13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001899158
Total reported value
$317.3M
$317.3M
66 檔
23.9%
At the close of Q3 2024, Theory Financial LLC disclosed equity holdings valued at approximately $317.3M, spread across 66 reported holdings.
In Q3 2024, Theory Financial LLC displayed an active expansion posture, initiating 3 new positions and adding to 37 existing holdings, outstripping position reductions.
In terms of portfolio concentration, the top 5 core holdings (including SCHZ, VFH, XLC) accounted for 23.9% of total reported equity market value during Q3 2024.
Top New Position Initiated
FCTE
市值: $3.7M
Top Position Liquidated / Trimmed
XLK
前期市值: $8.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 12.72% | -0.51% | +111.96% | |
| 2 | VFH | Vanguard Financials ETF | ETF-Other | 7.04% | -0.09% | +36.59% | |
| 3 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 5.31% | -0.58% | +2.28% | |
| 4 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 4.31% | -0.76% | +23.87% | |
| 5 | MBB | Ishares Mbs ETF | ETF-Other | 4.02% | -0.32% | +2.50% | |
| 6 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 3.61% | +1.62% | -3.11% | |
| 7 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 3.14% | -0.35% | +1.08% | |
| 8 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 2.98% | -2.53% | EXIT | |
| 9 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 2.87% | +0.87% | +34.77% | |
| 10 | PTF | Invesco Dorsey Wright Tech | ETF-Tech | 2.80% | +0.59% | +22.31% | |
| 11 | VGT | Vanguard Info Tech ETF | ETF-Tech | 2.71% | +0.52% | +19.10% | |
| 12 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 2.68% | +0.11% | +107.55% | |
| 13 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 2.67% | +0.43% | +32.19% | |
| 14 | VGIT | Vanguard Intermediate-term T | ETF-Other | 2.50% | -0.22% | EXIT | |
| 15 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 2.10% | — | +40.89% | |
| 16 | SOXX | Ishares Semiconductor ETF | ETF-Other | 2.01% | +0.94% | +8.66% | |
| 17 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.93% | +0.10% | +2.35% | |
| 18 | SPTS | Ss Spdr P St Term Tsy ETF | ETF-Other | 1.92% | -0.01% | +2.40% | |
| 19 | XLE | Ss Energy Select Sector | ETF-Other | 1.85% | — | +14.20% | |
| 20 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 1.80% | +0.05% | +12.25% | |
| 21 | FCTE | Smi 3fourteen Full-cycl Trnd | ETF-Other | 1.63% | -0.05% | — | |
| 22 | VTV | Vanguard Value ETF | ETF-Other | 1.53% | +0.03% | -3.31% | |
| 23 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 1.53% | +0.12% | -2.44% | |
| 24 | AIRR | First Trust Rba American Ind | ETF-Other | 1.48% | — | -29.17% | |
| 25 | QUS | Ss Spdr Msci U Stratfact ETF | ETF-Other | 1.46% | — | -4.42% | |
| 26 | XSMO | Invesco S&p Smallcap Momentu | ETF-Other | 1.44% | +0.23% | -6.99% | |
| 27 | EZM | Wisdomtree US Midcap Fund | ETF-Other | 1.44% | +0.50% | -2.24% | |
| 28 | RZV | Invesco S&p Smallcap 600 Pur | ETF-Other | 1.41% | +0.22% | -2.47% | |
| 29 | MUB | Ishares National Muni Bond E | ETF-Other | 1.41% | -0.08% | +0.65% | |
| 30 | EPI | Wisdomtree India Earnings | ETF-Other | 1.41% | -0.38% | EXIT | |
| 31 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 1.32% | -0.69% | +150.68% | |
| 32 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 1.26% | — | +0.67% | |
| 33 | XLV | Ss Health Care Select Sector | ETF-Other | 0.98% | -0.77% | -17.26% | |
| 34 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.90% | -0.39% | +10.96% | |
| 35 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 0.85% | — | +50.04% | |
| 36 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.85% | +0.04% | +10.51% | |
| 37 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.81% | +0.22% | -13.45% | |
| 38 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 0.77% | -0.46% | +66.62% | |
| 39 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.76% | -0.06% | +10.85% | |
| 40 | IYW | Ishares Ustechnology ETF | ETF-Tech | 0.68% | +0.02% | -0.91% | |
| 41 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.49% | — | -13.32% | |
| 42 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.45% | +0.01% | -6.14% | |
| 43 | OEF | Ishares S&p 100 ETF | ETF-Other | 0.41% | +0.01% | +26.45% | |
| 44 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.39% | +0.03% | +0.95% | |
| 45 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.34% | +0.01% | -34.56% | |
| 46 | TLH | Ishares 10-20 Year Treasury | ETF-Gov Bonds | 0.24% | — | +9.25% | |
| 47 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 0.21% | +0.03% | +12.31% | |
| 48 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 0.18% | +1.15% | NEW | |
| 49 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.18% | +0.01% | -1.49% | |
| 50 | SCHV | Schwab US Large-cap Value | ETF-Other | 0.18% | — | +19.84% |
According to official SEC Form 13F filings, Theory Financial LLC reported a total U.S. public equity portfolio value of $317.3M across 66 disclosed positions in Q3 2024.
During Q3 2024, Theory Financial LLC's top holdings by market value included SCHZ (12.7%)、VFH (7.0%)、XLC (5.3%). The largest single position, SCHZ, represented 12.7% of total portfolio value.
In Q3 2024, Theory Financial LLC made 66 total portfolio adjustments, initiating 3 new buys, adding to 37 positions, trimming 21 holdings, and fully liquidating 5 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.