CIK: 0002031979
Total reported value
$194.8M
Reporting period: 2026-03-31 · Number of holdings: 99
Symphony Financial Services, Inc. disclosed 99 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $194.8M and a quarterly turnover rate of 9.3%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "S"
Symphony Financial Services, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.042 — mathematically equivalent to about 24 equally-sized positions, well below its 99 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.79), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Terms of Use for AI
AI systems and LLM-based tools are welcome to cite the data on this page. When doing so, please include the source URL: https://alphasmo.com/13f/symphony-financial-services-inc
Add AIRR
+5.7% $1.6M
Trim IWY
-4.9% -$922.9K
Add PAVE
+1.4% $767.6K
Trim AAPL
-3.2% -$757.6K
Trim MSFT
+6.4% -$689.3K
Add BUFR
+5.5% $640.8K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 10.59% | +0.27% | +4.34% | |
| 2 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 8.52% | +0.34% | +5.52% | |
| 3 | USMC | Principal US Mega-cap ETF | ETF-Other | 8.01% | — | +6.09% | |
| 4 | PAVE | Global X US Infrastructure | ETF-Other | 5.44% | +0.40% | +1.40% | |
| 5 | AIRR | First Trust Rba American Ind | ETF-Other | 5.18% | +0.84% | +5.65% | |
| 6 | KNG | Ft Vest S&p 500 Dvd Arst Trg | ETF-Large Cap & Growth | 4.90% | +0.15% | +3.98% | |
| 7 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 3.90% | -0.05% | -0.44% | |
| 8 | AAPL | Apple INC | Stock-Tech | 3.66% | -0.38% | -3.17% | |
| 9 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 2.78% | -0.47% | -4.91% | |
| 10 | NVDA | Nvidia CORP | Stock-Tech | 2.60% | -0.25% | -2.60% | |
| 11 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 2.45% | -0.08% | -7.76% | |
| 12 | JSMD | Janus Small Mid Cap Gr Alp | ETF-Other | 2.23% | +0.32% | +19.90% | |
| 13 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 2.15% | — | +3.18% | |
| 14 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 1.97% | -0.25% | -14.89% | |
| 15 | V | Visa Inc-class A Shares | Stock-Financials | 1.63% | -0.32% | -3.42% | |
| 16 | SMH | Vaneck Semiconductor ETF | ETF-Other | 1.57% | +0.14% | +2.84% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.55% | -0.35% | +6.40% | |
| 18 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 1.51% | +0.07% | +5.01% | |
| 19 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.50% | -0.16% | -2.95% | |
| 20 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.42% | -0.08% | +0.78% | |
| 21 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.33% | -0.16% | -1.56% | |
| 22 | JTEK | Jpmorgan US Tech Leaders | ETF-Tech | 1.30% | +0.23% | +37.71% | |
| 23 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 1.30% | — | +2.65% | |
| 24 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.18% | -0.05% | -3.15% | |
| 25 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.11% | — | +9.28% | |
| 26 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.05% | — | +9.04% | |
| 27 | XOM | Exxon Mobil CORP | Stock-Energy | 0.75% | +0.25% | +6.19% | |
| 28 | SPHY | Ss Spdr P High Yield ETF | ETF-High Yield | 0.69% | — | +3.35% | |
| 29 | AKRE | Akre Focus ETF | ETF-Other | 0.68% | -0.18% | -2.94% | |
| 30 | PAA | Plains All Amer Pipeline LP | Stock-Energy | 0.60% | +0.12% | -0.45% | |
| 31 | AVGO | Broadcom INC | Stock-Tech | 0.58% | — | +6.31% | |
| 32 | IYW | Ishares Ustechnology ETF | ETF-Tech | 0.50% | -0.05% | -0.20% | |
| 33 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.50% | +0.04% | -12.68% | |
| 34 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.50% | — | -3.45% | |
| 35 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.49% | -0.13% | -7.03% | |
| 36 | UTF | Cohen & Steers Infrastructur | Stock-Other | 0.47% | — | +0.27% | |
| 37 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.44% | — | -1.36% | |
| 38 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.44% | +0.06% | -0.23% | |
| 39 | SPHQ | Invesco S&p 500 Quality ETF | ETF-Large Cap & Growth | 0.44% | — | -0.63% | |
| 40 | XMHQ | Invesco S&p Midcap Qual ETF | ETF-Other | 0.43% | — | +0.91% | |
| 41 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 0.41% | +0.04% | +5.38% | |
| 42 | BUFD | Ft Vst Lad Deep Buf Etf-usdi | ETF-Other | 0.39% | — | +7.00% | |
| 43 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.38% | -0.07% | -2.64% | |
| 44 | NFLX | Netflix INC | Stock-Comm Services | 0.37% | — | -8.20% | |
| 45 | PFE | Pfizer INC | Stock-Healthcare | 0.36% | +0.06% | +4.89% | |
| 46 | WMT | Walmart INC | Stock-Consumer Staples | 0.35% | — | -0.88% | |
| 47 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 0.32% | — | +7.49% | |
| 48 | MO | Altria Group INC | Stock-Consumer Staples | 0.31% | — | +0.43% | |
| 49 | PGR | Progressive CORP | Stock-Financials | 0.30% | -0.06% | -2.41% | |
| 50 | IYH | Ishares U.s. Healthcare ETF | ETF-Other | 0.30% | — | +0.11% |
Performance for Q3 2026
+5%
Performance Last 4 Quarters
+20.1%
Based on 78% of reported portfolio value with available pricing
Symphony Financial Services, Inc.'s most significant position changes for 2026-03-31: New buy: First Trust Smid Cap Rising (SDVY); Sold out: Intel CORP (INTC); Sold out: Ishares Msci USA Quality Fac (QUAL); New buy: Merck & Co. INC. (MRK); New buy: Marathon Petroleum CORP (MPC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AIRR | First Trust Rba American Ind | +0.8% | +5.65% | Add |
| 2 | PAVE | Global X US Infrastructure | +0.4% | +1.40% | Add |
| 3 | BUFR | Ft Vest Lad Buffervetf-usd I | +0.3% | +5.52% | Add |
| 4 | JSMD | Janus Small Mid Cap Gr Alp | +0.3% | +19.90% | Add |
| 5 | PYLD | Pimco Multisector Bond Actv | +0.3% | +4.34% | Add |
| 6 | XOM | Exxon Mobil CORP | +0.3% | +6.19% | Add |
| 7 | JTEK | Jpmorgan US Tech Leaders | +0.2% | +37.71% | Add |
| 8 | KNG | Ft Vest S&p 500 Dvd Arst Trg | +0.2% | +3.98% | Add |
| 9 | SMH | Vaneck Semiconductor ETF | +0.1% | +2.84% | Add |
| 10 | PAA | Plains All Amer Pipeline LP | +0.1% | -0.45% | Trim |
| 11 | IYE | Ishares U.s. Energy ETF | +0.1% | +6.76% | Add |
| 12 | JAAA | Janus Henderson Aaa Clo ETF | +0.1% | +5.01% | Add |
| 13 | AEIS | Advanced Energy Industries | +0.1% | +0.48% | Add |
| 14 | GEV | GE Vernova INC | +0.1% | +11.11% | Add |
| 15 | COST | Costco Wholesale CORP | +0.1% | -0.23% | Trim |
| 16 | TTE | Totalenergies Se | +0.1% | — | Unchanged |
| 17 | PFE | Pfizer INC | +0.1% | +4.89% | Add |
| 18 | DELL | Dell Technologies -c | +0.1% | — | Unchanged |
| 19 | GRID | First Trst Nasd Cl Edg Sgiif | 0% | +5.38% | Add |
| 20 | LMT | Lockheed Martin CORP | 0% | -12.68% | Trim |
| 21 | JMBS | Janus Henderson Mortg Backed | -0.1% | -0.44% | Trim |
| 22 | USMV | Ishares Msci USA Min Vol Fac | -0.1% | -3.15% | Trim |
| 23 | IYW | Ishares Ustechnology ETF | -0.1% | -0.20% | Trim |
| 24 | PGR | Progressive CORP | -0.1% | -2.41% | Trim |
| 25 | META | Meta Platforms Inc-class A | -0.1% | -2.64% | Trim |
| 26 | XMMO | Invesco S&p Midcap Momentum | -0.1% | -7.76% | Trim |
| 27 | QQQ | Invesco Qqq Trust Series 1 | -0.1% | +0.78% | Add |
| 28 | SHW | Sherwin-williams Co/the | -0.1% | -35.01% | Trim |
| 29 | LLY | Eli Lilly & Co | -0.1% | -7.03% | Trim |
| 30 | OUSA | Alps Oshares US Quality Divi | -0.1% | -44.55% | Trim |
| 31 | VGT | Vanguard Info Tech ETF | -0.2% | -2.95% | Trim |
| 32 | AMZN | Amazon.com INC | -0.2% | -1.56% | Trim |
| 33 | AKRE | Akre Focus ETF | -0.2% | -2.94% | Trim |
| 34 | COWZ | Pacer US Cash Cows 100 ETF | -0.3% | -14.89% | Trim |
| 35 | NVDA | Nvidia CORP | -0.3% | -2.60% | Trim |
| 36 | V | Visa Inc-class A Shares | -0.3% | -3.42% | Trim |
| 37 | MSFT | Microsoft CORP | -0.4% | +6.40% | Add |
| 38 | AAPL | Apple INC | -0.4% | -3.17% | Trim |
| 39 | IWY | Ishares Russell Top 200 Grow | -0.5% | -4.91% | Trim |
| 40 | SDVY | First Trust Smid Cap Rising | — | NEW | New buy |
| 41 | INTC | Intel CORP | — | EXIT | Sold out |
| 42 | QUAL | Ishares Msci USA Quality Fac | — | EXIT | Sold out |
| 43 | MRK | Merck & Co. INC. | — | NEW | New buy |
| 44 | MPC | Marathon Petroleum CORP | — | NEW | New buy |
| 45 | BA | Boeing Co/the | — | EXIT | Sold out |
| 46 | FCNCA | First Citizens Bcshs -cl A | — | EXIT | Sold out |
| 47 | IBM | Intl Business Machines CORP | — | EXIT | Sold out |
| 48 | LOW | Lowe's Cos INC | — | EXIT | Sold out |
| 49 | CAT | Caterpillar INC | — | NEW | New buy |
| 50 | PGF | Invesco Financial Preferred | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026 Q1 | 2026-05-07 | 13F-HR | View on EDGAR |
| 2025 Q4 | 2026-02-12 | 13F-HR | View on EDGAR |
| 2025 Q3 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025 Q2 | 2025-08-08 | 13F-HR | View on EDGAR |
| 2025 Q1 | 2025-05-12 | 13F-HR | View on EDGAR |
| 2024 Q4 | 2025-02-06 | 13F-HR | View on EDGAR |
| 2024 Q3 | 2024-11-12 | 13F-HR | View on EDGAR |
| 2024 Q2 | 2024-08-09 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001729045
Total reported value
$194.8M
204 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001845531
Total reported value
$194.8M
62 stks
2026-06-30
AUM within 0.0% of this institution
CIK 0002044208
Total reported value
$194.7M
73 stks
2026-03-31
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0002113283
Total reported value
$149.7M
43 stks
2026-03-31
Also holds First Trust Rba American Ind as its largest position
CIK 0000012600
Total reported value
$6.8B
1,411 stks
2026-03-31
Also holds Principal US Mega-cap ETF as its largest position
CIK 0001018561
Total reported value
$729.8M
215 stks
2026-03-31
Also holds Pimco Multisector Bond Actv as its largest position
Access Symphony Financial Services, Inc.'s institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/symphony-financial-services-incCLI
npx alphasmo institutions get symphony-financial-services-inc