SF
Summit Financial Strategies, Inc. 13F Filing (Q3 2026) — Top Positions & Stock Picks
Summit Financial Strategies, Inc.CIK: 0001625246
Diversified strategyMomentum followerSector-focused
Total reported value
$1.4B
Reporting period: 2026-09-30 · Number of holdings: 165
Summit Financial Strategies, Inc. disclosed 165 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $1.4B and a quarterly turnover rate of 10.5%.
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Personality snowflake
- Concentration
- 23.15
- Portfolio Stability
- 10.53
- Momentum
- 100
- Sector conviction
- 86.51
- Diversification
- 100
- Sizing Uniformity
- 70.77
Summit Financial Strategies, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.058 — mathematically equivalent to about 17 equally-sized positions, well below its 165 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.92), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd IVV
+10.6% $17.7M
Trim SCHB
-22.0% -$14.2M
Trim SCHM
-25.4% -$13.0M
Trim PKG
-10.7% -$8.9M
Add DFLV
+8.8% $10.3M
Trim SCHA
-28.0% -$8.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 164 holdings (of 165 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 10.62% | +1.12% | +10.60% | |
| 2 | DFIC | Dimensional International Co | ETF-Other | 10.55% | +0.17% | +1.96% | |
| 3 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 9.41% | +0.18% | +8.27% | |
| 4 | FBND | Fidelity Total Bond ETF | ETF-Other | 7.64% | +0.03% | +6.79% | |
| 5 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 7.52% | +0.63% | +8.79% | |
| 6 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 5.98% | +0.33% | +14.84% | |
| 7 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 5.27% | -0.05% | +2.97% | |
| 8 | PKG | Packaging CORP Of America | Stock-Consumer Disc | 3.76% | -0.67% | -10.71% | |
| 9 | SCHB | Schwab US Broad Market ETF | ETF-Other | 3.69% | -1.04% | -22.01% | |
| 10 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 3.63% | +0.09% | +13.12% | |
| 11 | VONG | Vanguard Russell 1000 Growth | ETF-Other | 3.35% | +0.56% | +20.57% | |
| 12 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 3.24% | -0.24% | +1.91% | |
| 13 | DFAT | Dimensional US Target Value | ETF-Other | 2.51% | +0.19% | +15.31% | |
| 14 | DFGR | Dim Global Real Estate ETF | ETF-Other | 2.41% | +0.14% | +14.96% | |
| 15 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 1.99% | -0.94% | -25.37% | |
| 16 | AAPL | Apple Inc | Stock-Tech | 1.61% | +0.20% | +0.29% | |
| 17 | SCHA | Schwab US Small-cap ETF | ETF-Other | 1.03% | -0.58% | -27.96% | |
| 18 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.91% | +0.06% | +6.49% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 0.91% | +0.36% | +21.02% | |
| 20 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.82% | -0.05% | -4.82% | |
| 21 | WMT | Walmart Inc | Stock-Consumer Staples | 0.58% | -0.07% | -1.18% | |
| 22 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 0.58% | +0.01% | +9.31% | |
| 23 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.36% | -0.03% | -6.12% | |
| 24 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.36% | — | -0.33% | |
| 25 | DFUV | Dimensional US Marketwide Va | ETF-Other | 0.36% | -0.01% | -1.68% | |
| 26 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.35% | +0.03% | +10.01% | |
| 27 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.33% | — | -1.03% | |
| 28 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.31% | +0.05% | +18.68% | |
| 29 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.28% | -0.02% | -5.50% | |
| 30 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.27% | -0.06% | -15.90% | |
| 31 | GLD | Spdr Gold Shares | ETF-Commodities | 0.27% | +0.01% | — | |
| 32 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.27% | -0.01% | -3.18% | |
| 33 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.26% | -0.04% | +4.87% | |
| 34 | CIVB | Civista Bancshares Inc | Stock-Other | 0.26% | -0.02% | — | |
| 35 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.25% | — | +3.28% | |
| 36 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.24% | — | -0.10% | |
| 37 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.23% | -0.01% | -0.42% | |
| 38 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 0.22% | +0.04% | +22.41% | |
| 39 | NVDA | Nvidia CORP | Stock-Tech | 0.22% | +0.04% | +8.75% | |
| 40 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.21% | -0.24% | -51.18% | |
| 41 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 0.21% | — | -0.54% | |
| 42 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.21% | — | — | |
| 43 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 0.20% | -0.02% | -2.53% | |
| 44 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.19% | — | +2.86% | |
| 45 | AMAT | Applied Materials Inc | Stock-Tech | 0.19% | -0.08% | -1.47% | |
| 46 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.18% | +0.01% | +1.42% | |
| 47 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.18% | -0.05% | -21.75% | |
| 48 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.17% | — | — | |
| 49 | ABBV | Abbvie Inc | Stock-Healthcare | 0.17% | +0.01% | +0.32% | |
| 50 | EVTR | Eaton Vance Total Return | ETF-Other | 0.16% | +0.16% | NEW |
1–50 of 164
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q4 2026
-0.5%
Performance Last 4 Quarters
+12.9%
- Stdev
- +10.8%
- Beta
- +0.78
- Alpha
- +0.2%
- Max Drawdown
- -7.1%
- Annualized Perf
- +18.7%
- Batting Avg vs S&P
- +30.6%
- Sortino
- +3.32
- Stutzer
- +0.47
- Treynor
- +0.23
- Sterling
- +1.21
- Calmar
- +2.63
- Information Ratio
- -0.83
- Tracking Error
- +5.7%
- Stdev Down
- +5.4%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +30.2%
- Worst 12 Months
- +5.4%
- Efficiency Ratio
- +0.66
- Sharpe
- +1.65
- Stdev Sectors
- +13.4%
- Skewness
- -0.27
- Kurtosis
- -0.41
- Upside Potential
- +4.84
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 165 | $1.4B | 11 | ||
| 2026 Q2 | 173 | $1.4B | 13 | ||
| 2026 Q1 | 170 | $1.3B | 11 | ||
| 2025 Q4 | 166 | $1.2B | 8 | ||
| 2025 Q3 | 158 | $1.2B | 16 | ||
| 2025 Q2 | 155 | $1.1B | 0 | ||
| 2025 Q1 | 149 | $991.5M | 100 | ||
| 2024 Q4 | 148 | $906.0M | 0 | ||
| 2024 Q3 | 149 | $888.3M | 0 | ||
| 2024 Q2 | 147 | $804.1M | 0 | ||
| 2024 Q1 | 150 | $716.9M | 0 | ||
| 2023 Q4 | 142 | $654.4M | 0 | ||
| 2023 Q3 | 129 | $525.0M | 0 | ||
| 2023 Q2 | 126 | $536.2M | 0 | ||
| 2023 Q1 | 124 | $507.6M | 0 | ||
| 2022 Q4 | 122 | $464.4M | 0 | ||
| 2022 Q3 | 118 | $421.2M | 0 | ||
| 2022 Q2 | 119 | $427.1M | 0 | ||
| 2022 Q1 | 121 | $496.8M | 0 | ||
| 2021 Q4 | 125 | $518.1M | 0 | ||
| 2021 Q3 | 119 | $523.4M | 0 | ||
| 2021 Q2 | 116 | $504.9M | 100 | ||
| 2021 Q1 | 64 | $279.4M | 28 | ||
| 2020 Q4 | 82 | $291.0M | 18 | ||
| 2020 Q3 | 73 | $245.5M | 9 | ||
| 2020 Q2 | 68 | $224.9M | 21 | ||
| 2020 Q1 | 57 | $184.4M | 33 | ||
| 2019 Q4 | 60 | $204.4M | 22 | ||
| 2019 Q3 | 59 | $208.1M | 4 | ||
| 2019 Q2 | 58 | $206.0M | 7 | ||
| 2019 Q1 | 58 | $197.1M | 19 | ||
| 2018 Q4 | 57 | $178.3M | 25 | ||
| 2018 Q3 | 60 | $219.3M | 8 | ||
| 2018 Q2 | 56 | $205.8M | 10 | ||
| 2018 Q1 | 54 | $193.1M | 6 | ||
| 2017 Q4 | 55 | $191.1M | 10 | ||
| 2017 Q3 | 51 | $173.3M | 7 | ||
| 2017 Q2 | 53 | $165.8M | 20 | ||
| 2017 Q1 | 39 | $136.6M | 20 | ||
| 2016 Q4 | 42 | $146.3M | 4 | ||
| 2016 Q3 | 44 | $142.6M | 8 | ||
| 2016 Q2 | 42 | $134.7M | 8 | ||
| 2016 Q1 | 44 | $136.6M | 18 | ||
| 2015 Q4 | 45 | $128.5M | 13 | ||
| 2015 Q3 | 45 | $120.5M | 13 | ||
| 2015 Q2 | 43 | $128.2M | 8 | ||
| 2015 Q1 | 42 | $124.1M | 16 | ||
| 2014 Q4 | 40 | $123.5M | — |
Holding changes this quarter
Summit Financial Strategies, Inc.'s most significant position changes for 2026-09-30: New buy: Eaton Vance Total Return (EVTR); New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Ishares Core Dividend Growth (DGRO); New buy: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +1.1% | +10.60% | Add |
| 2 | DFLV | Dim US Large Cap Value ETF | +0.6% | +8.79% | Add |
| 3 | VONG | Vanguard Russell 1000 Growth | +0.6% | +20.57% | Add |
| 4 | MSFT | Microsoft CORP | +0.4% | +21.02% | Add |
| 5 | IJH | Ishares Core S&p Midcap ETF | +0.3% | +14.84% | Add |
| 6 | AAPL | Apple Inc | +0.2% | +0.29% | Add |
| 7 | DFAT | Dimensional US Target Value | +0.2% | +15.31% | Add |
| 8 | JCPB | Jpmorgan Core Plus Bond ETF | +0.2% | +8.27% | Add |
| 9 | DFIC | Dimensional International Co | +0.2% | +1.96% | Add |
| 10 | EVTR | Eaton Vance Total Return | +0.2% | NEW | New buy |
| 11 | DFGR | Dim Global Real Estate ETF | +0.1% | +14.96% | Add |
| 12 | ✓ | +0.1% | NEW | New buy | |
| 13 | DFAC | Dimensional US Core Equity 2 | +0.1% | +420.11% | Add |
| 14 | IJR | Ishares Core S&p Small-cap E | +0.1% | +13.12% | Add |
| 15 | VOO | Vanguard S&p 500 ETF | +0.1% | +6.49% | Add |
| 16 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +18.68% | Add |
| 17 | PULS | Pgim Ultra Short Bond ETF | +0.1% | +99.00% | Add |
| 18 | NVDA | Nvidia CORP | 0% | +8.75% | Add |
| 19 | VSS | Vanguard Ftse All Wo X-us Sc | 0% | +22.41% | Add |
| 20 | FBND | Fidelity Total Bond ETF | 0% | +6.79% | Add |
| 21 | PLTR | Palantir Technologies Inc-a | 0% | +66.76% | Add |
| 22 | JAAA | Janus Henderson Aaa Clo ETF | 0% | +10.01% | Add |
| 23 | ✓ | 0% | NEW | New buy | |
| 24 | BRES | Burney US Equity Select ETF | 0% | NEW | New buy |
| 25 | TIP | Ishares Tips Bond ETF | 0% | NEW | New buy |
| 26 | IAGG | Ishares Intl Aggregate Bond | 0% | +40.57% | Add |
| 27 | JMUB | Jpmorgan Municipal ETF | 0% | +9.31% | Add |
| 28 | VTEI | Vanguard Int Tax-exempt Bond | 0% | +96.80% | Add |
| 29 | MDT | Medtronic plc | 0% | NEW | New buy |
| 30 | IBID | Ishares Ibonds Oct 2027 Tt | 0% | NEW | New buy |
| 31 | IBTH | Ishares Ibonds Dec 2027 Term | 0% | NEW | New buy |
| 32 | AMZN | Amazon.com Inc | 0% | +3.85% | Add |
| 33 | META | Meta Platforms Inc-class A | 0% | -1.29% | Trim |
| 34 | IBP | Installed Building Products | 0% | +33.24% | Add |
| 35 | GLD | Spdr Gold Shares | 0% | — | Unchanged |
| 36 | AMD | Advanced Micro Devices | 0% | +35.93% | Add |
| 37 | EFV | Ishares Msci Eafe Value ETF | 0% | +1.42% | Add |
| 38 | ABBV | Abbvie Inc | 0% | +0.32% | Add |
| 39 | AMGN | Amgen Inc | 0% | — | Unchanged |
| 40 | QQQ | Invesco Qqq Trust Series 1 | 0% | +5.97% | Add |
| 41 | MTD | Mettler-toledo International | 0% | — | Unchanged |
| 42 | ET | Energy Transfer LP | 0% | — | Unchanged |
| 43 | JNJ | Johnson & Johnson | 0% | +0.04% | Add |
| 44 | SCHG | Schwab US Large-cap Growth | 0% | +0.06% | Add |
| 45 | XLE | Ss Energy Select Sector | 0% | -2.55% | Trim |
| 46 | VGT | Vanguard Info Tech ETF | 0% | — | Unchanged |
| 47 | VIG | Vanguard Dividend Apprec ETF | 0% | +6.89% | Add |
| 48 | FDN | First Trust Dj Internet Ind | 0% | — | Unchanged |
| 49 | MA | Mastercard Inc - A | 0% | +1.23% | Add |
| 50 | CVX | Chevron CORP | — | +2.14% | Add |
1–50 of 180
Filing History
FAQ
What is Summit Financial Strategies, Inc. and what type of investor is it?
Summit Financial Strategies, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $1.4B, spread across 165 disclosed positions.
What are Summit Financial Strategies, Inc.'s largest equity positions?
Based on the latest 13F filing, Summit Financial Strategies, Inc.'s top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $153.1M (10.6%)
2. Dimensional International Co (DFIC) — $152.1M (10.6%)
3. Jpmorgan Core Plus Bond ETF (JCPB) — $135.8M (9.4%)
4. Fidelity Total Bond ETF (FBND) — $110.2M (7.6%)
5. Dim US Large Cap Value ETF (DFLV) — $108.4M (7.5%)
What changes did Summit Financial Strategies, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Summit Financial Strategies, Inc. made 138 notable position adjustments: 8 new positions were initiated, 56 existing holdings were added to, 58 positions were partially reduced, and 16 were completely exited. The largest of these moves: New buy: Eaton Vance Total Return (EVTR); New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Ishares Core Dividend Growth (DGRO); New buy:
What sectors does Summit Financial Strategies, Inc. focus on?
Summit Financial Strategies, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 41.9%
• Information Technology: 31.6%
• Consumer Staples: 6.9%
• Health Care: 6.1%
• Financials: 4.1%
• Communication Services: 3.6%
Investment Profile
Summit Financial Strategies, Inc. returned an annualized 18.7% over the trailing 36 months — outperforming the S&P 500 by 0.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.78 (less volatile than the market) and a 31% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 41.9% of the portfolio concentrated in Consumer Discretionary.
It has added to its IVV position over the past two quarters (+$43.6M, now $153.1M), while trimming SCHZ over the same stretch (-$4.6M, still holding $3.0M).
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Developer Access
Access Summit Financial Strategies, Inc.'s institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/summit-financial-strategies-incCLI
npx alphasmo institutions get summit-financial-strategies-inc