SF
Succession Financial, Inc. Institutional Portfolio & 13F Holdings (Q3 2026)
Succession Financial, Inc.CIK: 0002149098
Sector-focusedMomentum followerConcentrated strategy
Total reported value
$104.0M
Reporting period: 2026-09-30 · Number of holdings: 48
SUCCESSION FINANCIAL, INC. disclosed 48 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $104.0M and a quarterly turnover rate of 22.8%.
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Personality snowflake
- Concentration
- 71.17
- Portfolio Stability
- 22.8
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 94
- Sizing Uniformity
- 72.57
Succession Financial, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.178 — mathematically equivalent to about 6 equally-sized positions, well below its 48 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.74), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out TBIL
Add FNDX
+75.7% $3.0M
Trim VTC
-17.4% -$2.3M
Add FTEC
+46.2% $1.8M
Sold out TLH
New buy FELC
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 47 holdings (of 48 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPXL | Direxion Daily S&p 500 Bull | ETF-Large Cap & Growth | 37.65% | +0.24% | -4.21% | |
| 2 | TXN | Texas Instruments Inc | Stock-Tech | 13.35% | -0.69% | — | |
| 3 | VTC | Vanguard Total Corporate Bnd | ETF-Corp Bonds | 7.85% | -2.06% | -17.39% | |
| 4 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 6.61% | +2.94% | +75.70% | |
| 5 | GLD | Spdr Gold Shares | ETF-Commodities | 5.24% | +0.15% | -1.67% | |
| 6 | FTEC | Fidelity Msci Info Tech Indx | ETF-Tech | 5.05% | +1.80% | +46.23% | |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.88% | +0.12% | -0.52% | |
| 8 | FELC | Fidelity Enh Lrg Cap Cor ETF | ETF-Other | 1.56% | +1.56% | NEW | |
| 9 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.50% | +0.09% | — | |
| 10 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 1.44% | +0.02% | — | |
| 11 | MPC | Marathon Petroleum CORP | Stock-Energy | 1.14% | +0.41% | — | |
| 12 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.08% | -0.03% | -3.76% | |
| 13 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 1.04% | -0.03% | — | |
| 14 | AAPL | Apple Inc | Stock-Tech | 1.03% | +0.15% | +0.09% | |
| 15 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.87% | +0.64% | +133.06% | |
| 16 | MSFT | Microsoft CORP | Stock-Tech | 0.86% | +0.58% | +123.52% | |
| 17 | SKOR | Flexshares Credit-scored US | ETF-Other | 0.64% | +0.64% | NEW | |
| 18 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.61% | +0.09% | — | |
| 19 | MUB | Ishares National Muni Bond E | ETF-Other | 0.58% | -0.03% | — | |
| 20 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.54% | +0.07% | +8.46% | |
| 21 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.51% | +0.51% | NEW | |
| 22 | NVDA | Nvidia CORP | Stock-Tech | 0.48% | +0.48% | NEW | |
| 23 | CSWC 5.125 11-15-29Bond | Capital Southwest CORP | Bond | 0.47% | +0.01% | -0.22% | |
| 24 | CGMU | Cap Group Municipal Income | ETF-Other | 0.45% | -0.02% | — | |
| 25 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.45% | -0.01% | +0.29% | |
| 26 | CVX | Chevron CORP | Stock-Energy | 0.44% | +0.09% | — | |
| 27 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.43% | +0.02% | +1.97% | |
| 28 | HDV | Ishares Core High Dividend E | ETF-Other | 0.40% | +0.01% | — | |
| 29 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.37% | -0.11% | -24.44% | |
| 30 | UFOX | Defiance Connective Tech ETF | ETF-Tech | 0.36% | -0.04% | — | |
| 31 | XLK | Ss Technology Select Sector | ETF-Tech | 0.36% | +0.01% | — | |
| 32 | ✓ | Stock-Other | 0.35% | +0.35% | NEW | ||
| 33 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.28% | — | +1.78% | |
| 34 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.26% | +0.06% | -0.53% | |
| 35 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.26% | +0.26% | NEW | |
| 36 | IYW | Ishares Ustechnology ETF | ETF-Tech | 0.25% | +0.01% | — | |
| 37 | GD | General Dynamics CORP | Stock-Industrials | 0.25% | -0.02% | — | |
| 38 | LHX | L3harris Technologies Inc | Stock-Industrials | 0.25% | — | +17.74% | |
| 39 | INTU | Intuit Inc | Stock-Tech | 0.25% | +0.02% | — | |
| 40 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 0.24% | +0.03% | +13.54% | |
| 41 | FBCG | Fidelity Blue Chip Grow ETF | ETF-Other | 0.24% | +0.04% | +14.35% | |
| 42 | VLUE | Ishares Msci USA Value Facto | ETF-Other | 0.23% | +0.03% | +14.79% | |
| 43 | AVGO | Broadcom Inc | Stock-Tech | 0.22% | -0.01% | +3.27% | |
| 44 | TT | Trane Technologies plc | Stock-Industrials | 0.21% | -0.01% | — | |
| 45 | IBM | Intl Business Machines CORP | Stock-Tech | 0.20% | -0.14% | -26.72% | |
| 46 | ✓ | Stock-Other | 0.19% | -0.02% | +1.44% | ||
| 47 | IFN | Aberdeen India Fund Inc | Stock-Other | 0.11% | -0.01% | — |
Portfolio Performance
Performance for Q4 2026
+3%
Performance Last 4 Quarters
+3%
Based on 2 months of available history
- Stdev
- +10.3%
- Beta
- +1.75
- Alpha
- 0%
- Max Drawdown
- 0%
- Annualized Perf
- +19.2%
- Batting Avg vs S&P
- +50%
- Sortino
- +12.16
- Stutzer
- —
- Treynor
- +0.1
- Sterling
- —
- Calmar
- —
- Information Ratio
- +1.75
- Tracking Error
- +4.4%
- Stdev Down
- +1.5%
- Winning Months %
- +50%
- Losing Months %
- +50%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.71
- Sharpe
- +1.75
- Stdev Sectors
- +28.7%
- Skewness
- —
- Kurtosis
- —
- Upside Potential
- +14.61
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Succession Financial, Inc.'s most significant position changes for 2026-09-30: Sold out: F/m US Treasury 3 Month Bill (TBIL); Sold out: Ishares 10-20 Year Treasury (TLH); New buy: Fidelity Enh Lrg Cap Cor ETF (FELC); New buy: Flexshares Credit-scored US (SKOR); Sold out: Vanguard Growth ETF (VUG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FNDX | Schwab Fndmntl US Lrg Co ETF | +2.9% | +75.70% | Add |
| 2 | FTEC | Fidelity Msci Info Tech Indx | +1.8% | +46.23% | Add |
| 3 | FELC | Fidelity Enh Lrg Cap Cor ETF | +1.6% | NEW | New buy |
| 4 | SKOR | Flexshares Credit-scored US | +0.6% | NEW | New buy |
| 5 | PLTR | Palantir Technologies Inc-a | +0.6% | +133.06% | Add |
| 6 | MSFT | Microsoft CORP | +0.6% | +123.52% | Add |
| 7 | JPM | Jpmorgan Chase & Co | +0.5% | NEW | New buy |
| 8 | NVDA | Nvidia CORP | +0.5% | NEW | New buy |
| 9 | MPC | Marathon Petroleum CORP | +0.4% | — | Unchanged |
| 10 | ✓ | +0.4% | NEW | New buy | |
| 11 | NOC | Northrop Grumman CORP | +0.3% | NEW | New buy |
| 12 | SPXL | Direxion Daily S&p 500 Bull | +0.2% | -4.21% | Trim |
| 13 | AAPL | Apple Inc | +0.2% | +0.09% | Add |
| 14 | GLD | Spdr Gold Shares | +0.2% | -1.67% | Trim |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | -0.52% | Trim |
| 16 | PANW | Palo Alto Networks Inc | +0.1% | — | Unchanged |
| 17 | CVX | Chevron CORP | +0.1% | — | Unchanged |
| 18 | VGT | Vanguard Info Tech ETF | +0.1% | — | Unchanged |
| 19 | AMZN | Amazon.com Inc | +0.1% | +8.46% | Add |
| 20 | META | Meta Platforms Inc-class A | +0.1% | -0.53% | Trim |
| 21 | FBCG | Fidelity Blue Chip Grow ETF | 0% | +14.35% | Add |
| 22 | VLUE | Ishares Msci USA Value Facto | 0% | +14.79% | Add |
| 23 | FENI | Fidelity Enhanced Intl ETF | 0% | +13.54% | Add |
| 24 | INTU | Intuit Inc | 0% | — | Unchanged |
| 25 | VTI | Vanguard Total Stock Mkt ETF | 0% | +1.97% | Add |
| 26 | BRK-A | Berkshire Hathaway Inc-cl A | 0% | — | Unchanged |
| 27 | IYW | Ishares Ustechnology ETF | 0% | — | Unchanged |
| 28 | XLK | Ss Technology Select Sector | 0% | — | Unchanged |
| 29 | HDV | Ishares Core High Dividend E | 0% | — | Unchanged |
| 30 | CSWC 5.125 11-15-29Bond | Capital Southwest CORP | 0% | -0.22% | Trim |
| 31 | LHX | L3harris Technologies Inc | — | +17.74% | Add |
| 32 | TSM | Taiwan Semiconductor-sp Adr | — | +1.78% | Add |
| 33 | TT | Trane Technologies plc | 0% | — | Unchanged |
| 34 | GOOG | Alphabet Inc-cl C | 0% | +0.29% | Add |
| 35 | IFN | Aberdeen India Fund Inc | 0% | — | Unchanged |
| 36 | AVGO | Broadcom Inc | 0% | +3.27% | Add |
| 37 | CGMU | Cap Group Municipal Income | 0% | — | Unchanged |
| 38 | ✓ | 0% | +1.44% | Add | |
| 39 | GD | General Dynamics CORP | 0% | — | Unchanged |
| 40 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | -3.76% | Trim |
| 41 | NOBL | Proshares S&p 500 Dividend A | 0% | — | Unchanged |
| 42 | MUB | Ishares National Muni Bond E | 0% | — | Unchanged |
| 43 | UFOX | Defiance Connective Tech ETF | 0% | — | Unchanged |
| 44 | IVV | Ishares Core S&p 500 ETF | -0.1% | -24.44% | Trim |
| 45 | IBM | Intl Business Machines CORP | -0.1% | -26.72% | Trim |
| 46 | FSK | Fs Kkr Capital CORP | -0.2% | EXIT | Sold out |
| 47 | VO | Vanguard Mid-cap ETF | -0.2% | EXIT | Sold out |
| 48 | VTV | Vanguard Value ETF | -0.3% | EXIT | Sold out |
| 49 | XOM | Exxon Mobil CORP | -0.3% | EXIT | Sold out |
| 50 | TRV | Travelers Cos Inc/the | -0.4% | EXIT | Sold out |
1–50 of 55
Filing History
FAQ
What is Succession Financial, Inc. and what type of investor is it?
Succession Financial, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $104.0M, spread across 48 disclosed positions.
What are Succession Financial, Inc.'s largest equity positions?
Based on the latest 13F filing, Succession Financial, Inc.'s top holdings by market value are:
1. Direxion Daily S&p 500 Bull (SPXL) — $39.1M (37.6%)
2. Texas Instruments Inc (TXN) — $13.9M (13.3%)
3. Vanguard Total Corporate Bnd (VTC) — $8.2M (7.8%)
4. Schwab Fndmntl US Lrg Co ETF (FNDX) — $6.9M (6.6%)
5. Spdr Gold Shares (GLD) — $5.4M (5.2%)
What changes did Succession Financial, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Succession Financial, Inc. made 38 notable position adjustments: 6 new positions were initiated, 15 existing holdings were added to, 9 positions were partially reduced, and 8 were completely exited. The largest of these moves: Sold out: F/m US Treasury 3 Month Bill (TBIL); Sold out: Ishares 10-20 Year Treasury (TLH); New buy: Fidelity Enh Lrg Cap Cor ETF (FELC); New buy: Flexshares Credit-scored US (SKOR); Sold out: Vanguard Growth ETF (VUG)
What sectors does Succession Financial, Inc. focus on?
Succession Financial, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 80.8%
• Energy: 7.0%
• Industrials: 4.3%
• Communication Services: 3.2%
• Consumer Discretionary: 2.4%
• Financials: 2.3%
Investment Profile
Succession Financial, Inc. returned an annualized 19.2% over the trailing 2 months — outperforming the S&P 500 by 0.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.75 (more volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is concentrated and moderately active, with 80.8% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 23 over the past 1 quarters — a shift toward more active trading.
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K&
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Developer Access
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REST API
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npx alphasmo institutions get succession-financial-inc-0002149098