SW
Sullivan Wood Capital Management LLC SEC 13F Filing (Q2 2026) — Holdings & Portfolio
Sullivan Wood Capital Management LLCCIK: 0002077718
Concentrated strategyMomentum followerQuality / disciplined sizing
Total reported value
$73.0M
Reporting period: 2026-06-30 · Number of holdings: 23
Sullivan Wood Capital Management LLC disclosed 23 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $73.0M and a quarterly turnover rate of 32.2%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 32.25
- Momentum
- 100
- Sector conviction
- 41.82
- Diversification
- 46
- Sizing Uniformity
- 75.47
Sullivan Wood Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.294 — mathematically equivalent to about 3 equally-sized positions, well below its 23 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.45), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 7.1 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 44% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd GLXY
+1.0% $12.8M
Trim ET
-37.2% -$916.5K
Trim CELH
-10.0% -$749.1K
Add DGXX
+17.7% $1.2M
Trim NU
-15.4% -$439.8K
New buy MSTR
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GLXY | Galaxy Digital Inc-a | Stock-Other | 52.59% | +7.68% | +1.03% | |
| 2 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 6.22% | -0.24% | -0.06% | |
| 3 | SOFI | Sofi Technologies Inc | Stock-Financials | 6.15% | +0.27% | +18.31% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 4.73% | -0.61% | -0.90% | |
| 5 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 3.90% | -0.71% | -29.51% | |
| 6 | CMG | Chipotle Mexican Grill Inc | Stock-Consumer Disc | 3.37% | +0.02% | +21.04% | |
| 7 | CELH | Celsius Holdings Inc | Stock-Consumer Staples | 2.96% | -2.14% | -9.98% | |
| 8 | DGXX | Digi Power X Inc | Stock-Other | 2.42% | +1.44% | +17.67% | |
| 9 | RITM | Rithm Capital CORP | Stock-Real Estate | 2.39% | -0.77% | -2.34% | |
| 10 | NU | Nu Holdings Ltd. | Stock-Financials | 2.22% | -1.39% | -15.40% | |
| 11 | NLY | Annaly Capital Management In | Stock-Real Estate | 2.09% | -0.30% | +5.76% | |
| 12 | ET | Energy Transfer LP | Stock-Energy | 2.07% | -2.18% | -37.18% | |
| 13 | AGNC | Agnc Investment CORP | Stock-Real Estate | 1.81% | -0.22% | +4.81% | |
| 14 | AAPL | Apple Inc | Stock-Tech | 1.79% | -0.68% | -18.71% | |
| 15 | UBER | Uber Technologies Inc | Stock-Industrials | 1.53% | -0.37% | +2.71% | |
| 16 | CGC | Canopy Growth CORP | Stock-Healthcare | 0.90% | -0.52% | -19.16% | |
| 17 | MSTR | Strategy Inc | Stock-Tech | 0.83% | +0.83% | NEW | |
| 18 | DHT | DHT Holdings, Inc. | Stock-Other | 0.81% | -0.35% | -1.10% | |
| 19 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.34% | +0.34% | NEW | |
| 20 | MSFT | Microsoft CORP | Stock-Tech | 0.32% | -0.17% | -17.72% | |
| 21 | FWDI | Forward Industries Inc | Stock-Other | 0.31% | +0.11% | +107.69% | |
| 22 | CHPT | Chargepoint Holdings Inc | Stock-Other | 0.14% | -0.03% | -10.26% | |
| 23 | ✓ | Compugen LTD | Stock-Other | 0.10% | -0.03% | — |
Portfolio Performance
Performance for Q3 2026
-11.4%
Performance Last 4 Quarters
-1.2%
- Stdev
- +54.2%
- Beta
- +3.21
- Alpha
- -50.4%
- Max Drawdown
- -37.3%
- Annualized Perf
- -1.2%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +0.37
- Stutzer
- +0.07
- Treynor
- +0.04
- Sterling
- -0.03
- Calmar
- -0.03
- Information Ratio
- -0.17
- Tracking Error
- +44.6%
- Stdev Down
- +31.3%
- Winning Months %
- +50%
- Losing Months %
- +50%
- Best 12 Months
- -1.2%
- Worst 12 Months
- -1.2%
- Efficiency Ratio
- +0.01
- Sharpe
- +0.22
- Stdev Sectors
- +5.6%
- Skewness
- +0.49
- Kurtosis
- -0.95
- Upside Potential
- +2.68
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Sullivan Wood Capital Management LLC's most significant position changes for 2026-06-30: New buy: Strategy Inc (MSTR); New buy: Alphabet Inc-cl A (GOOGL); Add: Galaxy Digital Inc-a (GLXY) — shares +1.03%; Trim: Energy Transfer LP (ET) — shares -37.18%; Trim: Celsius Holdings Inc (CELH) — shares -9.98%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GLXY | Galaxy Digital Inc-a | +7.7% | +1.03% | Add |
| 2 | DGXX | Digi Power X Inc | +1.4% | +17.67% | Add |
| 3 | MSTR | Strategy Inc | +0.8% | NEW | New buy |
| 4 | GOOGL | Alphabet Inc-cl A | +0.3% | NEW | New buy |
| 5 | SOFI | Sofi Technologies Inc | +0.3% | +18.31% | Add |
| 6 | FWDI | Forward Industries Inc | +0.1% | +107.69% | Add |
| 7 | CMG | Chipotle Mexican Grill Inc | 0% | +21.04% | Add |
| 8 | CHPT | Chargepoint Holdings Inc | 0% | -10.26% | Trim |
| 9 | ✓ | Compugen LTD | 0% | — | Unchanged |
| 10 | MSFT | Microsoft CORP | -0.2% | -17.72% | Trim |
| 11 | AGNC | Agnc Investment CORP | -0.2% | +4.81% | Add |
| 12 | GOOG | Alphabet Inc-cl C | -0.2% | -0.06% | Trim |
| 13 | NLY | Annaly Capital Management In | -0.3% | +5.76% | Add |
| 14 | DHT | DHT Holdings, Inc. | -0.4% | -1.10% | Trim |
| 15 | UBER | Uber Technologies Inc | -0.4% | +2.71% | Add |
| 16 | CGC | Canopy Growth CORP | -0.5% | -19.16% | Trim |
| 17 | AMZN | Amazon.com Inc | -0.6% | -0.90% | Trim |
| 18 | AAPL | Apple Inc | -0.7% | -18.71% | Trim |
| 19 | UNH | Unitedhealth Group Inc | -0.7% | -29.51% | Trim |
| 20 | RITM | Rithm Capital CORP | -0.8% | -2.34% | Trim |
| 21 | NU | Nu Holdings Ltd. | -1.4% | -15.40% | Trim |
| 22 | CELH | Celsius Holdings Inc | -2.1% | -9.98% | Trim |
| 23 | ET | Energy Transfer LP | -2.2% | -37.18% | Trim |
Filing History
FAQ
What is Sullivan Wood Capital Management LLC and what type of investor is it?
Sullivan Wood Capital Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $73.0M, spread across 23 disclosed positions.
What are Sullivan Wood Capital Management LLC's largest equity positions?
Based on the latest 13F filing, Sullivan Wood Capital Management LLC's top holdings by market value are:
1. Galaxy Digital Inc-a (GLXY) — $38.4M (52.6%)
2. Alphabet Inc-cl C (GOOG) — $4.5M (6.2%)
3. Sofi Technologies Inc (SOFI) — $4.5M (6.2%)
4. Amazon.com Inc (AMZN) — $3.5M (4.7%)
5. Unitedhealth Group Inc (UNH) — $2.9M (3.9%)
What changes did Sullivan Wood Capital Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Sullivan Wood Capital Management LLC made 22 notable position adjustments: 2 new positions were initiated, 8 existing holdings were added to, 12 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Strategy Inc (MSTR); New buy: Alphabet Inc-cl A (GOOGL); Add: Galaxy Digital Inc-a (GLXY) — shares +1.03%; Trim: Energy Transfer LP (ET) — shares -37.18%; Trim: Celsius Holdings Inc (CELH) — shares -9.98%
What sectors does Sullivan Wood Capital Management LLC focus on?
Sullivan Wood Capital Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 19.2%
• Consumer Discretionary: 18.6%
• Communication Services: 15.0%
• Real Estate: 14.4%
• Health Care: 11.0%
• Consumer Staples: 6.8%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Sullivan Wood Capital Management LLC returned an annualized -1.2% over the trailing 12 months — underperforming the S&P 500 by 50.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 3.21 (more volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is concentrated and moderately active.
Its turnover score has risen from 0 to 32 over the past 4 quarters — a shift toward more active trading.
It has added to its DGXX position over the past two quarters (+$1.3M, now $1.8M), while trimming CELH over the same stretch (-$1.5M, still holding $2.2M).
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