SI
Summit Investment Advisory Services, LLC 13F Filing (Q2 2026) — Top Positions & Stock Picks
Summit Investment Advisory Services, LLCCIK: 0001914395
Diversified strategyContrarianSector-focused
Total reported value
$398.5M
Reporting period: 2026-06-30 · Number of holdings: 89
Summit Investment Advisory Services, LLC disclosed 89 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $398.5M and a quarterly turnover rate of 39.5%.
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Personality snowflake
- Concentration
- 27.69
- Portfolio Stability
- 39.52
- Momentum
- 0
- Sector conviction
- 95.85
- Diversification
- 100
- Sizing Uniformity
- 77.15
Summit Investment Advisory Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.069 — mathematically equivalent to about 14 equally-sized positions, well below its 89 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.28), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy PVAL
New buy FLCG
New buy FSCC
Trim CGDV
+3.2% $8.2M
Trim CGGR
+0.4% $6.7M
Trim INCM
+10.3% $3.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CGDV | Cap Group Dividend Value | ETF-Other | 12.62% | -3.01% | +3.20% | |
| 2 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 11.07% | +11.07% | NEW | |
| 3 | CGGR | Cap Group Growth Equity | ETF-Other | 11.06% | -2.83% | +0.42% | |
| 4 | INCM | Franklin Income Focus ETF | ETF-Other | 8.01% | -2.69% | +10.34% | |
| 5 | CGXU | Cap Group Intl Focus | ETF-Other | 7.36% | -1.96% | -0.42% | |
| 6 | FLCG | Fed Hermes Large Cap Growth | ETF-Large Cap & Growth | 6.66% | +6.66% | NEW | |
| 7 | DGRO | Ishares Core Dividend Growth | ETF-Other | 6.46% | -2.20% | +2.31% | |
| 8 | CGUS | Cap Group Core Equity | ETF-Other | 5.61% | -1.27% | +4.27% | |
| 9 | FSCC | Fed Hermes Small Cap Core | ETF-Small Cap | 3.90% | +3.90% | NEW | |
| 10 | FESM | Fidelity Enhanced Small Cap | ETF-Small Cap | 3.76% | -0.78% | -3.57% | |
| 11 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 2.63% | -0.85% | -2.48% | |
| 12 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 2.26% | -0.59% | -3.30% | |
| 13 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.75% | -0.50% | +0.03% | |
| 14 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 1.11% | -0.31% | +0.11% | |
| 15 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.86% | -0.34% | -1.50% | |
| 16 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.83% | -0.25% | -6.09% | |
| 17 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.78% | -0.26% | -3.17% | |
| 18 | VUG | Vanguard Growth ETF | ETF-Other | 0.76% | -0.25% | +462.83% | |
| 19 | VB | Vanguard Small-cap ETF | ETF-Other | 0.55% | -0.16% | +0.17% | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.54% | -0.14% | +2.09% | |
| 21 | SDVY | First Trust Smid Cap Rising | ETF-Other | 0.53% | -0.17% | +1.55% | |
| 22 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.49% | -0.32% | -13.07% | |
| 23 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 0.48% | -0.16% | +1.95% | |
| 24 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.46% | -0.22% | -6.49% | |
| 25 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 0.45% | -0.17% | -5.00% | |
| 26 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.43% | -0.11% | -2.50% | |
| 27 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 0.41% | -0.14% | +9.28% | |
| 28 | VTV | Vanguard Value ETF | ETF-Other | 0.38% | -0.19% | -12.08% | |
| 29 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.35% | -0.11% | +302.39% | |
| 30 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.33% | -0.10% | -1.53% | |
| 31 | MINO | Pimco Municipal Income Oppor | ETF-Other | 0.31% | -0.12% | +7.74% | |
| 32 | CGMM | Cap Group Small And Mid Cap | ETF-Other | 0.28% | +0.04% | +54.49% | |
| 33 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.26% | -0.08% | +0.07% | |
| 34 | NVDA | Nvidia CORP | Stock-Tech | 0.24% | +0.10% | +122.37% | |
| 35 | BPRE | Bluerock Private Real Estate | Stock-Financials | 0.23% | -0.26% | -9.21% | |
| 36 | ARKK | Ark Innovation ETF | ETF-Other | 0.23% | -0.05% | -0.73% | |
| 37 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.22% | -0.07% | +0.71% | |
| 38 | HEFA | Isha Curr Hedged Msci Eafe | ETF-Other | 0.22% | -0.10% | -5.27% | |
| 39 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 0.21% | -0.08% | +350.09% | |
| 40 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 0.20% | -0.07% | -6.86% | |
| 41 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.20% | +0.20% | NEW | |
| 42 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.19% | -0.06% | +0.18% | |
| 43 | KOMP | Ss Spdr S&p Kensho Ne Comp | ETF-Other | 0.19% | -0.05% | -5.55% | |
| 44 | ENTG | Entegris Inc | Stock-Tech | 0.16% | — | — | |
| 45 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.16% | -0.03% | — | |
| 46 | XETYX | Eaton Vance Tax-mgd Div Eqty | Stock-Other | 0.16% | -0.05% | +2.02% | |
| 47 | MGC | Vanguard Mega Cap ETF | ETF-Other | 0.15% | -0.04% | — | |
| 48 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 0.14% | -0.05% | +10.01% | |
| 49 | XEVTX | Eaton Vance Tax-adv Dvd Inc | Stock-Other | 0.14% | -0.04% | +0.66% | |
| 50 | ROBO | Robo Global Robotics And Aut | ETF-Other | 0.12% | +0.02% | +48.35% |
1–50 of 89
Portfolio Performance
Performance for Q3 2026
+2.3%
Performance Last 4 Quarters
+18.4%
- Stdev
- +12.2%
- Beta
- +0.91
- Alpha
- 0%
- Max Drawdown
- -7.8%
- Annualized Perf
- +18.9%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +2.94
- Stutzer
- +0.43
- Treynor
- +0.2
- Sterling
- +1.2
- Calmar
- +2.41
- Information Ratio
- -0.52
- Tracking Error
- +3.6%
- Stdev Down
- +6.2%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +36.8%
- Worst 12 Months
- +4.4%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.48
- Stdev Sectors
- +16%
- Skewness
- -0.1
- Kurtosis
- -0.33
- Upside Potential
- +4.52
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 89 | $398.5M | 40 | ||
| 2026 Q1 | 81 | $269.2M | 19 | ||
| 2025 Q4 | 82 | $265.0M | 6 | ||
| 2025 Q3 | 76 | $251.1M | 9 | ||
| 2025 Q2 | 71 | $229.9M | 13 | ||
| 2025 Q1 | 68 | $204.0M | 0 | ||
| 2024 Q4 | 70 | $193.9M | 0 | ||
| 2024 Q3 | 71 | $188.5M | 0 | ||
| 2024 Q2 | 40 | $85.1M | 0 | ||
| 2024 Q1 | 68 | $168.9M | 0 | ||
| 2023 Q4 | 64 | $158.8M | 0 | ||
| 2023 Q3 | 54 | $134.9M | 0 | ||
| 2023 Q2 | 57 | $151.2M | 0 | ||
| 2023 Q1 | 53 | $140.5M | 0 | ||
| 2022 Q4 | 51 | $82.6M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Summit Investment Advisory Services, LLC's most significant position changes for 2026-06-30: New buy: Putnam Focused Lrg Cap Value (PVAL); New buy: Fed Hermes Large Cap Growth (FLCG); New buy: Fed Hermes Small Cap Core (FSCC); New buy: Amazon.com Inc (AMZN); New buy: Alphabet Inc-cl C (GOOG).
1–50 of 90
Filing History
FAQ
What is Summit Investment Advisory Services, LLC and what type of investor is it?
Summit Investment Advisory Services, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $398.5M, spread across 89 disclosed positions.
What are Summit Investment Advisory Services, LLC's largest equity positions?
Based on the latest 13F filing, Summit Investment Advisory Services, LLC's top holdings by market value are:
1. Cap Group Dividend Value (CGDV) — $50.3M (12.6%)
2. Putnam Focused Lrg Cap Value (PVAL) — $44.1M (11.1%)
3. Cap Group Growth Equity (CGGR) — $44.1M (11.1%)
4. Franklin Income Focus ETF (INCM) — $31.9M (8.0%)
5. Cap Group Intl Focus (CGXU) — $29.3M (7.4%)
What changes did Summit Investment Advisory Services, LLC make in its most recent portfolio filing?
In the latest reported quarter, Summit Investment Advisory Services, LLC made 74 notable position adjustments: 9 new positions were initiated, 41 existing holdings were added to, 23 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Putnam Focused Lrg Cap Value (PVAL); New buy: Fed Hermes Large Cap Growth (FLCG); New buy: Fed Hermes Small Cap Core (FSCC); New buy: Amazon.com Inc (AMZN); New buy: Alphabet Inc-cl C (GOOG)
What sectors does Summit Investment Advisory Services, LLC focus on?
Summit Investment Advisory Services, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 50.4%
• Financials: 18.2%
• Consumer Discretionary: 15.4%
• Utilities: 5.4%
• Communication Services: 5.3%
• Health Care: 5.2%
Investment Profile
Summit Investment Advisory Services, LLC returned an annualized 18.9% over the trailing 36 months — underperforming the S&P 500 by 0.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.91 (roughly in line with the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 50.4% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 13 to 40 over the past 4 quarters — a shift toward more active trading.
It has added to its CGXU position over the past two quarters (+$28.2M, now $29.3M), while trimming VIG over the same stretch (-$388.0K, still holding $277.7K).
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Developer Access
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