SF
Summit Financial Consulting LLC Quarterly 13F Portfolio Update (Q3 2026)
Summit Financial Consulting LLCCIK: 0002065794
Sector-focusedContrarianQuality / disciplined sizing
Total reported value
$136.4M
Reporting period: 2026-09-30 · Number of holdings: 48
Summit Financial Consulting LLC disclosed 48 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $136.4M and a quarterly turnover rate of 62.7%.
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Personality snowflake
- Concentration
- 39.28
- Portfolio Stability
- 62.74
- Momentum
- 0
- Sector conviction
- 100
- Diversification
- 96
- Sizing Uniformity
- 80.53
Summit Financial Consulting LLC's disclosed holdings carry a Herfindahl concentration index of 0.098 — mathematically equivalent to about 10 equally-sized positions, well below its 48 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.95), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward initiating meaningfully larger new positions than it adds to existing ones (a 3.4 percentage-point tilt) — a pattern consistent with a more contrarian, new-idea-driven approach.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy IEF
Sold out HYG
Add LQD
+23.0% $3.3M
Sold out IVW
Trim SCHX
-38.1% -$5.5M
Trim QQQM
-67.0% -$4.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 19.36% | +19.36% | NEW | |
| 2 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 18.40% | +3.62% | +22.97% | |
| 3 | IYW | Ishares Ustechnology ETF | ETF-Tech | 7.70% | +2.25% | +24.43% | |
| 4 | SCHX | Schwab US Large-cap ETF | ETF-Other | 6.85% | -3.19% | -38.10% | |
| 5 | IYE | Ishares U.s. Energy ETF | ETF-Other | 6.44% | +1.39% | +3.09% | |
| 6 | IYZ | Ishares US Telecommunication | ETF-Other | 5.96% | +0.72% | +8.04% | |
| 7 | IYM | Ishares U.s. Basic Materials | ETF-Other | 5.91% | +0.73% | +6.44% | |
| 8 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 4.22% | -1.42% | -25.05% | |
| 9 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 3.06% | +0.36% | +1.11% | |
| 10 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 2.66% | -2.83% | -54.03% | |
| 11 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.68% | -3.01% | -67.00% | |
| 12 | FYC | First Trust Small Cap Growth | ETF-Small Cap | 1.37% | +1.37% | NEW | |
| 13 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 1.33% | -0.88% | -40.51% | |
| 14 | XLK | Ss Technology Select Sector | ETF-Tech | 1.16% | +0.14% | +1.96% | |
| 15 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 1.06% | -0.01% | +5.40% | |
| 16 | MSFT | Microsoft CORP | Stock-Tech | 0.88% | +0.32% | +6.70% | |
| 17 | AAPL | Apple Inc | Stock-Tech | 0.88% | +0.32% | +26.49% | |
| 18 | NVDA | Nvidia CORP | Stock-Tech | 0.86% | +0.67% | +268.90% | |
| 19 | RVNU | Xtrackers Municipal Infrastr | ETF-Other | 0.74% | +0.02% | +4.16% | |
| 20 | MUNI | Pimco Intermediate Municipal | ETF-Other | 0.73% | +0.06% | +6.02% | |
| 21 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.73% | -0.02% | -4.84% | |
| 22 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.70% | -0.04% | -2.74% | |
| 23 | FLMI | Franklin Dynamic Municipal B | ETF-Other | 0.69% | +0.04% | +5.57% | |
| 24 | SMMU | Pimco Shrt Trm Muni Bnd ETF | ETF-Other | 0.60% | +0.06% | +4.30% | |
| 25 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.52% | +0.02% | -5.86% | |
| 26 | USRT | Ishares Core US Reit ETF | ETF-Other | 0.39% | +0.01% | +3.65% | |
| 27 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.39% | +0.03% | -3.89% | |
| 28 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.37% | +0.02% | — | |
| 29 | ITB | Ishares U.s. Home Constructi | ETF-Other | 0.35% | +0.35% | NEW | |
| 30 | NZF | Nuveen Municipal Credit Inc | Stock-Other | 0.34% | -0.01% | +5.20% | |
| 31 | MIY | Blackrock Muniyield Mi Qlty | Stock-Other | 0.34% | +0.01% | +4.92% | |
| 32 | AMD | Advanced Micro Devices | Stock-Tech | 0.30% | +0.04% | -0.74% | |
| 33 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.29% | +0.01% | — | |
| 34 | EPD | Enterprise Products Partners | Stock-Energy | 0.26% | +0.01% | — | |
| 35 | DTE | Dte Energy Company | Stock-Utilities | 0.24% | -0.01% | +12.48% | |
| 36 | NAD | Nuveen Quality Municipal Inc | Stock-Other | 0.23% | -0.03% | — | |
| 37 | SPGP | Invesco S&p 500 Garp ETF | ETF-Large Cap & Growth | 0.22% | — | -4.90% | |
| 38 | CAT | Caterpillar Inc | Stock-Industrials | 0.21% | +0.05% | +53.78% | |
| 39 | TCAI | Tortoise Ai Infrastructr ETF | ETF-Other | 0.19% | -0.01% | +3.61% | |
| 40 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.19% | +0.04% | +14.70% | |
| 41 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.19% | +0.04% | +14.77% | |
| 42 | V | Visa Inc-class A Shares | Stock-Financials | 0.17% | +0.02% | — | |
| 43 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.17% | -0.08% | -40.79% | |
| 44 | MUB | Ishares National Muni Bond E | ETF-Other | 0.16% | +0.01% | +11.17% | |
| 45 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.16% | -0.03% | -8.22% | |
| 46 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.15% | +0.15% | NEW | |
| 47 | F | Ford Motor Co | Stock-Consumer Disc | 0.12% | -0.01% | +4.16% | |
| 48 | FTMU | Franklin Muncipal Income ETF | ETF-Other | 0.07% | — | — |
Portfolio Performance
Performance for Q4 2026
+0.6%
Performance Last 4 Quarters
+10%
- Stdev
- +7.6%
- Beta
- +0.58
- Alpha
- +1.8%
- Max Drawdown
- -3%
- Annualized Perf
- +14.4%
- Batting Avg vs S&P
- +41.2%
- Sortino
- +4.14
- Stutzer
- +0.55
- Treynor
- +0.24
- Sterling
- +1.11
- Calmar
- +4.87
- Information Ratio
- -1.15
- Tracking Error
- +6.1%
- Stdev Down
- +3.3%
- Winning Months %
- +76.5%
- Losing Months %
- +23.5%
- Best 12 Months
- +22.5%
- Worst 12 Months
- +10%
- Efficiency Ratio
- +0.64
- Sharpe
- +1.83
- Stdev Sectors
- +18%
- Skewness
- +0.04
- Kurtosis
- -0.12
- Upside Potential
- +5.57
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Summit Financial Consulting LLC's most significant position changes for 2026-09-30: New buy: Ishares 7-10 Year Treasury B (IEF); Sold out: Ishr Ibx Usd Hiyld Cb Etf-ui (HYG); Sold out: Ishares S&p 500 Growth ETF (IVW); Sold out: Ishares S&p Mid-cap 400 Grow (IJK); New buy: First Trust Small Cap Growth (FYC).
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Filing History
FAQ
What is Summit Financial Consulting LLC and what type of investor is it?
Summit Financial Consulting LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $136.4M, spread across 48 disclosed positions.
What are Summit Financial Consulting LLC's largest equity positions?
Based on the latest 13F filing, Summit Financial Consulting LLC's top holdings by market value are:
1. Ishares 7-10 Year Treasury B (IEF) — $26.4M (19.4%)
2. Ishr Ibx Usd Invgd Cb Etf-ui (LQD) — $25.1M (18.4%)
3. Ishares Ustechnology ETF (IYW) — $10.5M (7.7%)
4. Schwab US Large-cap ETF (SCHX) — $9.3M (6.8%)
5. Ishares U.s. Energy ETF (IYE) — $8.8M (6.4%)
What changes did Summit Financial Consulting LLC make in its most recent portfolio filing?
In the latest reported quarter, Summit Financial Consulting LLC made 47 notable position adjustments: 4 new positions were initiated, 25 existing holdings were added to, 13 positions were partially reduced, and 5 were completely exited. The largest of these moves: New buy: Ishares 7-10 Year Treasury B (IEF); Sold out: Ishr Ibx Usd Hiyld Cb Etf-ui (HYG); Sold out: Ishares S&p 500 Growth ETF (IVW); Sold out: Ishares S&p Mid-cap 400 Grow (IJK); New buy: First Trust Small Cap Growth (FYC)
What sectors does Summit Financial Consulting LLC focus on?
Summit Financial Consulting LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 59.4%
• Consumer Discretionary: 13.6%
• Consumer Staples: 5.9%
• Energy: 5.2%
• Utilities: 5.0%
• Industrials: 4.2%
Investment Profile
Summit Financial Consulting LLC returned an annualized 14.4% over the trailing 17 months — outperforming the S&P 500 by 1.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.58 (less volatile than the market) and a 41% quarterly batting average against the index.
Its portfolio is moderately concentrated and fast-trading, with 59.4% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 44 to 63 over the past 4 quarters — a shift toward more active trading.
It has added to its IYW position over the past two quarters (+$10.2M, now $10.5M), while trimming SCHX over the same stretch (-$8.9M, still holding $9.3M).
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