CIK: 0001735101
Total reported value
$24.2M
Reporting period: 2021-09-30 · Number of holdings: 16
TIAA Kaspick, LLC disclosed 16 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $24.2M and a quarterly turnover rate of 0.0%.
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TIAA Kaspick, LLC's disclosed holdings carry a Herfindahl concentration index of 0.117 — mathematically equivalent to about 9 equally-sized positions, well below its 16 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.96), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 21.16% | — | -0.28% | |
| 2 | IWB | Ishares Russell 1000 ETF | ETF-Other | 15.17% | — | -1.94% | |
| 3 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 14.25% | — | — | |
| 4 | AXP | American Express Co | Stock-Financials | 11.30% | — | -1.06% | |
| 5 | EFA | Ishares Msci Eafe ETF | ETF-Other | 6.17% | — | — | |
| 6 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 5.34% | — | — | |
| 7 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 5.02% | — | — | |
| 8 | AMP | Ameriprise Financial INC | Stock-Financials | 4.23% | — | -1.15% | |
| 9 | VTV | Vanguard Value ETF | ETF-Other | 4.16% | — | -2.37% | |
| 10 | DFAT | Dimensional US Target Value | ETF-Other | 3.83% | — | — | |
| 11 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.65% | — | — | |
| 12 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 2.35% | — | — | |
| 13 | MMM | 3m Co | Stock-Industrials | 1.92% | — | — | |
| 14 | XOM | Exxon Mobil CORP | Stock-Energy | 1.10% | — | — | |
| 15 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 1.06% | — | -29.54% | |
| 16 | MMT | Aberdeen Multimarket Income | Stock-Other | 0.29% | — | +1.83% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2021-09-30 | 16 | $24.2M | 0 | |
| 2021-06-30 | 20 | $27.0M | 88 | |
| 2021-03-31 | 15 | $21.2M | 12 | |
| 2020-12-31 | 16 | $20.4M | 17 | |
| 2020-09-30 | 16 | $17.4M | 100 | |
| 2020-06-30 | 26 | $104.4M | 61 | |
| 2020-03-31 | 20 | $172.8M | 79 | |
| 2019-12-31 | 18 | $384.3M | 30 | |
| 2019-09-30 | 17 | $372.2M | 15 | |
| 2019-06-30 | 13 | $324.4M | 20 | |
| 2019-03-31 | 15 | $305.5M | 39 | |
| 2018-12-31 | 13 | $220.1M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2021-09-30 | 2021-11-04 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-04 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-11 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-03 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-04 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-10 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-04 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-29 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-12 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-13 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-08 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-13 | 13F-HR | View on EDGAR |
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