13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001022837
Total reported value
$5.3B
$5.3B
168 檔
41.0%
At the close of Q1 2024, Sumitomo Mitsui Financial Group, Inc. disclosed equity holdings valued at approximately $5.3B, spread across 168 reported holdings.
In Q1 2024, Sumitomo Mitsui Financial Group, Inc. displayed an active expansion posture, initiating 3 new positions and adding to 24 existing holdings, outstripping position reductions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ARES | Ares Management CORP - A | Stock-Financials | 55.04% | -1.32% | — | |
| 2 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 4.13% | — | — | |
| 3 | CME | Cme Group Inc | Stock-Financials | 3.15% | -0.84% | — | |
| 4 | XYZ | Block Inc | Stock-Financials | 2.38% | +0.20% | — | |
| 5 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.26% | -0.21% | +18.38% | |
| 6 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 2.16% | -0.06% | -2.46% | |
| 7 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 1.84% | -0.08% | +4.55% | |
| 8 | GLD | Spdr Gold Shares | ETF-Commodities | 1.78% | -0.82% | +3.64% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 1.58% | +0.14% | -12.84% | |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.37% | +0.91% | -2.85% | |
| 11 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.36% | -0.07% | -8.08% | |
| 12 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 1.31% | -0.08% | +8.58% | |
| 13 | MBB | Ishares Mbs ETF | ETF-Other | 1.02% | -0.07% | +2.11% | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 0.97% | -0.06% | +6.80% | |
| 15 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.97% | +0.09% | -25.60% | |
| 16 | AVGO | Broadcom Inc | Stock-Tech | 0.94% | +0.22% | -1.54% | |
| 17 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.87% | +0.24% | +6.47% | |
| 18 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.83% | -0.01% | -2.09% | |
| 19 | ANETEUR | Arista Networks Inc | Stock-Other | 0.82% | — | +0.88% | |
| 20 | PFF | Ishares Preferred & Income S | ETF-Other | 0.72% | -0.04% | -7.92% | |
| 21 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.66% | -0.04% | -6.40% | |
| 22 | BAB | Invesco Taxable Municipal Bo | ETF-Other | 0.62% | -0.04% | -2.18% | |
| 23 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.56% | — | NEW | |
| 24 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 0.54% | -0.02% | +74.98% | |
| 25 | INTU | Intuit Inc | Stock-Tech | 0.52% | -0.19% | +1.24% | |
| 26 | DHI | Dr Horton Inc | Stock-Consumer Disc | 0.52% | +0.06% | -3.24% | |
| 27 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.51% | +0.06% | +1.54% | |
| 28 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.48% | +3.29% | +1.12% | |
| 29 | GWW | Ww Grainger Inc | Stock-Industrials | 0.45% | +0.08% | -0.94% | |
| 30 | AMGN | Amgen Inc | Stock-Healthcare | 0.40% | -0.01% | +8.50% | |
| 31 | BLKCHF | Blackrock Inc | Stock-Other | 0.38% | — | -0.16% | |
| 32 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 0.35% | -0.02% | -3.14% | |
| 33 | APD | Air Products & Chemicals Inc | Stock-Materials | 0.34% | — | +14.32% | |
| 34 | FSLR | First Solar Inc | Stock-Tech | 0.33% | +0.06% | +13.03% | |
| 35 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.32% | -0.01% | +5.79% | |
| 36 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.31% | — | +6.76% | |
| 37 | JBHT | Hunt (jb) Transprt Svcs Inc | Stock-Industrials | 0.30% | — | +3.03% | |
| 38 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.30% | -0.01% | -69.06% | |
| 39 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.29% | +0.17% | -5.13% | |
| 40 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.28% | +0.01% | +14.92% | |
| 41 | ADM | Archer-daniels-midland Co | Stock-Consumer Staples | 0.24% | — | +15.99% | |
| 42 | IYR | Ishares US Real Estate ETF | ETF-Other | 0.22% | -0.01% | -3.69% | |
| 43 | QCOM | Qualcomm Inc | Stock-Tech | 0.22% | +0.07% | +0.99% | |
| 44 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.22% | -0.11% | +54.57% | |
| 45 | VCLT | Vanguard Long-term CORP Bond | ETF-Corp Bonds | 0.21% | -0.02% | -2.43% | |
| 46 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.21% | +0.01% | -4.18% | |
| 47 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.20% | -0.03% | -3.85% | |
| 48 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.19% | -0.05% | +3.95% | |
| 49 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.19% | -0.02% | +0.02% | |
| 50 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.18% | -0.95% | -81.06% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ARES | Ares Management CORP - A | +4.7% | — | Unchanged |
| 2 | NVDA | Nvidia CORP | +0.6% | -12.84% | Trim |
| 3 | AGG | Ishares Core U.s. Aggregate | +0.3% | +18.38% | Add |
| 4 | ESGU | Ishares Esg Aware Msci USA | +0.3% | — | Unchanged |
| 5 | SJNK | Ss Spdr Bb St Hi Yield ETF | +0.2% | +74.98% | Add |
| 6 | META | Meta Platforms Inc-class A | +0.2% | -2.09% | Trim |
| 7 | XYZ | Block Inc | +0.2% | — | Unchanged |
| 8 | GLD | Spdr Gold Shares | +0.2% | +3.64% | Add |
| 9 | ANETEUR | Arista Networks Inc | +0.1% | +0.88% | Add |
| 10 | MSFT | Microsoft CORP | +0.1% | +6.80% | Add |
| 11 | AVGO | Broadcom Inc | +0.1% | -1.54% | Trim |
| 12 | GOOG | Alphabet Inc-cl C | +0.1% | +6.47% | Add |
| 13 | IGSB | Ishares 1-5y Inv Grade CORP | +0.1% | +8.58% | Add |
| 14 | SHV | Ishares 0-1 Year Treasury Bo | +0.1% | +54.57% | Add |
| 15 | ULTA | Ulta Beauty Inc | +0.1% | +160.60% | Add |
| 16 | JPM | Jpmorgan Chase & Co | +0.1% | +1.54% | Add |
| 17 | GWW | Ww Grainger Inc | +0.1% | -0.94% | Trim |
| 18 | UCON | First Trust Smith Unconstrai | +0.1% | NEW | New buy |
| 19 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | -2.85% | Trim |
| 20 | GOOGL | Alphabet Inc-cl A | +0.1% | +135.25% | Add |
| 21 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +1852.66% | Add |
| 22 | IEI | Ishares 3-7 Year Treasury Bo | +0.1% | +2390.19% | Add |
| 23 | SGOV | Ishares 0-3 Month Treasury B | +0.1% | NEW | New buy |
| 24 | AAPL | Apple Inc | +0.1% | +7319.67% | Add |
| 25 | VOO | Vanguard S&P 500 ETF | +0.1% | -8.33% | Trim |
| 26 | PYPL | Paypal Holdings Inc | 0% | +345.78% | Add |
| 27 | CRM | Salesforce Inc | 0% | NEW | New buy |
| 28 | QQQ | Invesco Qqq Trust Series 1 | 0% | +1.12% | Add |
| 29 | SHY | Ishares 1-3 Year Treasury Bo | 0% | +14.92% | Add |
| 30 | QCOM | Qualcomm Inc | 0% | +0.99% | Add |
| 31 | BMY | Bristol-myers Squibb Co | 0% | +5.79% | Add |
| 32 | FSLR | First Solar Inc | 0% | +13.03% | Add |
| 33 | KO | Coca-cola Co/the | 0% | +6.76% | Add |
| 34 | TXN | Texas Instruments Inc | 0% | +27.37% | Add |
| 35 | AMGN | Amgen Inc | 0% | +8.50% | Add |
| 36 | CME | Cme Group Inc | — | — | Unchanged |
| 37 | IEF | Ishares 7-10 Year Treasury B | — | +4.55% | Add |
| 38 | MU | Micron Technology Inc | 0% | -85.41% | Trim |
| 39 | ZS | Zscaler Inc | 0% | -16.67% | Trim |
| 40 | PFF | Ishares Preferred & Income S | -0.1% | -7.92% | Trim |
| 41 | AMD | Advanced Micro Devices | -0.1% | -50.44% | Trim |
| 42 | TLT | Ishares 20+ Year Treasury Bd | -0.1% | -6.40% | Trim |
| 43 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | -0.1% | -2.46% | Trim |
| 44 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | -0.2% | -8.08% | Trim |
| 45 | AMZN | Amazon.com Inc | -0.2% | -25.60% | Trim |
| 46 | XLB | Ss Materials Select Sector | -0.5% | -99.82% | Trim |
| 47 | XLP | Ss Consumer Staples Sel Sect | -0.6% | -69.06% | Trim |
| 48 | XLI | Ss Industrial Select Sector | -1.6% | EXIT | Sold out |
| 49 | XLK | Ss Technology Select Sector | -2.2% | EXIT | Sold out |
| 50 | SOXX | Ishares Semiconductor ETF | -2.3% | -81.06% | Trim |
According to official SEC Form 13F filings, Sumitomo Mitsui Financial Group, Inc. reported a total U.S. public equity portfolio value of $5.3B across 168 disclosed positions in Q1 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including ARES, ESGU, CME) accounted for 41.0% of total reported equity market value during Q1 2024.
Top New Position Initiated
UCON
市值: $2.4M
Top Position Liquidated / Trimmed
XLK
前期市值: $69.3M
During Q1 2024, Sumitomo Mitsui Financial Group, Inc.'s top holdings by market value included ARES (55.0%)、ESGU (4.1%)、CME (3.1%). The largest single position, ARES, represented 55.0% of total portfolio value.
In Q1 2024, Sumitomo Mitsui Financial Group, Inc. made 46 total portfolio adjustments, initiating 3 new buys, adding to 24 positions, trimming 17 holdings, and fully liquidating 2 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.