TW
TopTier Wealth Management, LLC 13F Holdings (133 Positions, Q3 2026)
TopTier Wealth Management, LLCCIK: 0002109367
Diversified strategyMomentum followerSector-focused
Total reported value
$171.1M
Reporting period: 2026-09-30 · Number of holdings: 133
TopTier Wealth Management, LLC disclosed 133 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $171.1M and a quarterly turnover rate of 8.4%.
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Personality snowflake
- Concentration
- 12.3
- Portfolio Stability
- 8.37
- Momentum
- 100
- Sector conviction
- 89.49
- Diversification
- 100
- Sizing Uniformity
- 82.36
TopTier Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.031 — mathematically equivalent to about 33 equally-sized positions, well below its 133 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.76), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 8% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd VTI
+20.7% $802.4K
Add QGRW
+21.5% $753.1K
New buy F
Add DGRW
+5.6% $1.2M
Add IJH
+56.0% $680.4K
Add DLN
+7.6% $906.4K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 9.81% | +0.37% | +5.63% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 7.69% | -0.20% | +0.16% | |
| 3 | DLN | Wisdomtree US Largecap Divid | ETF-Other | 6.72% | +0.32% | +7.58% | |
| 4 | EPS | Wisdomtree US Large Cap Fund | ETF-Large Cap & Growth | 3.74% | -0.03% | -0.40% | |
| 5 | EES | Wisdomtree US Smallcap Fund | ETF-Other | 3.51% | -0.31% | -0.36% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.27% | -0.04% | +0.07% | |
| 7 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 3.14% | -0.20% | -3.93% | |
| 8 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.59% | +0.40% | +20.74% | |
| 9 | EZM | Wisdomtree US Midcap Fund | ETF-Other | 2.50% | -0.28% | -1.46% | |
| 10 | QGRW | Wisdomtree US Quality Growth | ETF-Other | 2.11% | +0.39% | +21.54% | |
| 11 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.97% | -0.04% | +10.08% | |
| 12 | BFEB | Innovator U.s. Equity Buffer | ETF-Other | 1.79% | -0.02% | -0.47% | |
| 13 | BDEC | Innovator U.s. Equity Buffer | ETF-Other | 1.54% | -0.01% | -0.00% | |
| 14 | GMAY | Ft Vest U.s. Equity Moderate | ETF-Other | 1.53% | -0.02% | — | |
| 15 | NVDA | Nvidia CORP | Stock-Tech | 1.48% | +0.07% | -4.97% | |
| 16 | AAPL | Apple Inc | Stock-Tech | 1.44% | +0.15% | +0.73% | |
| 17 | BAUG | Innovator U.s. Equity Buffer | ETF-Other | 1.33% | -0.02% | -1.21% | |
| 18 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.27% | +0.37% | +56.01% | |
| 19 | DON | Wisdomtree US Midcap Dividen | ETF-Other | 1.23% | -0.10% | -0.10% | |
| 20 | DWM | Wisdomtree International Equ | ETF-Other | 1.14% | -0.04% | -0.64% | |
| 21 | DES | Wisdomtree US Smallcap Divid | ETF-Other | 1.08% | -0.20% | -6.51% | |
| 22 | BMAY | Innovator U.s. Equity Buffer | ETF-Other | 1.01% | -0.02% | -1.26% | |
| 23 | ACVF | American Conservative Values | ETF-Other | 0.99% | -0.03% | -0.01% | |
| 24 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 0.97% | -0.05% | +3.71% | |
| 25 | BAPR | Innovator U.s. Equity Buffer | ETF-Other | 0.91% | — | -0.11% | |
| 26 | WTV | Wisdomtree U.s. Value Fund | ETF-Other | 0.90% | +0.15% | +22.14% | |
| 27 | PXH | Inves Rafi Emer Mrkt-usd Inc | ETF-Other | 0.88% | +0.12% | +15.11% | |
| 28 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.86% | -0.01% | -0.64% | |
| 29 | PJAN | Innovator U.s. Equity Power | ETF-Other | 0.85% | -0.13% | -12.54% | |
| 30 | DMAY | Ft Vest US Equity Deep Buffe | ETF-Other | 0.78% | -0.01% | — | |
| 31 | SLV | Ishares Silver Trust | ETF-Commodities | 0.76% | -0.01% | -0.20% | |
| 32 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.76% | -0.08% | -0.35% | |
| 33 | PAUG | Innovator U.s. Equity Power | ETF-Other | 0.68% | -0.01% | -0.03% | |
| 34 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.64% | +0.29% | +87.62% | |
| 35 | JPIE | Jpmorgan Income ETF | ETF-Other | 0.60% | -0.01% | +4.46% | |
| 36 | IAU | Ishares Gold Trust | ETF-Commodities | 0.59% | — | — | |
| 37 | FFEB | Ft Vest US Equity Buffer ETF | ETF-Other | 0.59% | -0.01% | -0.85% | |
| 38 | KAPR | Innovator U.s. Small Cap Pow | ETF-Small Cap | 0.57% | -0.04% | -2.12% | |
| 39 | BALT | Inn Defined Wealth Shield | ETF-Other | 0.57% | -0.04% | -5.46% | |
| 40 | IHDG | Wisdomtree International Hed | ETF-Other | 0.55% | -0.03% | -0.27% | |
| 41 | BNOV | Innovator U.s. Equity Buffer | ETF-Other | 0.55% | — | -0.01% | |
| 42 | BSEP | Innovator U.s. Equity Buffer | ETF-Other | 0.54% | -0.01% | -0.01% | |
| 43 | PDEC | Innovator U.s. Equity Power | ETF-Other | 0.53% | -0.01% | — | |
| 44 | BJUN | Innovator U.s. Equity Buffer | ETF-Other | 0.51% | -0.03% | -4.51% | |
| 45 | FMAY | Ft Vest US Equity Buffer ETF | ETF-Other | 0.51% | -0.02% | -2.41% | |
| 46 | GWW | Ww Grainger Inc | Stock-Industrials | 0.50% | -0.07% | — | |
| 47 | ZSEP | Innovator Edp ETF - 1 Yr Sep | ETF-Other | 0.50% | -0.01% | — | |
| 48 | PSEP | Innovator U.s. Equity Power | ETF-Other | 0.48% | -0.01% | -0.01% | |
| 49 | BUFF | Innovator Laddered Allocatio | ETF-Other | 0.48% | -0.02% | -4.13% | |
| 50 | MAGS | Roundhill Magnificent Seven | ETF-Other | 0.46% | +0.02% | -1.77% |
1–50 of 133
Portfolio Performance
Performance for Q4 2026
+1.8%
Performance Last 4 Quarters
+8.4%
- Stdev
- +11.5%
- Beta
- +0.71
- Alpha
- -1.5%
- Max Drawdown
- -1.1%
- Annualized Perf
- +12.9%
- Batting Avg vs S&P
- +25%
- Sortino
- +2.51
- Stutzer
- +0.35
- Treynor
- +0.18
- Sterling
- —
- Calmar
- +11.85
- Information Ratio
- -1.47
- Tracking Error
- +5%
- Stdev Down
- +5.1%
- Winning Months %
- +62.5%
- Losing Months %
- +37.5%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.45
- Sharpe
- +1.11
- Stdev Sectors
- +14.9%
- Skewness
- +0.47
- Kurtosis
- -0.02
- Upside Potential
- +4.04
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
TopTier Wealth Management, LLC's most significant position changes for 2026-09-30: New buy: Ford Motor Co (F); Sold out: Corning Inc (GLW); Sold out: Western Digital CORP (WDC); New buy: Wisdomtree India Earnings (EPI); New buy: Ft Vest US Equity Buffer ETF (FMAR).
1–50 of 138
Filing History
FAQ
What is TopTier Wealth Management, LLC and what type of investor is it?
TopTier Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $171.1M, spread across 133 disclosed positions.
What are TopTier Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, TopTier Wealth Management, LLC's top holdings by market value are:
1. Wisdomtree U.s. Quality Divi (DGRW) — $16.8M (9.8%)
2. Invesco Qqq Trust Series 1 (QQQ) — $13.1M (7.7%)
3. Wisdomtree US Largecap Divid (DLN) — $11.5M (6.7%)
4. Wisdomtree US Large Cap Fund (EPS) — $6.4M (3.7%)
5. Wisdomtree US Smallcap Fund (EES) — $6.0M (3.5%)
What changes did TopTier Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, TopTier Wealth Management, LLC made 111 notable position adjustments: 5 new positions were initiated, 36 existing holdings were added to, 65 positions were partially reduced, and 5 were completely exited. The largest of these moves: New buy: Ford Motor Co (F); Sold out: Corning Inc (GLW); Sold out: Western Digital CORP (WDC); New buy: Wisdomtree India Earnings (EPI); New buy: Ft Vest US Equity Buffer ETF (FMAR)
What sectors does TopTier Wealth Management, LLC focus on?
TopTier Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 50.3%
• Consumer Discretionary: 13.4%
• Energy: 9.7%
• Communication Services: 8.4%
• Industrials: 6.7%
• Financials: 6.0%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
TopTier Wealth Management, LLC returned an annualized 12.9% over the trailing 8 months — underperforming the S&P 500 by 1.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.71 (less volatile than the market) and a 25% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 50.3% of the portfolio concentrated in Information Technology.
It has added to its DGRW position over the past two quarters (+$2.9M, now $16.8M), while trimming DGS over the same stretch (-$308.4K, still holding $575.4K).
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