SW
Sullivan Wood Capital Management LLC SEC 13F Filing (Q3 2026) — Holdings & Portfolio
Sullivan Wood Capital Management LLCCIK: 0002077718
Concentrated strategyMomentum followerQuality / disciplined sizing
Total reported value
$65.2M
Reporting period: 2026-09-30 · Number of holdings: 21
Sullivan Wood Capital Management LLC disclosed 21 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $65.2M and a quarterly turnover rate of 19.9%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 19.88
- Momentum
- 100
- Sector conviction
- 44.91
- Diversification
- 42
- Sizing Uniformity
- 77.44
Sullivan Wood Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.279 — mathematically equivalent to about 4 equally-sized positions, well below its 21 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.26), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 8.2 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 46% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy OPEN
Trim CELH
-62.1% -$1.4M
Trim GLXY
+4.0% -$5.2M
Add MSTR
+35.0% $838.2K
Add GOOG
+10.0% $276.0K
Sold out CGC
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GLXY | Galaxy Digital Inc-a | Stock-Other | 50.92% | -1.67% | +3.97% | |
| 2 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 7.39% | +1.17% | +10.00% | |
| 3 | SOFI | Sofi Technologies Inc | Stock-Financials | 6.68% | +0.53% | +10.62% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 5.46% | +0.73% | -1.41% | |
| 5 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 3.66% | -0.24% | -5.25% | |
| 6 | CMG | Chipotle Mexican Grill Inc | Stock-Consumer Disc | 2.57% | -0.80% | -27.46% | |
| 7 | RITM | Rithm Capital CORP | Stock-Real Estate | 2.50% | +0.11% | -2.01% | |
| 8 | AAPL | Apple Inc | Stock-Tech | 2.31% | +0.52% | — | |
| 9 | NU | Nu Holdings Ltd. | Stock-Financials | 2.27% | +0.05% | -3.38% | |
| 10 | MSTR | Strategy Inc | Stock-Tech | 2.22% | +1.39% | +35.00% | |
| 11 | ET | Energy Transfer LP | Stock-Energy | 2.04% | -0.03% | -14.85% | |
| 12 | NLY | Annaly Capital Management In | Stock-Real Estate | 1.99% | -0.10% | +0.07% | |
| 13 | OPEN | Opendoor Technologies Inc | Stock-Real Estate | 1.82% | +1.82% | NEW | |
| 14 | AGNC | Agnc Investment CORP | Stock-Real Estate | 1.69% | -0.12% | +0.10% | |
| 15 | DGXX | Digi Power X Inc | Stock-Other | 1.60% | -0.82% | -21.55% | |
| 16 | DHT | DHT Holdings, Inc. | Stock-Other | 1.19% | +0.38% | -4.34% | |
| 17 | UBER | Uber Technologies Inc | Stock-Industrials | 1.18% | -0.35% | -27.39% | |
| 18 | CELH | Celsius Holdings Inc | Stock-Consumer Staples | 1.18% | -1.78% | -62.07% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 0.51% | +0.19% | +3.19% | |
| 20 | FWDI | Forward Industries Inc | Stock-Other | 0.48% | +0.17% | -25.93% | |
| 21 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.37% | +0.03% | — |
Portfolio Performance
Performance for Q4 2026
-15.3%
Performance Last 4 Quarters
-40%
- Stdev
- +53.1%
- Beta
- +3.29
- Alpha
- -64.4%
- Max Drawdown
- -40%
- Annualized Perf
- -18.5%
- Batting Avg vs S&P
- +35.7%
- Sortino
- -0.23
- Stutzer
- -0.04
- Treynor
- -0.02
- Sterling
- -0.46
- Calmar
- -0.46
- Information Ratio
- -0.56
- Tracking Error
- +44.4%
- Stdev Down
- +33.3%
- Winning Months %
- +42.9%
- Losing Months %
- +57.1%
- Best 12 Months
- +0.9%
- Worst 12 Months
- -40%
- Efficiency Ratio
- +0.12
- Sharpe
- -0.15
- Stdev Sectors
- +6.5%
- Skewness
- +0.66
- Kurtosis
- -0.76
- Upside Potential
- +2.22
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Sullivan Wood Capital Management LLC's most significant position changes for 2026-09-30: New buy: Opendoor Technologies Inc (OPEN); Sold out: Canopy Growth CORP (CGC); Sold out: Chargepoint Holdings Inc (CHPT); Sold out: Compugen LTD; Trim: Celsius Holdings Inc (CELH) — shares -62.07%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | OPEN | Opendoor Technologies Inc | +1.8% | NEW | New buy |
| 2 | MSTR | Strategy Inc | +1.4% | +35.00% | Add |
| 3 | GOOG | Alphabet Inc-cl C | +1.2% | +10.00% | Add |
| 4 | AMZN | Amazon.com Inc | +0.7% | -1.41% | Trim |
| 5 | SOFI | Sofi Technologies Inc | +0.5% | +10.62% | Add |
| 6 | AAPL | Apple Inc | +0.5% | — | Unchanged |
| 7 | DHT | DHT Holdings, Inc. | +0.4% | -4.34% | Trim |
| 8 | MSFT | Microsoft CORP | +0.2% | +3.19% | Add |
| 9 | FWDI | Forward Industries Inc | +0.2% | -25.93% | Trim |
| 10 | RITM | Rithm Capital CORP | +0.1% | -2.01% | Trim |
| 11 | NU | Nu Holdings Ltd. | +0.1% | -3.38% | Trim |
| 12 | GOOGL | Alphabet Inc-cl A | 0% | — | Unchanged |
| 13 | ET | Energy Transfer LP | 0% | -14.85% | Trim |
| 14 | NLY | Annaly Capital Management In | -0.1% | +0.07% | Add |
| 15 | ✓ | Compugen LTD | -0.1% | EXIT | Sold out |
| 16 | AGNC | Agnc Investment CORP | -0.1% | +0.10% | Add |
| 17 | CHPT | Chargepoint Holdings Inc | -0.1% | EXIT | Sold out |
| 18 | UNH | Unitedhealth Group Inc | -0.2% | -5.25% | Trim |
| 19 | UBER | Uber Technologies Inc | -0.4% | -27.39% | Trim |
| 20 | CMG | Chipotle Mexican Grill Inc | -0.8% | -27.46% | Trim |
| 21 | DGXX | Digi Power X Inc | -0.8% | -21.55% | Trim |
| 22 | CGC | Canopy Growth CORP | -0.9% | EXIT | Sold out |
| 23 | GLXY | Galaxy Digital Inc-a | -1.7% | +3.97% | Add |
| 24 | CELH | Celsius Holdings Inc | -1.8% | -62.07% | Trim |
Filing History
FAQ
What is Sullivan Wood Capital Management LLC and what type of investor is it?
Sullivan Wood Capital Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $65.2M, spread across 21 disclosed positions.
What are Sullivan Wood Capital Management LLC's largest equity positions?
Based on the latest 13F filing, Sullivan Wood Capital Management LLC's top holdings by market value are:
1. Galaxy Digital Inc-a (GLXY) — $33.2M (50.9%)
2. Alphabet Inc-cl C (GOOG) — $4.8M (7.4%)
3. Sofi Technologies Inc (SOFI) — $4.4M (6.7%)
4. Amazon.com Inc (AMZN) — $3.6M (5.5%)
5. Unitedhealth Group Inc (UNH) — $2.4M (3.7%)
What changes did Sullivan Wood Capital Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Sullivan Wood Capital Management LLC made 22 notable position adjustments: 1 new positions were initiated, 7 existing holdings were added to, 11 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: Opendoor Technologies Inc (OPEN); Sold out: Canopy Growth CORP (CGC); Sold out: Chargepoint Holdings Inc (CHPT); Sold out: Compugen LTD; Trim: Celsius Holdings Inc (CELH) — shares -62.07%
What sectors does Sullivan Wood Capital Management LLC focus on?
Sullivan Wood Capital Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 19.5%
• Consumer Discretionary: 17.5%
• Real Estate: 17.4%
• Communication Services: 16.9%
• Information Technology: 11.0%
• Health Care: 8.0%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Sullivan Wood Capital Management LLC returned an annualized -18.5% over the trailing 14 months — underperforming the S&P 500 by 64.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 3.29 (more volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is concentrated and long-term-holding.
Its turnover score has risen from 0 to 20 over the past 4 quarters — a shift toward more active trading.
It has added to its GOOG position over the past two quarters (+$1.1M, now $4.8M), while trimming CELH over the same stretch (-$2.1M, still holding $766.9K).
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