SF
Symphony Financial Services, Inc. SEC 13F Filing (Q2 2026) — Holdings & Portfolio
Symphony Financial Services, Inc.CIK: 0002031979
Diversified strategyMomentum followerSector-focused
Total reported value
$222.6M
Reporting period: 2026-06-30 · Number of holdings: 105
Symphony Financial Services, Inc. disclosed 105 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $222.6M and a quarterly turnover rate of 23.6%.
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Personality snowflake
- Concentration
- 16.97
- Portfolio Stability
- 23.65
- Momentum
- 100
- Sector conviction
- 76.6
- Diversification
- 100
- Sizing Uniformity
- 81.33
Symphony Financial Services, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.042 — mathematically equivalent to about 24 equally-sized positions, well below its 105 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.87), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim PYLD
-8.8% -$1.6M
Sold out SMH
Add BUFR
+24.8% $5.8M
Add BUFD
+410.0% $3.3M
Sold out USMV
Add JSMD
+18.0% $2.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 10.07% | +1.55% | +24.80% | |
| 2 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 8.55% | -2.04% | -8.84% | |
| 3 | USMC | Principal US Mega-cap ETF | ETF-Other | 8.32% | +0.31% | +2.98% | |
| 4 | PAVE | Global X US Infrastructure | ETF-Other | 5.77% | +0.33% | +4.42% | |
| 5 | AIRR | First Trust Rba American Ind | ETF-Other | 5.55% | +0.37% | +1.77% | |
| 6 | KNG | Ft Vest S&p 500 Dvd Arst Trg | ETF-Large Cap & Growth | 4.72% | -0.18% | +6.05% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 3.62% | -0.04% | -0.78% | |
| 8 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 3.40% | -0.50% | +0.06% | |
| 9 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 3.01% | +0.23% | +5.74% | |
| 10 | JSMD | Janus Small Mid Cap Gr Alp | ETF-Other | 2.94% | +0.71% | +17.96% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 2.57% | -0.03% | -1.44% | |
| 12 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 2.53% | +0.08% | +0.76% | |
| 13 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 2.16% | +0.01% | -0.49% | |
| 14 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.92% | +0.42% | +753.79% | |
| 15 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 1.84% | -0.13% | +7.12% | |
| 16 | BUFD | Ft Vst Lad Deep Buf Etf-usdi | ETF-Other | 1.83% | +1.44% | +410.01% | |
| 17 | JTEK | Jpmorgan US Tech Leaders | ETF-Tech | 1.70% | +0.40% | +6.47% | |
| 18 | V | Visa Inc-class A Shares | Stock-Financials | 1.61% | -0.02% | -0.36% | |
| 19 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.55% | +0.13% | -2.17% | |
| 20 | MSFT | Microsoft CORP | Stock-Tech | 1.50% | -0.05% | +9.28% | |
| 21 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 1.40% | -0.11% | +5.91% | |
| 22 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.30% | -0.03% | -2.23% | |
| 23 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 1.25% | -0.05% | +1.69% | |
| 24 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.14% | +0.03% | +304.73% | |
| 25 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.00% | -0.05% | -3.12% | |
| 26 | AVGO | Broadcom Inc | Stock-Tech | 0.66% | +0.08% | +6.65% | |
| 27 | SPHY | Ss Spdr P High Yield ETF | ETF-High Yield | 0.61% | -0.08% | +0.35% | |
| 28 | IYW | Ishares Ustechnology ETF | ETF-Tech | 0.60% | +0.10% | -1.90% | |
| 29 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.57% | +0.08% | +1.91% | |
| 30 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.57% | +0.57% | NEW | |
| 31 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.52% | +0.02% | +4.30% | |
| 32 | PAA | Plains All Amer Pipeline LP | Stock-Energy | 0.51% | -0.09% | -3.17% | |
| 33 | XOM | Exxon Mobil CORP | Stock-Energy | 0.50% | -0.25% | -5.07% | |
| 34 | SPHQ | Invesco S&p 500 Quality ETF | ETF-Large Cap & Growth | 0.46% | +0.02% | +1.35% | |
| 35 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 0.46% | +0.05% | +7.83% | |
| 36 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.45% | +0.01% | — | |
| 37 | UTF | Cohen & Steers Infrastructur | Stock-Other | 0.42% | -0.05% | -3.70% | |
| 38 | XMHQ | Invesco S&p Midcap Qual ETF | ETF-Other | 0.42% | -0.01% | +3.37% | |
| 39 | DELL | Dell Technologies -c | Stock-Tech | 0.41% | +0.22% | -5.58% | |
| 40 | PSN | Parsons CORP | Stock-Tech | 0.39% | +0.39% | NEW | |
| 41 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 0.38% | +0.06% | +20.76% | |
| 42 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.36% | -0.14% | -2.31% | |
| 43 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.36% | -0.08% | — | |
| 44 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 0.30% | +0.06% | +0.23% | |
| 45 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.30% | -0.08% | -9.14% | |
| 46 | PGR | Progressive CORP | Stock-Financials | 0.29% | -0.01% | — | |
| 47 | MO | Altria Group Inc | Stock-Consumer Staples | 0.29% | -0.02% | -0.28% | |
| 48 | WMT | Walmart Inc | Stock-Consumer Staples | 0.28% | -0.07% | +0.06% | |
| 49 | IYH | Ishares U.s. Healthcare ETF | ETF-Other | 0.28% | -0.02% | -3.42% | |
| 50 | EW | Edwards Lifesciences CORP | Stock-Healthcare | 0.27% | -0.01% | -1.48% |
1–50 of 105
Portfolio Performance
Performance for Q3 2026
+1%
Performance Last 4 Quarters
+18.5%
- Stdev
- +9.9%
- Beta
- +0.76
- Alpha
- +0.6%
- Max Drawdown
- -5.2%
- Annualized Perf
- +14.3%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +3
- Stutzer
- +0.42
- Treynor
- +0.18
- Sterling
- +0.97
- Calmar
- +2.74
- Information Ratio
- -0.91
- Tracking Error
- +3.9%
- Stdev Down
- +4.6%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +25.9%
- Worst 12 Months
- +9.4%
- Efficiency Ratio
- +0.55
- Sharpe
- +1.41
- Stdev Sectors
- +12.5%
- Skewness
- +0.29
- Kurtosis
- +0.46
- Upside Potential
- +4.51
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Symphony Financial Services, Inc.'s most significant position changes for 2026-06-30: Sold out: Vaneck Semiconductor ETF (SMH); Sold out: Ishares Msci USA Min Vol Fac (USMV); Sold out: Akre Focus ETF (AKRE); New buy: Avantis US Small Cap Value (AVUV); New buy: Parsons CORP (PSN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BUFR | Ft Vest Lad Buffervetf-usd I | +1.6% | +24.80% | Add |
| 2 | BUFD | Ft Vst Lad Deep Buf Etf-usdi | +1.4% | +410.01% | Add |
| 3 | JSMD | Janus Small Mid Cap Gr Alp | +0.7% | +17.96% | Add |
| 4 | AVUV | Avantis US Small Cap Value | +0.6% | NEW | New buy |
| 5 | VGT | Vanguard Info Tech ETF | +0.4% | +753.79% | Add |
| 6 | JTEK | Jpmorgan US Tech Leaders | +0.4% | +6.47% | Add |
| 7 | PSN | Parsons CORP | +0.4% | NEW | New buy |
| 8 | AIRR | First Trust Rba American Ind | +0.4% | +1.77% | Add |
| 9 | PAVE | Global X US Infrastructure | +0.3% | +4.42% | Add |
| 10 | USMC | Principal US Mega-cap ETF | +0.3% | +2.98% | Add |
| 11 | IWY | Ishares Russell Top 200 Grow | +0.2% | +5.74% | Add |
| 12 | DELL | Dell Technologies -c | +0.2% | -5.58% | Trim |
| 13 | AMD | Advanced Micro Devices | +0.2% | NEW | New buy |
| 14 | INTC | Intel CORP | +0.2% | NEW | New buy |
| 15 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | -2.17% | Trim |
| 16 | GE | General Electric | +0.1% | NEW | New buy |
| 17 | ✓ | +0.1% | NEW | New buy | |
| 18 | ✓ | +0.1% | NEW | New buy | |
| 19 | IYW | Ishares Ustechnology ETF | +0.1% | -1.90% | Trim |
| 20 | FYC | First Trust Small Cap Growth | +0.1% | NEW | New buy |
| 21 | FCNCA | First Citizens Bcshs -cl A | +0.1% | NEW | New buy |
| 22 | XLK | Ss Technology Select Sector | +0.1% | NEW | New buy |
| 23 | IBM | Intl Business Machines CORP | +0.1% | NEW | New buy |
| 24 | BA | Boeing Co/the | +0.1% | NEW | New buy |
| 25 | XMMO | Invesco S&p Midcap Momentum | +0.1% | +0.76% | Add |
| 26 | AVGO | Broadcom Inc | +0.1% | +6.65% | Add |
| 27 | LLY | Eli Lilly & Co | +0.1% | +1.91% | Add |
| 28 | ITA | Ishares U.s. Aerospace & Def | +0.1% | +20.76% | Add |
| 29 | CIBR | First Trust Nasdaq Cybersecu | +0.1% | +0.23% | Add |
| 30 | GRID | First Trst Nasd Cl Edg Sgiif | +0.1% | +7.83% | Add |
| 31 | UFOX | Defiance Connective Tech ETF | 0% | +4.61% | Add |
| 32 | IWF | Ishares Russell 1000 Growth | 0% | +304.73% | Add |
| 33 | CAT | Caterpillar Inc | 0% | — | Unchanged |
| 34 | IJH | Ishares Core S&p Midcap ETF | 0% | +4.30% | Add |
| 35 | SPHQ | Invesco S&p 500 Quality ETF | 0% | +1.35% | Add |
| 36 | GEV | GE Vernova Inc | 0% | -3.10% | Trim |
| 37 | BST | Blackrock Science & Tech Tr | 0% | -5.88% | Trim |
| 38 | SRV | Nxg Cushing Midstream Energy | 0% | +15.76% | Add |
| 39 | ITOT | Ishares Core S&p Total U.s. | 0% | -0.49% | Trim |
| 40 | VOO | Vanguard S&p 500 ETF | 0% | — | Unchanged |
| 41 | AEIS | Advanced Energy Industries | 0% | +1.90% | Add |
| 42 | ETN | Eaton Corporation plc | 0% | — | Unchanged |
| 43 | IYF | Ishares US Financials ETF | 0% | +11.76% | Add |
| 44 | GOOGL | Alphabet Inc-cl A | — | -3.77% | Trim |
| 45 | BUFQ | Ft Vst Lad Nsdq Buf Etf-usdi | — | +5.11% | Add |
| 46 | TSLA | Tesla Inc | — | +2.12% | Add |
| 47 | XLI | Ss Industrial Select Sector | — | -2.42% | Trim |
| 48 | RSP | Invesco S&p 500 Equal Weight | — | — | Unchanged |
| 49 | SBUX | Starbucks CORP | — | +0.03% | Add |
| 50 | JHMM | John Hancock Multi Fact Mid | — | +0.07% | Add |
1–50 of 111
Filing History
FAQ
What is Symphony Financial Services, Inc. and what type of investor is it?
Symphony Financial Services, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $222.6M, spread across 105 disclosed positions.
What are Symphony Financial Services, Inc.'s largest equity positions?
Based on the latest 13F filing, Symphony Financial Services, Inc.'s top holdings by market value are:
1. Ft Vest Lad Buffervetf-usd I (BUFR) — $22.4M (10.1%)
2. Pimco Multisector Bond Actv (PYLD) — $19.0M (8.6%)
3. Principal US Mega-cap ETF (USMC) — $18.5M (8.3%)
4. Global X US Infrastructure (PAVE) — $12.8M (5.8%)
5. First Trust Rba American Ind (AIRR) — $12.3M (5.5%)
What changes did Symphony Financial Services, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Symphony Financial Services, Inc. made 100 notable position adjustments: 12 new positions were initiated, 45 existing holdings were added to, 37 positions were partially reduced, and 6 were completely exited. The largest of these moves: Sold out: Vaneck Semiconductor ETF (SMH); Sold out: Ishares Msci USA Min Vol Fac (USMV); Sold out: Akre Focus ETF (AKRE); New buy: Avantis US Small Cap Value (AVUV); New buy: Parsons CORP (PSN)
What sectors does Symphony Financial Services, Inc. focus on?
Symphony Financial Services, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 45.3%
• Financials: 15.8%
• Consumer Discretionary: 8.9%
• Energy: 6.9%
• Industrials: 6.7%
• Health Care: 6.4%
Investment Profile
Symphony Financial Services, Inc. returned an annualized 14.3% over the trailing 24 months — outperforming the S&P 500 by 0.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.76 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 45.3% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 24 over the past 4 quarters — a shift toward more active trading.
It has added to its BUFR position over the past two quarters (+$6.5M, now $22.4M), while trimming NFLX over the same stretch (-$263.9K, still holding $494.5K).
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Developer Access
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