TK
TIAA Kaspick, LLC Historical SEC 13F Holdings & Archive (Q3 2021)
TIAA Kaspick, LLCCIK: 0001735101
Sector-focusedQuality / disciplined sizingLong-term holder
Total reported value
$24.2M
Reporting period: 2021-09-30 · Number of holdings: 16
TIAA Kaspick, LLC disclosed 16 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $24.2M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 46.76
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 32
- Sizing Uniformity
- 90.37
TIAA Kaspick, LLC's disclosed holdings carry a Herfindahl concentration index of 0.117 — mathematically equivalent to about 9 equally-sized positions, well below its 16 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.96), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 21.16% | — | -0.28% | |
| 2 | IWB | Ishares Russell 1000 ETF | ETF-Other | 15.17% | — | -1.94% | |
| 3 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 14.25% | — | — | |
| 4 | AXP | American Express Co | Stock-Financials | 11.30% | — | -1.06% | |
| 5 | EFA | Ishares Msci Eafe ETF | ETF-Other | 6.17% | — | — | |
| 6 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 5.34% | — | — | |
| 7 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 5.02% | — | — | |
| 8 | AMP | Ameriprise Financial Inc | Stock-Financials | 4.23% | — | -1.15% | |
| 9 | VTV | Vanguard Value ETF | ETF-Other | 4.16% | — | -2.37% | |
| 10 | DFAT | Dimensional US Target Value | ETF-Other | 3.83% | — | — | |
| 11 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.65% | — | — | |
| 12 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 2.35% | — | — | |
| 13 | MMM | 3m Co | Stock-Industrials | 1.92% | — | — | |
| 14 | XOM | Exxon Mobil CORP | Stock-Energy | 1.10% | — | — | |
| 15 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 1.06% | — | -29.54% | |
| 16 | MMT | Aberdeen Multimarket Income | Stock-Other | 0.29% | — | +1.83% |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is TIAA Kaspick, LLC and what type of investor is it?
TIAA Kaspick, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $24.2M, spread across 16 disclosed positions.
What are TIAA Kaspick, LLC's largest equity positions?
Based on the latest 13F filing, TIAA Kaspick, LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $5.1M (21.2%)
2. Ishares Russell 1000 ETF (IWB) — $3.7M (15.2%)
3. Vanguard Ftse Developed ETF (VEA) — $3.4M (14.3%)
4. American Express Co (AXP) — $2.7M (11.3%)
5. Ishares Msci Eafe ETF (EFA) — $1.5M (6.2%)
What changes did TIAA Kaspick, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for TIAA Kaspick, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does TIAA Kaspick, LLC focus on?
TIAA Kaspick, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 75.1%
• Consumer Staples: 17.6%
• Energy: 7.3%
Investment Profile
TIAA Kaspick, LLC's portfolio is moderately concentrated and long-term-holding, with 75.1% of the portfolio concentrated in Financials.
Its turnover score has fallen from 100 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its AXP position over the past two quarters (+$372.0K, now $2.7M), while trimming VGSH over the same stretch (-$219.0K, still holding $256.0K).
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