energy Select Sector | +1.3% | +824.38% | Add |
| 4 | EWP | Ishares Msci Spain ETF | +1.1% | +23.91% | Add |
| 5 | EWY | Ishares Msci South Korea ETF | +0.8% | -6.26% | Trim |
| 6 | FLJP | Franklin Ftse Japan ETF | +0.5% | +19.07% | Add |
| 7 | ICVT | Ishares Convertible Bond ETF | +0.3% | +10.54% | Add |
| 8 | XOM | Exxon Mobil CORP | +0.1% | +0.19% | Add |
| 9 | TEM | Tempus Ai Inc-cl A | +0.1% | +49900.00% | Add |
| 10 | SPMD | Ss Spdr P S&p 400 Midcap ETF | +0.1% | +10.69% | Add |
| 11 | SCHF | Schwab Intl Equity ETF | +0.1% | +8.78% | Add |
| 12 | MU | Micron Technology Inc | 0% | -0.30% | Trim |
| 13 | SCHC | Schwab Intl Small-cap Equity | 0% | +7.49% | Add |
| 14 | COST | Costco Wholesale CORP | 0% | -2.49% | Trim |
| 15 | VTI | Vanguard Total Stock Mkt ETF | 0% | +212.50% | Add |
| 16 | GLW | Corning Inc | 0% | +0.23% | Add |
| 17 | OKE | Oneok Inc | 0% | — | Unchanged |
| 18 | VICR | Vicor CORP | 0% | — | Unchanged |
| 19 | SCHA | Schwab US Small-cap ETF | 0% | +5.46% | Add |
| 20 | HON | Honeywell International Inc | 0% | -6.98% | Trim |
| 21 | EWZ | Ishares Msci Brazil ETF | 0% | — | Unchanged |
| 22 | CAT | Caterpillar Inc | 0% | +0.38% | Add |
| 23 | CVX | Chevron CORP | 0% | -0.89% | Trim |
| 24 | WMT | Walmart Inc | 0% | +0.53% | Add |
| 25 | ENB | Enbridge Inc | 0% | +0.12% | Add |
| 26 | SOLS | Solstice Adv Materials Inc | 0% | +0.11% | Add |
| 27 | PL | Planet Labs Pbc | 0% | — | Unchanged |
| 28 | DE | Deere & Co | 0% | — | Unchanged |
| 29 | ZTS | Zoetis Inc | 0% | +7500.00% | Add |
| 30 | VRT | Vertiv Holdings Co-a | 0% | +10.88% | Add |
| 31 | VWO | Vanguard Ftse Emerging Marke | 0% | +220.08% | Add |
| 32 | WMB | Williams Cos Inc | 0% | — | Unchanged |
| 33 | VCIT | Vanguard Int-term Corporate | 0% | +502.74% | Add |
| 34 | SLV | Ishares Silver Trust | 0% | +185.65% | Add |
| 35 | SCHM | Schwab US Mid Cap ETF | 0% | +189.11% | Add |
| 36 | BP | Bp Plc-spons Adr | 0% | +0.35% | Add |
| 37 | INTC | Intel CORP | 0% | +1.19% | Add |
| 38 | MPC | Marathon Petroleum CORP | 0% | +31.20% | Add |
| 39 | KMI | Kinder Morgan, Inc. | 0% | -4.08% | Trim |
| 40 | OGS | One Gas Inc | 0% | — | Unchanged |
| 41 | T | At&t Inc | 0% | +2.63% | Add |
| 42 | COP | Conocophillips | 0% | +26.35% | Add |
| 43 | BIV | Vanguard Intermediate-term B | 0% | +60.17% | Add |
| 44 | KO | Coca-cola Co/the | 0% | +4.27% | Add |
| 45 | SPSB | Ss Spdr P St C CORP ETF | — | +7.16% | Add |
| 46 | JNJ | Johnson & Johnson | — | -11.09% | Trim |
| 47 | HYMB | Ss Spdr N Ice Hy Muni ETF | — | +5.91% | Add |
| 48 | SBUX | Starbucks CORP | — | +0.04% | Add |
| 49 | XEL | Xcel Energy Inc | — | — | Unchanged |
| 50 | AMAT | Applied Materials Inc | — | — | Unchanged |
According to official SEC Form 13F filings, Tradewinds Capital Management, LLC reported a total U.S. public equity portfolio value of $562.6M across 719 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including COMT, GNR, GLDM) accounted for 35.2% of total reported equity market value during Q1 2026.
Top New Position Initiated
GNR
市值: $38.8M
Top Position Liquidated / Trimmed
FTEC
前期市值: $597.4K
During Q1 2026, Tradewinds Capital Management, LLC's top holdings by market value included COMT (9.3%)、GNR (7.7%)、GLDM (7.6%). The largest single position, COMT, represented 9.3% of total portfolio value.
In Q1 2026, Tradewinds Capital Management, LLC made 153 total portfolio adjustments, initiating 19 new buys, adding to 71 positions, trimming 52 holdings, and fully liquidating 11 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.