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TD Ameritrade Investment Management, LLC Historical SEC 13F Holdings & Archive (Q3 2023)
TD Ameritrade Investment Management, LLCCIK: 0001461539
Diversified strategyLong-term holder
Total reported value
—
Reporting period: 2023-09-30 · Number of holdings: 623
TD AMERITRADE INVESTMENT MANAGEMENT, LLC disclosed 623 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of — and a quarterly turnover rate of 0.0%.
Personality snowflake
- Concentration
- 0
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 0
- Diversification
- 100
- Sizing Uniformity
- —
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 623 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AES | Aes CORP | Stock-Utilities | — | — | -100.00% | |
| 2 | T | At&t Inc | Stock-Comm Services | — | — | -100.00% | |
| 3 | ABT | Abbott Laboratories | Stock-Healthcare | — | — | -100.00% | |
| 4 | ABBV | Abbvie Inc | Stock-Healthcare | — | — | -100.00% | |
| 5 | AMD | Advanced Micro Devices | Stock-Tech | — | — | -100.00% | |
| 6 | A | Agilent Technologies Inc | Stock-Healthcare | — | — | -100.00% | |
| 7 | AKAM | Akamai Technologies Inc | Stock-Tech | — | — | -100.00% | |
| 8 | ATI | Ati Inc | Stock-Industrials | — | — | -100.00% | |
| 9 | BFH | Bread Financial Holdings Inc | Stock-Financials | — | — | -100.00% | |
| 10 | ALSN | Allison Transmission Holding | Stock-Consumer Disc | — | — | -100.00% | |
| 11 | ALL | Allstate CORP | Stock-Financials | — | — | -100.00% | |
| 12 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | — | — | -100.00% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | — | — | -100.00% | |
| 14 | MO | Altria Group Inc | Stock-Consumer Staples | — | — | -100.00% | |
| 15 | AMZN | Amazon.com Inc | Stock-Consumer Disc | — | — | -100.00% | |
| 16 | AEE | Ameren Corporation | Stock-Utilities | — | — | -100.00% | |
| 17 | AMX | America Movil Sab De Cv | Stock-Other | — | — | -100.00% | |
| 18 | AEP | American Electric Power | Stock-Utilities | — | — | -100.00% | |
| 19 | AXP | American Express Co | Stock-Financials | — | — | -100.00% | |
| 20 | AIG | American International Group | Stock-Financials | — | — | -100.00% | |
| 21 | AMT | American Tower CORP | Stock-Real Estate | — | — | -100.00% | |
| 22 | AME | Ametek Inc | Stock-Industrials | — | — | -100.00% | |
| 23 | AMGN | Amgen Inc | Stock-Healthcare | — | — | -100.00% | |
| 24 | APH | Amphenol Corp-cl A | Stock-Tech | — | — | -100.00% | |
| 25 | BUD | Anheuser-busch Inbev-spn Adr | Stock-Consumer Staples | — | — | -100.00% | |
| 26 | NLY | Annaly Capital Management In | Stock-Real Estate | — | — | -100.00% | |
| 27 | ELV | Elevance Health Inc | Stock-Healthcare | — | — | -100.00% | |
| 28 | AM | Antero Midstream CORP | Stock-Energy | — | — | -100.00% | |
| 29 | AAPL | Apple Inc | Stock-Tech | — | — | -100.00% | |
| 30 | AMAT | Applied Materials Inc | Stock-Tech | — | — | -100.00% | |
| 31 | ACA | Arcosa Inc | Stock-Industrials | — | — | -100.00% | |
| 32 | ASH | Ashland Inc | Stock-Materials | — | — | -100.00% | |
| 33 | AZNN | Astrazeneca Plc-spons Adr | Stock-Other | — | — | -100.00% | |
| 34 | ADP | Automatic Data Processing | Stock-Tech | — | — | -100.00% | |
| 35 | AZO | Autozone Inc | Stock-Consumer Disc | — | — | -100.00% | |
| 36 | AVNS | Avanos Medical Inc | Stock-Other | — | — | -100.00% | |
| 37 | AVTR | Avantor Inc | Stock-Healthcare | — | — | -100.00% | |
| 38 | AVY | Avery Dennison CORP | Stock-Consumer Disc | — | — | -100.00% | |
| 39 | BP | Bp Plc-spons Adr | Stock-Energy | — | — | -100.00% | |
| 40 | DOO | Brp Inc/ca- Sub Voting | Stock-Other | — | — | -100.00% | |
| 41 | BKR | Baker Hughes Co | Stock-Energy | — | — | -100.00% | |
| 42 | BBVA | Banco Bilbao Vizcaya-sp Adr | Stock-Financials | — | — | -100.00% | |
| 43 | BAC | Bank Of America CORP | Stock-Financials | — | — | -100.00% | |
| 44 | OZK | Bank Ozk | Stock-Financials | — | — | -100.00% | |
| 45 | BCS | Barclays Plc-spons Adr | Stock-Financials | — | — | -100.00% | |
| 46 | BBWI | Bath & Body Works Inc | Stock-Consumer Disc | — | — | -100.00% | |
| 47 | ONC | Beone Medicines Ltd-adr | Stock-Other | — | — | -100.00% | |
| 48 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | — | — | -100.00% | |
| 49 | BLKCHF | Blackrock Inc | Stock-Other | — | — | -100.00% | |
| 50 | BX | Blackstone Inc | Stock-Financials | — | — | -100.00% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
—
Performance Last 4 Quarters
—
Based on 3 months of available history
- Stdev
- +19.8%
- Beta
- +0.77
- Alpha
- -2.6%
- Max Drawdown
- -2.4%
- Annualized Perf
- +3.1%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +0.52
- Stutzer
- —
- Treynor
- +0.06
- Sterling
- —
- Calmar
- +1.31
- Information Ratio
- -0.77
- Tracking Error
- +6.1%
- Stdev Down
- +8.4%
- Winning Months %
- +33.3%
- Losing Months %
- +66.7%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.06
- Sharpe
- +0.22
- Stdev Sectors
- —
- Skewness
- +0.68
- Kurtosis
- -1.5
- Upside Potential
- +3.31
Reported value over time
Sector allocation
Not enough sector-mapped data yet
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q3 | 623 | — | 0 | ||
| 2023 Q2 | 623 | $9.4B | 0 | ||
| 2023 Q1 | 675 | $9.7B | 0 | ||
| 2022 Q4 | 682 | $10.0B | 0 | ||
| 2022 Q3 | 674 | $10.0B | 0 | ||
| 2022 Q2 | 700 | $11.3B | 0 | ||
| 2022 Q1 | 721 | $13.4B | 0 | ||
| 2021 Q4 | 710 | $14.3B | 0 | ||
| 2021 Q3 | 731 | $12.2B | 0 | ||
| 2021 Q2 | 719 | $14.1B | 97 | ||
| 2021 Q1 | 722 | $13.1B | 0 | ||
| 2020 Q4 | 722 | $13.1B | 8 | ||
| 2020 Q3 | 731 | $12.2B | 14 | ||
| 2020 Q2 | 710 | $11.9B | 13 | ||
| 2020 Q1 | 706 | $10.8B | 22 | ||
| 2019 Q4 | 681 | $13.2B | 6 | ||
| 2019 Q3 | 718 | $12.5B | 7 | ||
| 2019 Q2 | 705 | $12.3B | 9 | ||
| 2019 Q1 | 629 | $11.9B | 11 | ||
| 2018 Q4 | 624 | $10.8B | 25 | ||
| 2018 Q3 | 602 | $12.3B | 15 | ||
| 2018 Q2 | 504 | $11.7B | 28 | ||
| 2018 Q1 | 128 | $9.2B | 5 | ||
| 2017 Q4 | 114 | $8.8B | 10 | ||
| 2017 Q3 | 95 | $8.1B | 16 | ||
| 2017 Q2 | 95 | $7.5B | 80 | ||
| 2017 Q1 | 102 | $6.8B | 15 | ||
| 2016 Q4 | 91 | $6.0B | 8 | ||
| 2016 Q3 | 86 | $5.8B | 12 | ||
| 2016 Q2 | 85 | $5.4B | 25 | ||
| 2016 Q1 | 85 | $5.0B | 9 | ||
| 2015 Q4 | 85 | $4.8B | 8 | ||
| 2015 Q3 | 85 | $4.7B | 11 | ||
| 2015 Q2 | 84 | $4.9B | 13 | ||
| 2015 Q1 | 86 | $4.7B | 9 | ||
| 2014 Q4 | 83 | $4.4B | 8 | ||
| 2014 Q3 | 84 | $4.1B | 7 | ||
| 2014 Q2 | 84 | $3.9B | 31 | ||
| 2014 Q1 | 122 | $3.6B | 10 | ||
| 2013 Q4 | 113 | $3.3B | 11 | ||
| 2013 Q3 | 121 | $2.9B | 10 | ||
| 2013 Q2 | 116 | $2.7B | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is TD Ameritrade Investment Management, LLC and what type of investor is it?
TD Ameritrade Investment Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-09-30), the firm manages a tracked equity portfolio valued at approximately —, spread across 623 disclosed positions.
What are TD Ameritrade Investment Management, LLC's largest equity positions?
Based on the latest 13F filing, TD Ameritrade Investment Management, LLC's top holdings by market value are:
1. Aes CORP (AES) — $0.0
2. At&t Inc (T) — $0.0
3. Abbott Laboratories (ABT) — $0.0
4. Abbvie Inc (ABBV) — $0.0
5. Advanced Micro Devices (AMD) — $0.0
What changes did TD Ameritrade Investment Management, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for TD Ameritrade Investment Management, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does TD Ameritrade Investment Management, LLC focus on?
Sector breakdown data is not yet available for TD Ameritrade Investment Management, LLC. Check back after the next 13F processing cycle.
Investment Profile
TD Ameritrade Investment Management, LLC returned an annualized 3.1% over the trailing 3 months — underperforming the S&P 500 by 2.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.77 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
Its concentration score has fallen from 27 to 0 over the past 4 quarters — a shift toward broader diversification.
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Developer Access
Access TD Ameritrade Investment Management, LLC's institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/td-ameritrade-investment-management-llcCLI
npx alphasmo institutions get td-ameritrade-investment-management-llc