SA
SWM Advisors Historical SEC 13F Holdings & Archive (Q3 2022)
SWM AdvisorsCIK: 0001874081
Sector-focusedLong-term holderConcentrated strategy
Total reported value
$106.1M
Reporting period: 2022-09-30 · Number of holdings: 24
SWM Advisors disclosed 24 holdings in its latest 13F filing for the period ending 2022-09-30, with total reported value of $106.1M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 84.73
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 87.33
- Diversification
- 48
- Sizing Uniformity
- 79.36
SWM Advisors's disclosed holdings carry a Herfindahl concentration index of 0.212 — mathematically equivalent to about 5 equally-sized positions, well below its 24 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.06), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 39.94% | — | +2.34% | |
| 2 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 14.43% | — | +3.18% | |
| 3 | VXF | Vanguard Extended Market ETF | ETF-Other | 12.06% | — | +5.54% | |
| 4 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 6.68% | — | +6.97% | |
| 5 | ICSH | Ishares Ultra Short Duration | ETF-Other | 6.27% | — | +0.21% | |
| 6 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 6.04% | — | +2.96% | |
| 7 | BIV | Vanguard Intermediate-term B | ETF-Other | 5.40% | — | +2.77% | |
| 8 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 4.24% | — | -0.08% | |
| 9 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.93% | — | +200.00% | |
| 10 | AAPL | Apple Inc | Stock-Tech | 0.55% | — | — | |
| 11 | TTD | Trade Desk Inc/the -class A | Stock-Comm Services | 0.44% | — | — | |
| 12 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 0.36% | — | — | |
| 13 | CTLTEUR | Catalent Inc | Stock-Other | 0.36% | — | — | |
| 14 | WD | Walker & Dunlop Inc | Stock-Other | 0.29% | — | — | |
| 15 | MELI | Mercadolibre Inc | Stock-Consumer Disc | 0.27% | — | — | |
| 16 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.25% | — | — | |
| 17 | IBDQ | Ishares Ibonds Dec 2025 Term | ETF-Other | 0.22% | — | — | |
| 18 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.22% | — | — | |
| 19 | IBDR | Ishares Ibonds Dec 2026 Term | ETF-Other | 0.22% | — | — | |
| 20 | DHR | Danaher CORP | Stock-Healthcare | 0.21% | — | — | |
| 21 | NFLX | Netflix Inc | Stock-Comm Services | 0.20% | — | — | |
| 22 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.20% | — | -0.33% | |
| 23 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.19% | — | +1.63% | |
| 24 | ECORGBP | Electrocore Inc | Stock-Other | 0.02% | — | — |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is SWM Advisors and what type of investor is it?
SWM Advisors is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-09-30), the firm manages a tracked equity portfolio valued at approximately $106.1M, spread across 24 disclosed positions.
What are SWM Advisors's largest equity positions?
Based on the latest 13F filing, SWM Advisors's top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $42.4M (39.9%)
2. Vanguard Ftse Developed ETF (VEA) — $15.3M (14.4%)
3. Vanguard Extended Market ETF (VXF) — $12.8M (12.1%)
4. Ishares Floating Rate Bond E (FLOT) — $7.1M (6.7%)
5. Ishares Ultra Short Duration (ICSH) — $6.7M (6.3%)
What changes did SWM Advisors make in its most recent portfolio filing?
No notable portfolio changes were recorded for SWM Advisors in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does SWM Advisors focus on?
SWM Advisors is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 42.1%
• Communication Services: 22.6%
• Information Technology: 19.3%
• Health Care: 16.0%
Investment Profile
SWM Advisors's portfolio is concentrated and long-term-holding, with 42.1% of the portfolio concentrated in Consumer Discretionary.
It has added to its FLOT position over the past two quarters (+$543.0K, now $7.1M), while trimming VOO over the same stretch (-$8.9M, still holding $42.4M).
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Developer Access
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