TG
Threshold Group LLC Historical SEC 13F Holdings & Archive (Q3 2017)
Threshold Group LLCCIK: 0001666738
Momentum followerDiversified strategyQuality / disciplined sizing
Total reported value
$125.5M
Reporting period: 2017-09-30 · Number of holdings: 44
Threshold Group LLC disclosed 44 holdings in its latest 13F filing for the period ending 2017-09-30, with total reported value of $125.5M and a quarterly turnover rate of 22.7%.
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Personality snowflake
- Concentration
- 26.17
- Portfolio Stability
- 22.7
- Momentum
- 100
- Sector conviction
- 73.25
- Diversification
- 88
- Sizing Uniformity
- 86.14
Threshold Group LLC's disclosed holdings carry a Herfindahl concentration index of 0.065 — mathematically equivalent to about 15 equally-sized positions, well below its 44 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd IWV
+59.4% $4.8M
Trim VNQ
-6.8% -$1.0M
Trim IWB
-16.9% -$1.2M
Trim IVV
-4.9% -$162.0K
Trim SPY
-1.3% $374.0K
Trim VXF
-6.1% -$118.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 12.15% | -0.99% | -1.34% | |
| 2 | VNQ | Vanguard Real Estate ETF | ETF-Other | 11.11% | -2.13% | -6.81% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 10.63% | -1.30% | -4.92% | |
| 4 | IWV | Ishares Russell 3000 ETF | ETF-Other | 9.64% | +3.17% | +59.39% | |
| 5 | IWB | Ishares Russell 1000 ETF | ETF-Other | 6.00% | -1.74% | -16.95% | |
| 6 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 5.53% | -0.44% | — | |
| 7 | VXF | Vanguard Extended Market ETF | ETF-Other | 5.44% | -0.69% | -6.14% | |
| 8 | MDY | State Street Spdr S&p Midcap | ETF-Other | 4.20% | -0.51% | -3.71% | |
| 9 | ✓ | DuPont de Nemours, Inc. | Stock-Other | 3.14% | +3.14% | NEW | |
| 10 | EFA | Ishares Msci Eafe ETF | ETF-Other | 3.07% | +0.66% | +34.46% | |
| 11 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.99% | -0.11% | +2.89% | |
| 12 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 2.81% | -0.28% | -4.82% | |
| 13 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.25% | -0.03% | +4.05% | |
| 14 | GLD | Spdr Gold Shares | ETF-Commodities | 2.12% | -0.16% | — | |
| 15 | BA | Boeing Co/the | Stock-Industrials | 1.89% | +1.89% | NEW | |
| 16 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 1.86% | -0.09% | +0.35% | |
| 17 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.20% | -0.26% | -13.55% | |
| 18 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.13% | +0.44% | +76.22% | |
| 19 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 1.10% | +1.10% | NEW | |
| 20 | ROK | Rockwell Automation Inc | Stock-Industrials | 0.90% | -0.01% | — | |
| 21 | JWNUSD | Nordstrom Inc | Stock-Other | 0.82% | +0.82% | NEW | |
| 22 | ILCB | Ishares Morningstar U.s. Equ | ETF-Other | 0.80% | -0.07% | -1.42% | |
| 23 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.80% | -0.05% | -0.66% | |
| 24 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.69% | -0.17% | -12.82% | |
| 25 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.68% | +0.68% | NEW | |
| 26 | ROK | Rockwell Automation, Inc. | Stock-Industrials | 0.66% | +0.07% | — | |
| 27 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.63% | -0.05% | — | |
| 28 | MSFT | Microsoft CORP | Stock-Tech | 0.62% | +0.62% | NEW | |
| 29 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.61% | +0.01% | +3.11% | |
| 30 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.48% | -0.10% | -10.97% | |
| 31 | ✓ | Stock-Other | 0.46% | +0.01% | -1.33% | ||
| 32 | PSX | Phillips 66 | Stock-Energy | 0.46% | — | — | |
| 33 | ✓ | Stock-Other | 0.45% | +0.45% | NEW | ||
| 34 | IMCB | Ishares Morningstar Mid-cap | ETF-Other | 0.36% | -0.03% | -1.69% | |
| 35 | ✓ | Powershs Db US Dollar Index | Stock-Other | 0.32% | -0.04% | — | |
| 36 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.31% | -0.03% | — | |
| 37 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.27% | +0.03% | +18.57% | |
| 38 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.23% | -0.01% | — | |
| 39 | EA | Electronic Arts Inc | Stock-Comm Services | 0.22% | — | — | |
| 40 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.21% | +0.21% | NEW | |
| 41 | ✓ | Stock-Other | 0.21% | — | +2.93% | ||
| 42 | WIW | Western Asst Infl-lnk Opp | Stock-Other | 0.21% | -0.01% | — | |
| 43 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 0.19% | — | — | |
| 44 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.18% | -0.08% | -24.58% |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Threshold Group LLC's most significant position changes for 2017-09-30: New buy: DuPont de Nemours, Inc.; Sold out: Duke Energy Corporation (DUK); New buy: Boeing Co/the (BA); New buy: Berkshire Hathaway Inc-cl A (BRK-A); New buy: Nordstrom Inc (JWNUSD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IWV | Ishares Russell 3000 ETF | +3.2% | +59.39% | Add |
| 2 | EFA | Ishares Msci Eafe ETF | +0.7% | +34.46% | Add |
| 3 | IJH | Ishares Core S&p Midcap ETF | +0.4% | +76.22% | Add |
| 4 | ROK | Rockwell Automation, Inc. | +0.1% | — | Unchanged |
| 5 | VWO | Vanguard Ftse Emerging Marke | 0% | +18.57% | Add |
| 6 | EEM | Ishares Msci Emerging Market | 0% | +3.11% | Add |
| 7 | ✓ | 0% | -1.33% | Trim | |
| 8 | PSX | Phillips 66 | — | — | Unchanged |
| 9 | EA | Electronic Arts Inc | — | — | Unchanged |
| 10 | ✓ | — | +2.93% | Add | |
| 11 | NVO | Novo-nordisk A/s-spons Adr | — | — | Unchanged |
| 12 | ROK | Rockwell Automation Inc | 0% | — | Unchanged |
| 13 | VOO | Vanguard S&p 500 ETF | 0% | — | Unchanged |
| 14 | WIW | Western Asst Infl-lnk Opp | 0% | — | Unchanged |
| 15 | VEA | Vanguard Ftse Developed ETF | 0% | +4.05% | Add |
| 16 | IMCB | Ishares Morningstar Mid-cap | 0% | -1.69% | Trim |
| 17 | IEF | Ishares 7-10 Year Treasury B | 0% | — | Unchanged |
| 18 | ✓ | Powershs Db US Dollar Index | 0% | — | Unchanged |
| 19 | VTI | Vanguard Total Stock Mkt ETF | -0.1% | -0.66% | Trim |
| 20 | VO | Vanguard Mid-cap ETF | -0.1% | — | Unchanged |
| 21 | ILCB | Ishares Morningstar U.s. Equ | -0.1% | -1.42% | Trim |
| 22 | IWD | Ishares Russell 1000 Value E | -0.1% | -24.58% | Trim |
| 23 | VEU | Vanguard Ftse All-world Ex-u | -0.1% | +0.35% | Add |
| 24 | IWR | Ishares Russell Mid-cap ETF | -0.1% | -10.97% | Trim |
| 25 | SCHX | Schwab US Large-cap ETF | -0.1% | +2.89% | Add |
| 26 | GLD | Spdr Gold Shares | -0.2% | — | Unchanged |
| 27 | VIG | Vanguard Dividend Apprec ETF | -0.2% | -12.82% | Trim |
| 28 | IWM | Ishares Russell 2000 ETF | -0.3% | -13.55% | Trim |
| 29 | IJR | Ishares Core S&p Small-cap E | -0.3% | -4.82% | Trim |
| 30 | SDY | Ss Spdr S&p Dividend ETF | -0.4% | — | Unchanged |
| 31 | MDY | State Street Spdr S&p Midcap | -0.5% | -3.71% | Trim |
| 32 | VXF | Vanguard Extended Market ETF | -0.7% | -6.14% | Trim |
| 33 | SPY | Ss Spdr S&p 500 ETF Trust-us | -1% | -1.34% | Trim |
| 34 | IVV | Ishares Core S&p 500 ETF | -1.3% | -4.92% | Trim |
| 35 | IWB | Ishares Russell 1000 ETF | -1.7% | -16.95% | Trim |
| 36 | VNQ | Vanguard Real Estate ETF | -2.1% | -6.81% | Trim |
| 37 | ✓ | DuPont de Nemours, Inc. | — | NEW | New buy |
| 38 | DUK | Duke Energy Corporation | — | EXIT | Sold out |
| 39 | BA | Boeing Co/the | — | NEW | New buy |
| 40 | BRK-A | Berkshire Hathaway Inc-cl A | — | NEW | New buy |
| 41 | JWNUSD | Nordstrom Inc | — | NEW | New buy |
| 42 | SBUX | Starbucks CORP | — | NEW | New buy |
| 43 | MSFT | Microsoft CORP | — | NEW | New buy |
| 44 | ✓ | — | NEW | New buy | |
| 45 | ✓ | CSL Ltd | — | EXIT | Sold out |
| 46 | ACWI | Ishares Msci Acwi ETF | — | NEW | New buy |
| 47 | ✓ | — | EXIT | Sold out | |
| 48 | IWF | Ishares Russell 1000 Growth | — | EXIT | Sold out |
Filing History
FAQ
What is Threshold Group LLC and what type of investor is it?
Threshold Group LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-09-30), the firm manages a tracked equity portfolio valued at approximately $125.5M, spread across 44 disclosed positions.
What are Threshold Group LLC's largest equity positions?
Based on the latest 13F filing, Threshold Group LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $15.2M (12.2%)
2. Vanguard Real Estate ETF (VNQ) — $13.9M (11.1%)
3. Ishares Core S&p 500 ETF (IVV) — $13.3M (10.6%)
4. Ishares Russell 3000 ETF (IWV) — $12.1M (9.6%)
5. Ishares Russell 1000 ETF (IWB) — $7.5M (6.0%)
What changes did Threshold Group LLC make in its most recent portfolio filing?
In the latest reported quarter, Threshold Group LLC made 36 notable position adjustments: 8 new positions were initiated, 9 existing holdings were added to, 15 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: DuPont de Nemours, Inc.; Sold out: Duke Energy Corporation (DUK); New buy: Boeing Co/the (BA); New buy: Berkshire Hathaway Inc-cl A (BRK-A); New buy: Nordstrom Inc (JWNUSD)
What sectors does Threshold Group LLC focus on?
Threshold Group LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Industrials: 39.9%
• Energy: 19.3%
• Consumer Discretionary: 14.4%
• Information Technology: 13.0%
• Consumer Staples: 9.4%
• Health Care: 4.0%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Threshold Group LLC's portfolio is broadly diversified and moderately active, with 39.9% of the portfolio concentrated in Industrials.
It has added to its GLD position over the past two quarters (+$2.2M, now $2.7M), while trimming POWERSHS DB US DOLLAR INDEX over the same stretch (-$456.0K, still holding $398.0K).
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Developer Access
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