CIK: 0001707206
Total reported value
$2.5B
Reporting period: 2026-03-31 · Number of holdings: 371
Stratos Investment Management, LLC disclosed 371 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $2.5B and a quarterly turnover rate of 14.3%.
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Stratos Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.020 — mathematically equivalent to about 51 equally-sized positions, well below its 371 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.52), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim QGRO
-95.8% -$12.2M
Trim ICOW
-94.6% -$11.6M
Trim MSFT
+3.0% -$9.6M
Trim MGK
-37.8% -$9.4M
Add VEA
+114.8% $8.8M
Trim GOOGL
-14.7% -$8.4M
Showing top 200 holdings (of 371 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 6.52% | — | +2.90% | |
| 2 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 5.88% | -0.23% | +0.46% | |
| 3 | SMTH | Alps Smth Cor Bd Plus ETF | ETF-Other | 3.54% | +0.13% | +5.13% | |
| 4 | DFCF | Dimensional Core Fixed INC | ETF-Other | 3.38% | +0.11% | +4.22% | |
| 5 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 3.31% | — | +1.55% | |
| 6 | RECS | Columbia Resear Enh Cor ETF | ETF-Other | 3.29% | -0.11% | +1.31% | |
| 7 | DYNF | Ishrs US E F R A Etf-usd INC | ETF-Other | 2.53% | — | +2.98% | |
| 8 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 2.33% | +0.11% | +5.33% | |
| 9 | IGEB | Ishares Investment Grade Sys | ETF-Corp Bonds | 2.13% | — | +3.30% | |
| 10 | MFDX | Pimco Rafi Dynamic Multi-fac | ETF-Other | 2.06% | — | +0.12% | |
| 11 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.02% | -0.08% | +0.78% | |
| 12 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 1.99% | +0.09% | +5.01% | |
| 13 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 1.97% | +0.17% | +11.46% | |
| 14 | DCOR | Dimensional US Core Eq 1 ETF | ETF-Other | 1.85% | — | +3.91% | |
| 15 | NVDA | Nvidia CORP | Stock-Tech | 1.66% | — | +3.03% | |
| 16 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.49% | — | +3.41% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.43% | -0.38% | +2.95% | |
| 18 | VUG | Vanguard Growth ETF | ETF-Other | 1.42% | -0.19% | -1.72% | |
| 19 | AAPL | Apple INC | Stock-Tech | 1.32% | — | +4.06% | |
| 20 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 1.30% | — | +3.82% | |
| 21 | VTIP | Vanguard Short-term Tips | ETF-Other | 1.22% | — | +5.00% | |
| 22 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.22% | -0.33% | -14.73% | |
| 23 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 1.19% | — | +4.39% | |
| 24 | AVGO | Broadcom INC | Stock-Tech | 1.17% | -0.17% | -2.72% | |
| 25 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 1.11% | — | -2.28% | |
| 26 | DDWM | Wisdomtree Dy Inter Eq Fd-us | ETF-Other | 1.05% | — | +0.05% | |
| 27 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.01% | — | +3.73% | |
| 28 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 1.00% | — | -9.86% | |
| 29 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 0.99% | — | -0.82% | |
| 30 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.98% | -0.17% | -14.77% | |
| 31 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.95% | — | -4.37% | |
| 32 | LGOV | First Tr Long Duration O-etf | ETF-Other | 0.81% | +0.15% | +23.74% | |
| 33 | DFIP | Dimensional Inflation-protec | ETF-Other | 0.78% | — | +4.55% | |
| 34 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.70% | +0.13% | +7.02% | |
| 35 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.68% | — | +3.88% | |
| 36 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.66% | — | +2.61% | |
| 37 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.64% | +0.35% | +114.84% | |
| 38 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.64% | — | +1.37% | |
| 39 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.63% | — | +12.91% | |
| 40 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.62% | -0.21% | -24.31% | |
| 41 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.62% | — | +2.98% | |
| 42 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.61% | — | +19.20% | |
| 43 | PWV | Invesco Large Cap Value ETF | ETF-Large Cap & Growth | 0.59% | +0.18% | +38.21% | |
| 44 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.58% | — | +10.30% | |
| 45 | GVAL | Cambria Global Value ETF | ETF-Other | 0.54% | +0.54% | NEW | |
| 46 | WMT | Walmart INC | Stock-Consumer Staples | 0.53% | — | -3.40% | |
| 47 | DFSD | Dimensional Short Duration | ETF-Other | 0.51% | — | +0.26% | |
| 48 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 0.51% | +0.19% | +53.91% | |
| 49 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 0.50% | +0.50% | NEW | |
| 50 | DFIC | Dimensional International Co | ETF-Other | 0.50% | — | +2.38% |
Performance for Q3 2026
+1.7%
Performance Last 4 Quarters
+15.6%
Based on 76% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 371 | $2.5B | 14 | |
| 2025-12-31 | 350 | $2.5B | 9 | |
| 2025-09-30 | 356 | $2.4B | 35 | |
| 2025-06-30 | 355 | $2.2B | 0 | |
| 2025-03-31 | 316 | $1.9B | 100 | |
| 2024-12-31 | 272 | $1.7B | 0 | |
| 2024-09-30 | 252 | $1.4B | 0 | |
| 2024-06-30 | 223 | $1.2B | 0 | |
| 2024-03-31 | 205 | $1.0B | 0 | |
| 2023-12-31 | 182 | $845.0M | 0 | |
| 2023-09-30 | 159 | $669.0M | 0 | |
| 2023-06-30 | 167 | $651.6M | 0 | |
| 2023-03-31 | 173 | $594.4M | 0 | |
| 2022-12-31 | 155 | $559.9M | 0 | |
| 2022-09-30 | 151 | $494.7M | 0 | |
| 2022-06-30 | 148 | $528.2M | 0 | |
| 2022-03-31 | 165 | $602.2M | 0 | |
| 2021-12-31 | 179 | $634.5M | 0 | |
| 2021-09-30 | 232 | $575.2M | 0 | |
| 2021-06-30 | 124 | $363.2M | 93 | |
| 2021-03-31 | 121 | $316.2M | 12 | |
| 2020-12-31 | 112 | $317.9M | 17 | |
| 2020-09-30 | 111 | $275.4M | 17 | |
| 2020-06-30 | 104 | $236.5M | 25 | |
| 2020-03-31 | 97 | $187.8M | 46 | |
| 2019-12-31 | 109 | $215.6M | 47 | |
| 2019-09-30 | 83 | $176.4M | 19 | |
| 2019-06-30 | 72 | $158.4M | 43 | |
| 2019-03-31 | 68 | $126.8M | 0 |
Stratos Investment Management, LLC's most significant position changes for 2026-03-31: New buy: Cambria Global Value ETF (GVAL); New buy: Fidelity Enhanced Intl ETF (FENI); New buy: State Street Brgwtr All Wthr (ALLW); New buy: Ishares Russell Mid-cap Valu (IWS); Sold out: Lululemon Athletica INC (LULU).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VEA | Vanguard Ftse Developed ETF | +0.4% | +114.84% | Add |
| 2 | APH | Amphenol Corp-cl A | +0.2% | +2997.46% | Add |
| 3 | PVAL | Putnam Focused Lrg Cap Value | +0.2% | +53.91% | Add |
| 4 | PWV | Invesco Large Cap Value ETF | +0.2% | +38.21% | Add |
| 5 | PYLD | Pimco Multisector Bond Actv | +0.2% | +11.46% | Add |
| 6 | BA | Boeing Co/the | +0.2% | +902.73% | Add |
| 7 | NEM | Newmont CORP | +0.2% | +1246.19% | Add |
| 8 | LGOV | First Tr Long Duration O-etf | +0.2% | +23.74% | Add |
| 9 | GEV | GE Vernova INC | +0.1% | +17.42% | Add |
| 10 | SMTH | Alps Smth Cor Bd Plus ETF | +0.1% | +5.13% | Add |
| 11 | MRK | Merck & Co. INC. | +0.1% | +7.02% | Add |
| 12 | EQT | Eqt CORP | +0.1% | +21.88% | Add |
| 13 | DFCF | Dimensional Core Fixed INC | +0.1% | +4.22% | Add |
| 14 | SPAB | Ss Spdr P Agg Bond ETF | +0.1% | +5.33% | Add |
| 15 | IAGG | Ishares Intl Aggregate Bond | +0.1% | +5.01% | Add |
| 16 | LNG | Cheniere Energy INC | +0.1% | +1.16% | Add |
| 17 | CMI | Cummins INC | +0.1% | +714.60% | Add |
| 18 | DELL | Dell Technologies -c | +0.1% | +1.50% | Add |
| 19 | MS | Morgan Stanley | -0.1% | -16.22% | Trim |
| 20 | IVV | Ishares Core S&p 500 ETF | -0.1% | +0.78% | Add |
| 21 | BAC | Bank Of America CORP | -0.1% | -12.92% | Trim |
| 22 | BKNG | Booking Holdings INC | -0.1% | -1.62% | Trim |
| 23 | RECS | Columbia Resear Enh Cor ETF | -0.1% | +1.31% | Add |
| 24 | BALT | Inn Defined Wealth Shield | -0.1% | -51.65% | Trim |
| 25 | MA | Mastercard INC - A | -0.1% | -18.14% | Trim |
| 26 | AXP | American Express Co | -0.2% | -10.17% | Trim |
| 27 | AVGO | Broadcom INC | -0.2% | -2.72% | Trim |
| 28 | RSP | Invesco S&p 500 Equal Weight | -0.2% | -14.77% | Trim |
| 29 | ADBE | Adobe INC | -0.2% | -92.28% | Trim |
| 30 | VUG | Vanguard Growth ETF | -0.2% | -1.72% | Trim |
| 31 | JEPI | Jpmorgan Equity Premium Inco | -0.2% | -24.31% | Trim |
| 32 | C | Citigroup INC | -0.2% | -31.31% | Trim |
| 33 | ITOT | Ishares Core S&p Total U.s. | -0.2% | +0.46% | Add |
| 34 | IEFA | Ishares Core Msci Eafe ETF | -0.2% | -86.19% | Trim |
| 35 | IWY | Ishares Russell Top 200 Grow | -0.3% | -77.36% | Trim |
| 36 | COM | Direxion Auspice Brd Cmdty | -0.3% | -61.74% | Trim |
| 37 | CRM | Salesforce INC | -0.3% | -90.77% | Trim |
| 38 | GOOGL | Alphabet Inc-cl A | -0.3% | -14.73% | Trim |
| 39 | MSFT | Microsoft CORP | -0.4% | +2.95% | Add |
| 40 | MGK | Vanguard Mega Cap Growth ETF | -0.4% | -37.84% | Trim |
| 41 | ICOW | Pacer Developed Markets Inte | -0.5% | -94.57% | Trim |
| 42 | QGRO | American Century US Quality | -0.5% | -95.76% | Trim |
| 43 | GVAL | Cambria Global Value ETF | — | NEW | New buy |
| 44 | FENI | Fidelity Enhanced Intl ETF | — | NEW | New buy |
| 45 | ALLW | State Street Brgwtr All Wthr | — | NEW | New buy |
| 46 | IWS | Ishares Russell Mid-cap Valu | — | NEW | New buy |
| 47 | LULU | Lululemon Athletica INC | — | EXIT | Sold out |
| 48 | STBA | S & T Bancorp INC | — | NEW | New buy |
| 49 | SDCI | Uscf Summerhaven Dynamic ETF | — | NEW | New buy |
| 50 | URI | United Rentals INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-28 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-20 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-06 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-29 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-30 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-27 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-17 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-24 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-16 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-24 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-24 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-18 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-01 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-19 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-24 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-09-06 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-26 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-14 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-19 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-19 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-27 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-29 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-29 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-28 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-04 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-29 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-12 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-06 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-07 | 13F-HR | View on EDGAR |
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