TF
Trademark Financial Management, LLC 13F Holdings & Position Changes (Q3 2026)
Trademark Financial Management, LLCCIK: 0002011736
Diversified strategySector-focusedMomentum follower
Total reported value
$246.9M
Reporting period: 2026-09-30 · Number of holdings: 108
Trademark Financial Management, LLC disclosed 108 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $246.9M and a quarterly turnover rate of 10.6%.
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Personality snowflake
- Concentration
- 13.76
- Portfolio Stability
- 10.55
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 83.44
Trademark Financial Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.034 — mathematically equivalent to about 29 equally-sized positions, well below its 108 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.66), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd VFLO
+6.0% $1.6M
Trim FWD
-78.5% -$1.3M
Trim SPMO
-4.4% -$1.1M
Add DFIV
+5.9% $1.2M
Add PVAL
+5.2% $1.2M
Add DBMF
+15.6% $946.6K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 9.39% | -0.01% | -1.18% | |
| 2 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 6.15% | +0.42% | +5.21% | |
| 3 | DFIV | Dimensional International Va | ETF-Other | 5.68% | +0.44% | +5.92% | |
| 4 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 5.56% | +0.24% | +5.18% | |
| 5 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 4.79% | -0.27% | +0.32% | |
| 6 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 4.35% | +0.25% | +5.13% | |
| 7 | VFLO | Victoryshares Free Cash Flow | ETF-Other | 4.03% | +0.60% | +6.01% | |
| 8 | IDMO | Invesco S&p International De | ETF-Other | 3.88% | +0.02% | +0.39% | |
| 9 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 3.78% | -0.48% | -4.42% | |
| 10 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 3.12% | -0.12% | -3.75% | |
| 11 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 2.97% | -0.29% | -3.78% | |
| 12 | USTB | Victoryshares Short-term Bon | ETF-Other | 2.71% | -0.02% | +1.65% | |
| 13 | DBMF | Imgp Dbi Managed Futures Str | ETF-Other | 2.06% | +0.36% | +15.60% | |
| 14 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.95% | -0.09% | -4.04% | |
| 15 | MGV | Vanguard Mega Cap Value ETF | ETF-Other | 1.87% | -0.10% | -2.50% | |
| 16 | FSMD | Fidelity Small-mid Multifact | ETF-Other | 1.75% | -0.10% | +2.33% | |
| 17 | IAU | Ishares Gold Trust | ETF-Commodities | 1.64% | +0.06% | +1.38% | |
| 18 | ESGV | Vanguard Esg US Stock ETF | ETF-Other | 1.56% | -0.04% | -4.03% | |
| 19 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.53% | -0.23% | -11.75% | |
| 20 | LVHI | Franklin International Low V | ETF-Other | 1.41% | +0.36% | +32.25% | |
| 21 | PXH | Inves Rafi Emer Mrkt-usd Inc | ETF-Other | 1.36% | +0.07% | +1.67% | |
| 22 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 1.24% | -0.05% | -0.42% | |
| 23 | SMH | Vaneck Semiconductor ETF | ETF-Other | 1.14% | -0.36% | -17.21% | |
| 24 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 1.07% | +0.15% | +0.51% | |
| 25 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.04% | -0.02% | +0.26% | |
| 26 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 0.96% | -0.10% | -3.63% | |
| 27 | MSFT | Microsoft CORP | Stock-Tech | 0.87% | +0.19% | -4.86% | |
| 28 | AVDE | Avantis International Equity | ETF-Other | 0.78% | -0.15% | -16.50% | |
| 29 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.76% | -0.27% | -25.91% | |
| 30 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.76% | +0.04% | +0.28% | |
| 31 | CLOI | Vaneck Clo ETF | ETF-Other | 0.71% | +0.09% | +16.20% | |
| 32 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.70% | -0.03% | -4.88% | |
| 33 | EVTR | Eaton Vance Total Return | ETF-Other | 0.62% | -0.07% | -4.93% | |
| 34 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 0.60% | +0.01% | -4.79% | |
| 35 | CSHI | Neos Enhanced Income 1-3 Mon | ETF-Other | 0.57% | +0.16% | +39.96% | |
| 36 | CGMM | Cap Group Small And Mid Cap | ETF-Other | 0.57% | +0.02% | +11.82% | |
| 37 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.55% | -0.01% | -2.76% | |
| 38 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.52% | -0.06% | -7.00% | |
| 39 | MINO | Pimco Municipal Income Oppor | ETF-Other | 0.48% | -0.08% | -5.73% | |
| 40 | VRIG | Invesco Variable Rate Invest | ETF-Other | 0.45% | +0.19% | +75.06% | |
| 41 | AVUS | Avantis U.s. Equity ETF | ETF-Other | 0.44% | -0.02% | -2.84% | |
| 42 | HYGH | Ishares Int Rate Hedg Hy ETF | ETF-Other | 0.42% | +0.05% | +14.92% | |
| 43 | CGMS | Cap Group US Multi-sect Bond | ETF-Other | 0.42% | -0.01% | +3.84% | |
| 44 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.40% | +0.01% | -1.79% | |
| 45 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.39% | — | — | |
| 46 | PWRD | Tcw Transform Systems ETF | ETF-Other | 0.36% | -0.07% | -0.24% | |
| 47 | OEF | Ishares S&p 100 ETF | ETF-Other | 0.36% | +0.02% | +2.67% | |
| 48 | BKDV | Bny Mellon Dynamic Value | ETF-Other | 0.35% | — | +0.63% | |
| 49 | GVAL | Cambria Global Value ETF | ETF-Other | 0.34% | +0.01% | +1.34% | |
| 50 | AVSD | Avantis Reps Intern Equi ETF | ETF-Other | 0.33% | -0.01% | -0.24% |
1–50 of 108
Portfolio Performance
Performance for Q4 2026
+0.7%
Performance Last 4 Quarters
+12.1%
- Stdev
- +9.5%
- Beta
- +0.77
- Alpha
- +0.6%
- Max Drawdown
- -5.1%
- Annualized Perf
- +14.2%
- Batting Avg vs S&P
- +40.6%
- Sortino
- +2.8
- Stutzer
- +0.42
- Treynor
- +0.18
- Sterling
- +0.95
- Calmar
- +2.79
- Information Ratio
- -0.86
- Tracking Error
- +4%
- Stdev Down
- +4.9%
- Winning Months %
- +65.6%
- Losing Months %
- +34.4%
- Best 12 Months
- +26.5%
- Worst 12 Months
- +5.5%
- Efficiency Ratio
- +0.54
- Sharpe
- +1.45
- Stdev Sectors
- +22.4%
- Skewness
- -0.22
- Kurtosis
- -0.02
- Upside Potential
- +4.38
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Trademark Financial Management, LLC's most significant position changes for 2026-09-30: New buy: Harbor Commodity All Weather (HGER); New buy: Ishares Core Dividend ETF (DIVB); New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: JPM Interntl Value ETF (JIVE).
1–50 of 112
Filing History
FAQ
What is Trademark Financial Management, LLC and what type of investor is it?
Trademark Financial Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $246.9M, spread across 108 disclosed positions.
What are Trademark Financial Management, LLC's largest equity positions?
Based on the latest 13F filing, Trademark Financial Management, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $23.2M (9.4%)
2. Putnam Focused Lrg Cap Value (PVAL) — $15.2M (6.2%)
3. Dimensional International Va (DFIV) — $14.0M (5.7%)
4. Invesco Nasdaq 100 ETF (QQQM) — $13.7M (5.6%)
5. Jpmorgan Core Plus Bond ETF (JCPB) — $11.8M (4.8%)
What changes did Trademark Financial Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Trademark Financial Management, LLC made 104 notable position adjustments: 5 new positions were initiated, 37 existing holdings were added to, 58 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Harbor Commodity All Weather (HGER); New buy: Ishares Core Dividend ETF (DIVB); New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: JPM Interntl Value ETF (JIVE)
What sectors does Trademark Financial Management, LLC focus on?
Trademark Financial Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 63.7%
• Consumer Discretionary: 16.7%
• Consumer Staples: 11.6%
• Industrials: 5.2%
• Financials: 2.8%
Investment Profile
Trademark Financial Management, LLC returned an annualized 14.2% over the trailing 32 months — outperforming the S&P 500 by 0.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.77 (less volatile than the market) and a 41% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 63.7% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 51 to 11 over the past 4 quarters — a shift toward longer holding periods.
It has added to its VFLO position over the past two quarters (+$7.5M, now $9.9M), while trimming EVTR over the same stretch (-$1.9M, still holding $1.5M).
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Developer Access
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