13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001591505
Total reported value
$3.4B
$3.4B
76 檔
68.2%
The Q1 2026 SEC filing reveals that Swan Global Investments, LLC held a total portfolio value of $3.4B, covering 76 public equity positions.
In Q1 2026, Swan Global Investments, LLC adopted a defensive or profit-taking posture, trimming 42 positions and completely liquidating 5 holdings to manage risk exposure.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Spdr S&P 500 Etf Tr Put Option | ETF-Large Cap & Growth | 36.97% | -2.87% | -11.56% | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 21.61% | +2.06% | -8.49% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 13.23% | -1.24% | -3.66% | |
| 4 | PSMO | Pacer Swan Sos Mod Oct ETF | ETF-Other | 2.70% | -0.17% | -4.14% | |
| 5 | PSMD | Pacer Swan Sos Moderate Janu | ETF-Other | 2.52% | -0.15% | +12.89% | |
| 6 | XLK | Ss Technology Select Sector | ETF-Tech | 2.48% | +0.68% | -22.66% | |
| 7 | PSMJ | Pacer Swan Sos Moderate July | ETF-Other | 2.38% | -0.03% | -4.14% | |
| 8 | PSMR | Pacer Swan Sos Moderate Apr | ETF-Other | 2.31% | -0.02% | -4.14% | |
| 9 | PSCW | Pacer Swan Sos Conserv Apr | ETF-Other | 1.69% | -0.14% | -4.14% | |
| 10 | PSCQ | Pacer Swan Sos Cons Oct ETF | ETF-Other | 1.32% | -0.08% | -4.14% | |
| 11 | HEGD | Swan Hedged Equity US Lg Cap | ETF-Other | 1.31% | -0.07% | -43.38% | |
| 12 | PSCJ | Pacer Swan Sos Conservative | ETF-Other | 1.13% | -0.08% | -4.14% | |
| 13 | PSFD | Pacer Swan Sos Flex January | ETF-Other | 1.01% | -0.04% | +27.74% | |
| 14 | XLF | Ss Financial Select Sector | ETF-Other | 0.94% | -0.03% | -23.01% | |
| 15 | PSFO | Pacer Swan Sos Flex Oct ETF | ETF-Other | 0.91% | -0.05% | -4.14% | |
| 16 | PSCX | Pacer Swan Sos Conservative | ETF-Other | 0.82% | -0.06% | -4.14% | |
| 17 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 0.74% | -0.04% | -22.79% | |
| 18 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 0.72% | -0.10% | -23.63% | |
| 19 | XLV | Ss Health Care Select Sector | ETF-Other | 0.72% | -0.03% | -22.51% | |
| 20 | PSFJ | Pacer Swan Sos Flex July ETF | ETF-Other | 0.70% | +0.06% | -4.14% | |
| 21 | XLI | Ss Industrial Select Sector | ETF-Other | 0.67% | +0.01% | -22.30% | |
| 22 | PSFM | Pacer Swan Sos Flex April | ETF-Other | 0.44% | +0.08% | -4.14% | |
| 23 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.40% | -0.05% | -22.56% | |
| 24 | XLE | Ss Energy Select Sector | ETF-Other | 0.31% | -0.07% | -22.46% | |
| 25 | SPY | State Street SPDR S&P 500 ETF Trust | ETF-Large Cap & Growth | 0.25% | +0.01% | -0.64% | |
| 26 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.19% | -0.02% | -22.56% | |
| 27 | NVDA | NVIDIA Corporation | Stock-Tech | 0.16% | — | +36.13% | |
| 28 | XLB | Ss Materials Select Sector | ETF-Other | 0.15% | -0.01% | -22.53% | |
| 29 | XLRE | Ss Real Estate Select Sector | ETF-Other | 0.14% | — | -23.10% | |
| 30 | MCHX | Marchex, Inc. | Stock-Other | 0.10% | — | -13.46% | |
| 31 | LNG | Cheniere Energy, Inc. | Stock-Energy | 0.07% | -0.02% | -66.40% | |
| 32 | ✓ | Ishares Tr | Stock-Other | 0.06% | -0.01% | -8.49% | |
| 33 | AMZN | Amazon.com, Inc. | Stock-Consumer Disc | 0.05% | -0.01% | — | |
| 34 | ✓ | Meta Platforms Inc | Stock-Other | 0.05% | -0.01% | — | |
| 35 | SCLZ | Swan Enhanced Dvd Inc ETF | ETF-Other | 0.04% | — | -3.36% | |
| 36 | AAPL | Apple Inc | Stock-Tech | 0.04% | +0.52% | +9.74% | |
| 37 | NVDA | Nvidia CORP | Stock-Tech | 0.04% | +0.12% | +23.77% | |
| 38 | BAC | Bank of America Corporation | Stock-Financials | 0.03% | — | — | |
| 39 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 0.03% | -0.01% | -23.15% | |
| 40 | GLD | Spdr Gold Shares | ETF-Commodities | 0.03% | -0.01% | -4.45% | |
| 41 | TSLA | Tesla, Inc. | Stock-Consumer Disc | 0.03% | — | — | |
| 42 | MSFT | Microsoft CORP | Stock-Tech | 0.03% | +0.35% | +26.56% | |
| 43 | AVGO | Broadcom Inc | Stock-Tech | 0.03% | — | +42.16% | |
| 44 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.03% | +0.01% | +8.25% | |
| 45 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.02% | +0.05% | +14.46% | |
| 46 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 0.02% | — | -17.37% | |
| 47 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.02% | +0.03% | +4.97% | |
| 48 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.02% | — | +3.58% | |
| 49 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.02% | — | +11.09% | |
| 50 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.02% | -0.01% | +33.33% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | PSMD | Pacer Swan Sos Moderate Janu | +0.5% | +12.89% | Add |
| 2 | IVV | Ishares Core S&p 500 ETF | +0.5% | -3.66% | Trim |
| 3 | PSFD | Pacer Swan Sos Flex January | +0.3% | +27.74% | Add |
| 4 | ✓ | Spdr S&P 500 Etf Tr Put Option | +0.2% | -11.56% | Trim |
| 5 | PSMR | Pacer Swan Sos Moderate Apr | +0.2% | -4.14% | Trim |
| 6 | PSCW | Pacer Swan Sos Conserv Apr | +0.2% | -4.14% | Trim |
| 7 | PSMO | Pacer Swan Sos Mod Oct ETF | +0.2% | -4.14% | Trim |
| 8 | PSMJ | Pacer Swan Sos Moderate July | +0.2% | -4.14% | Trim |
| 9 | PSCQ | Pacer Swan Sos Cons Oct ETF | +0.1% | -4.14% | Trim |
| 10 | PSCJ | Pacer Swan Sos Conservative | +0.1% | -4.14% | Trim |
| 11 | NVDA | NVIDIA Corporation | +0.1% | +36.13% | Add |
| 12 | XLE | Ss Energy Select Sector | +0.1% | -22.46% | Trim |
| 13 | PSFO | Pacer Swan Sos Flex Oct ETF | +0.1% | -4.14% | Trim |
| 14 | PSCX | Pacer Swan Sos Conservative | +0.1% | -4.14% | Trim |
| 15 | PSFJ | Pacer Swan Sos Flex July ETF | 0% | -4.14% | Trim |
| 16 | PSFM | Pacer Swan Sos Flex April | 0% | -4.14% | Trim |
| 17 | SPY | State Street SPDR S&P 500 ETF Trust | 0% | -0.64% | Trim |
| 18 | ✓ | Ishares Tr | 0% | -8.49% | Trim |
| 19 | AVGO | Broadcom Inc | 0% | +42.16% | Add |
| 20 | XOM | Exxon Mobil CORP | 0% | +9.77% | Add |
| 21 | NVDA | Nvidia CORP | 0% | +23.77% | Add |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +33.33% | Add |
| 23 | JNJ | Johnson & Johnson | 0% | +3.53% | Add |
| 24 | MCHX | Marchex, Inc. | 0% | -13.46% | Trim |
| 25 | AAPL | Apple Inc | 0% | +9.74% | Add |
| 26 | GOOGL | Alphabet Inc-cl A | 0% | +8.25% | Add |
| 27 | AMZN | Amazon.com, Inc. | 0% | — | Unchanged |
| 28 | ✓ | Meta Platforms Inc | 0% | — | Unchanged |
| 29 | SCLZ | Swan Enhanced Dvd Inc ETF | — | -3.36% | Trim |
| 30 | KO | Coca-cola Co/the | — | -35.08% | Trim |
| 31 | LLY | Eli Lilly & Co | — | +3.58% | Add |
| 32 | SGOL | Abrdn Physical Gold Shares | — | -17.37% | Trim |
| 33 | META | Meta Platforms Inc-class A | — | +4.97% | Add |
| 34 | TLT | iShares 20+ Year Treasury Bond ETF | — | -1.56% | Trim |
| 35 | CSCO | Cisco Systems Inc | — | +9.68% | Add |
| 36 | PLTR | Palantir Technologies Inc-a | — | +9.68% | Add |
| 37 | TSLA | Tesla Inc | — | +7.29% | Add |
| 38 | GLD | Spdr Gold Shares | — | -4.45% | Trim |
| 39 | RTX | Rtx CORP | — | +6.65% | Add |
| 40 | MSFT | Microsoft CORP | — | +26.56% | Add |
| 41 | NFLX | Netflix Inc | — | +8.89% | Add |
| 42 | AMZN | Amazon.com Inc | — | +14.46% | Add |
| 43 | V | Visa Inc-class A Shares | — | +11.04% | Add |
| 44 | WMT | Walmart Inc | — | -5.52% | Trim |
| 45 | GE | General Electric | — | +13.12% | Add |
| 46 | AMD | Advanced Micro Devices | — | +9.68% | Add |
| 47 | VEU | Vanguard Ftse All-world Ex-u | — | -6.48% | Trim |
| 48 | ✓ | Uber Technologies Inc | — | +6.68% | Add |
| 49 | VTWO | Vanguard Russell 2000 ETF | — | -5.60% | Trim |
| 50 | IEMG | Ishares Core Msci Emerging | — | -8.33% | Trim |
According to official SEC Form 13F filings, Swan Global Investments, LLC reported a total U.S. public equity portfolio value of $3.4B across 76 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including Spdr S&P 500 Etf Tr Put Option, SPY, IVV) accounted for 68.2% of total reported equity market value during Q1 2026.
Top New Position Initiated
MU
市值: $525.7K
Top Position Liquidated / Trimmed
NFLX
前期市值: $2.4M
During Q1 2026, Swan Global Investments, LLC's top holdings by market value included Spdr S&P 500 Etf Tr Put Option (37.0%)、SPY (21.6%)、IVV (13.2%). The largest single position, Spdr S&P 500 Etf Tr Put Option, represented 37.0% of total portfolio value.
In Q1 2026, Swan Global Investments, LLC made 77 total portfolio adjustments, initiating 2 new buys, adding to 28 positions, trimming 42 holdings, and fully liquidating 5 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.