CIK: 0001666738
Total reported value
$125.5M
Reporting period: 2017-09-30 · Number of holdings: 44
Threshold Group LLC disclosed 44 holdings in its latest 13F filing for the period ending 2017-09-30, with total reported value of $125.5M and a quarterly turnover rate of 22.7%.
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Threshold Group LLC's disclosed holdings carry a Herfindahl concentration index of 0.065 — mathematically equivalent to about 15 equally-sized positions, well below its 44 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add IWV
+59.4% $4.8M
Trim VNQ
-6.8% -$1.0M
Trim IWB
-16.9% -$1.2M
Trim IVV
-4.9% -$162.0K
Trim SPY
-1.3% $374.0K
Trim VXF
-6.1% -$118.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 12.15% | -0.99% | -1.34% | |
| 2 | VNQ | Vanguard Real Estate ETF | ETF-Other | 11.11% | -2.13% | -6.81% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 10.63% | -1.30% | -4.92% | |
| 4 | IWV | Ishares Russell 3000 ETF | ETF-Other | 9.64% | +3.17% | +59.39% | |
| 5 | IWB | Ishares Russell 1000 ETF | ETF-Other | 6.00% | -1.74% | -16.95% | |
| 6 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 5.53% | -0.44% | — | |
| 7 | VXF | Vanguard Extended Market ETF | ETF-Other | 5.44% | -0.69% | -6.14% | |
| 8 | MDY | State Street Spdr S&p Midcap | ETF-Other | 4.20% | -0.51% | -3.71% | |
| 9 | ✓ | DuPont de Nemours, Inc. | Stock-Other | 3.14% | +3.14% | NEW | |
| 10 | EFA | Ishares Msci Eafe ETF | ETF-Other | 3.07% | +0.66% | +34.46% | |
| 11 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.99% | -0.11% | +2.89% | |
| 12 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 2.81% | -0.28% | -4.82% | |
| 13 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.25% | -0.03% | +4.05% | |
| 14 | GLD | Spdr Gold Shares | ETF-Commodities | 2.12% | -0.16% | — | |
| 15 | BA | Boeing Co/the | Stock-Industrials | 1.89% | +1.89% | NEW | |
| 16 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 1.86% | -0.09% | +0.35% | |
| 17 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.20% | -0.26% | -13.55% | |
| 18 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.13% | +0.44% | +76.22% | |
| 19 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 1.10% | +1.10% | NEW | |
| 20 | ROK | Rockwell Automation INC | Stock-Industrials | 0.90% | -0.01% | — | |
| 21 | JWNUSD | Nordstrom INC | Stock-Other | 0.82% | +0.82% | NEW | |
| 22 | ILCB | Ishares Morningstar U.s. Equ | ETF-Other | 0.80% | -0.07% | -1.42% | |
| 23 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.80% | -0.05% | -0.66% | |
| 24 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.69% | -0.17% | -12.82% | |
| 25 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.68% | +0.68% | NEW | |
| 26 | ROK | Rockwell Automation, Inc. | Stock-Industrials | 0.66% | +0.07% | — | |
| 27 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.63% | -0.05% | — | |
| 28 | MSFT | Microsoft CORP | Stock-Tech | 0.62% | +0.62% | NEW | |
| 29 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.61% | +0.01% | +3.11% | |
| 30 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.48% | -0.10% | -10.97% | |
| 31 | ✓ | ConocoPhillips | Stock-Other | 0.46% | +0.01% | -1.33% | |
| 32 | PSX | Phillips 66 | Stock-Energy | 0.46% | — | — | |
| 33 | ✓ | Costco Wholesale Corporation | Stock-Other | 0.45% | +0.45% | NEW | |
| 34 | IMCB | Ishares Morningstar Mid-cap | ETF-Other | 0.36% | -0.03% | -1.69% | |
| 35 | ✓ | Powershs Db US Dollar Index | Stock-Other | 0.32% | -0.04% | — | |
| 36 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.31% | -0.03% | — | |
| 37 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.27% | +0.03% | +18.57% | |
| 38 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.23% | -0.01% | — | |
| 39 | EA | Electronic Arts INC | Stock-Comm Services | 0.22% | — | — | |
| 40 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.21% | +0.21% | NEW | |
| 41 | ✓ | iShares MSCI Emerging Markets ETF | ETF-Emerging Markets | 0.21% | — | +2.93% | |
| 42 | WIW | Western Asst Infl-lnk Opp | Stock-Other | 0.21% | -0.01% | — | |
| 43 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 0.19% | — | — | |
| 44 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.18% | -0.08% | -24.58% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2017-09-30 | 44 | $125.5M | 23 | |
| 2017-06-30 | 40 | $113.1M | 15 | |
| 2017-03-31 | 35 | $103.8M | 29 | |
| 2016-12-31 | 36 | $114.6M | 51 | |
| 2016-09-30 | 38 | $103.3M | 16 | |
| 2016-06-30 | 37 | $100.1M | 39 | |
| 2016-03-31 | 26 | $72.2M | 43 | |
| 2015-12-31 | 27 | $75.6M | 0 |
Threshold Group LLC's most significant position changes for 2017-09-30: New buy: DuPont de Nemours, Inc.; Sold out: Du Pont E I De Nemour&Co (DUK); New buy: Boeing Co/the (BA); New buy: Berkshire Hathaway Inc-cl A (BRK-A); New buy: Nordstrom INC (JWNUSD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IWV | Ishares Russell 3000 ETF | +3.2% | +59.39% | Add |
| 2 | EFA | Ishares Msci Eafe ETF | +0.7% | +34.46% | Add |
| 3 | IJH | Ishares Core S&p Midcap ETF | +0.4% | +76.22% | Add |
| 4 | ROK | Rockwell Automation, Inc. | +0.1% | — | Unchanged |
| 5 | VWO | Vanguard Ftse Emerging Marke | 0% | +18.57% | Add |
| 6 | EEM | Ishares Msci Emerging Market | 0% | +3.11% | Add |
| 7 | ✓ | ConocoPhillips | 0% | -1.33% | Trim |
| 8 | PSX | Phillips 66 | — | — | Unchanged |
| 9 | EA | Electronic Arts INC | — | — | Unchanged |
| 10 | ✓ | iShares MSCI Emerging Markets ETF | — | +2.93% | Add |
| 11 | NVO | Novo-nordisk A/s-spons Adr | — | — | Unchanged |
| 12 | ROK | Rockwell Automation INC | 0% | — | Unchanged |
| 13 | VOO | Vanguard S&p 500 ETF | 0% | — | Unchanged |
| 14 | WIW | Western Asst Infl-lnk Opp | 0% | — | Unchanged |
| 15 | VEA | Vanguard Ftse Developed ETF | 0% | +4.05% | Add |
| 16 | IMCB | Ishares Morningstar Mid-cap | 0% | -1.69% | Trim |
| 17 | IEF | Ishares 7-10 Year Treasury B | 0% | — | Unchanged |
| 18 | ✓ | Powershs Db US Dollar Index | 0% | — | Unchanged |
| 19 | VTI | Vanguard Total Stock Mkt ETF | -0.1% | -0.66% | Trim |
| 20 | VO | Vanguard Mid-cap ETF | -0.1% | — | Unchanged |
| 21 | ILCB | Ishares Morningstar U.s. Equ | -0.1% | -1.42% | Trim |
| 22 | IWD | Ishares Russell 1000 Value E | -0.1% | -24.58% | Trim |
| 23 | VEU | Vanguard Ftse All-world Ex-u | -0.1% | +0.35% | Add |
| 24 | IWR | Ishares Russell Mid-cap ETF | -0.1% | -10.97% | Trim |
| 25 | SCHX | Schwab US Large-cap ETF | -0.1% | +2.89% | Add |
| 26 | GLD | Spdr Gold Shares | -0.2% | — | Unchanged |
| 27 | VIG | Vanguard Dividend Apprec ETF | -0.2% | -12.82% | Trim |
| 28 | IWM | Ishares Russell 2000 ETF | -0.3% | -13.55% | Trim |
| 29 | IJR | Ishares Core S&p Small-cap E | -0.3% | -4.82% | Trim |
| 30 | SDY | Ss Spdr S&p Dividend ETF | -0.4% | — | Unchanged |
| 31 | MDY | State Street Spdr S&p Midcap | -0.5% | -3.71% | Trim |
| 32 | VXF | Vanguard Extended Market ETF | -0.7% | -6.14% | Trim |
| 33 | SPY | Ss Spdr S&p 500 ETF Trust-us | -1% | -1.34% | Trim |
| 34 | IVV | Ishares Core S&p 500 ETF | -1.3% | -4.92% | Trim |
| 35 | IWB | Ishares Russell 1000 ETF | -1.7% | -16.95% | Trim |
| 36 | VNQ | Vanguard Real Estate ETF | -2.1% | -6.81% | Trim |
| 37 | ✓ | DuPont de Nemours, Inc. | — | NEW | New buy |
| 38 | DUK | Du Pont E I De Nemour&Co | — | EXIT | Sold out |
| 39 | BA | Boeing Co/the | — | NEW | New buy |
| 40 | BRK-A | Berkshire Hathaway Inc-cl A | — | NEW | New buy |
| 41 | JWNUSD | Nordstrom INC | — | NEW | New buy |
| 42 | SBUX | Starbucks CORP | — | NEW | New buy |
| 43 | MSFT | Microsoft CORP | — | NEW | New buy |
| 44 | ✓ | Costco Wholesale Corporation | — | NEW | New buy |
| 45 | ✓ | CSL Ltd | — | EXIT | Sold out |
| 46 | ACWI | Ishares Msci Acwi ETF | — | NEW | New buy |
| 47 | ✓ | 3m Co | — | EXIT | Sold out |
| 48 | IWF | Ishares Russell 1000 Growth | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-11 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-09 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-26 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-16 | 13F-HR | View on EDGAR |
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