SI
Stratos Investment Management, LLC's 13F Portfolio ($2.8B, Q2 2026)
Stratos Investment Management, LLCCIK: 0001707206
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$2.8B
Reporting period: 2026-06-30 · Number of holdings: 382
Stratos Investment Management, LLC disclosed 382 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $2.8B and a quarterly turnover rate of 16.7%.
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Personality snowflake
- Concentration
- 8.01
- Portfolio Stability
- 16.71
- Momentum
- 100
- Sector conviction
- 54.6
- Diversification
- 100
- Sizing Uniformity
- 74.18
Stratos Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.020 — mathematically equivalent to about 50 equally-sized positions, well below its 382 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.58), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 25% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd FENI
+112.8% $16.2M
Trim JEPI
-80.2% -$12.4M
Trim SMTH
-4.3% -$3.9M
Add MU
+296.3% $9.9M
Add ITOT
+1.8% $25.5M
Add GVAL
+66.2% $10.9M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 382 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 6.81% | +0.29% | +1.60% | |
| 2 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 6.22% | +0.34% | +1.80% | |
| 3 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 3.36% | +0.05% | +3.31% | |
| 4 | RECS | Columbia Resear Enh Cor ETF | ETF-Other | 3.35% | +0.06% | +1.79% | |
| 5 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 3.16% | -0.22% | +3.56% | |
| 6 | SMTH | Alps Smth Cor Bd Plus ETF | ETF-Other | 3.05% | -0.49% | -4.31% | |
| 7 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 2.70% | +0.17% | +1.17% | |
| 8 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 2.19% | -0.14% | +4.41% | |
| 9 | IGEB | Ishares Investment Grade Sys | ETF-Corp Bonds | 2.00% | -0.13% | +3.83% | |
| 10 | DCOR | Dimensional US Core Eq 1 ETF | ETF-Other | 1.97% | +0.12% | +3.64% | |
| 11 | MFDX | Pimco Rafi Dynamic Multi-fac | ETF-Other | 1.97% | -0.09% | +1.04% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.97% | -0.05% | -6.00% | |
| 13 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 1.87% | -0.12% | +2.82% | |
| 14 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 1.73% | -0.24% | -3.90% | |
| 15 | NVDA | Nvidia CORP | Stock-Tech | 1.72% | +0.06% | +0.30% | |
| 16 | VUG | Vanguard Growth ETF | ETF-Other | 1.43% | +0.01% | +466.57% | |
| 17 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.39% | -0.10% | +3.60% | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 1.37% | -0.06% | +5.33% | |
| 19 | AAPL | Apple Inc | Stock-Tech | 1.36% | +0.04% | +0.52% | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.29% | +0.07% | -4.94% | |
| 21 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 1.23% | -0.07% | +3.15% | |
| 22 | AVGO | Broadcom Inc | Stock-Tech | 1.23% | +0.06% | -4.64% | |
| 23 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 1.13% | +0.02% | +1.16% | |
| 24 | VTIP | Vanguard Short-term Tips | ETF-Other | 1.13% | -0.09% | +2.50% | |
| 25 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 1.11% | -0.08% | +3.17% | |
| 26 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 1.05% | +0.06% | -0.73% | |
| 27 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.04% | +0.03% | +0.23% | |
| 28 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 1.04% | +0.54% | +112.81% | |
| 29 | DDWM | Wisdomtree Dy Inter Eq Fd-us | ETF-Other | 1.02% | -0.03% | +3.08% | |
| 30 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.99% | +0.02% | +1.31% | |
| 31 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.95% | -0.06% | +1.88% | |
| 32 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.91% | -0.04% | -5.55% | |
| 33 | GVAL | Cambria Global Value ETF | ETF-Other | 0.88% | +0.34% | +66.16% | |
| 34 | LGOV | First Tr Long Duration O-etf | ETF-Other | 0.79% | -0.02% | +8.77% | |
| 35 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.76% | +0.12% | +18.19% | |
| 36 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.75% | +0.14% | +3.55% | |
| 37 | DFIP | Dimensional Inflation-protec | ETF-Other | 0.73% | -0.05% | +5.20% | |
| 38 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.68% | -0.02% | +1.71% | |
| 39 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.67% | +0.01% | +1.23% | |
| 40 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.66% | -0.02% | -0.36% | |
| 41 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.64% | +0.01% | -1.85% | |
| 42 | PWV | Invesco Large Cap Value ETF | ETF-Large Cap & Growth | 0.61% | +0.02% | +5.08% | |
| 43 | DELL | Dell Technologies -c | Stock-Tech | 0.61% | +0.26% | -27.25% | |
| 44 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 0.58% | +0.07% | +15.03% | |
| 45 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.56% | -0.08% | -7.26% | |
| 46 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.56% | -0.06% | +1.17% | |
| 47 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.55% | -0.03% | -2.45% | |
| 48 | DFIC | Dimensional International Co | ETF-Other | 0.50% | — | +5.41% | |
| 49 | C | Citigroup Inc | Stock-Financials | 0.49% | +0.04% | -0.64% | |
| 50 | DFAW | Dimensional World Eqty ETF | ETF-Other | 0.49% | +0.02% | +2.77% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+2.5%
Performance Last 4 Quarters
+17%
- Stdev
- +9.5%
- Beta
- +0.71
- Alpha
- +0.8%
- Max Drawdown
- -5%
- Annualized Perf
- +15.6%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +3.13
- Stutzer
- +0.46
- Treynor
- +0.21
- Sterling
- +1.11
- Calmar
- +3.13
- Information Ratio
- -1.11
- Tracking Error
- +4.5%
- Stdev Down
- +4.8%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +25.1%
- Worst 12 Months
- +5.8%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.58
- Stdev Sectors
- +9.1%
- Skewness
- -0.16
- Kurtosis
- -0.19
- Upside Potential
- +4.69
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 382 | $2.8B | 17 | ||
| 2026 Q1 | 371 | $2.5B | 14 | ||
| 2025 Q4 | 350 | $2.5B | 9 | ||
| 2025 Q3 | 356 | $2.4B | 35 | ||
| 2025 Q2 | 355 | $2.2B | 0 | ||
| 2025 Q1 | 316 | $1.9B | 100 | ||
| 2024 Q4 | 272 | $1.7B | 0 | ||
| 2024 Q3 | 252 | $1.4B | 0 | ||
| 2024 Q2 | 223 | $1.2B | 0 | ||
| 2024 Q1 | 205 | $1.0B | 0 | ||
| 2023 Q4 | 182 | $845.0M | 0 | ||
| 2023 Q3 | 159 | $669.0M | 0 | ||
| 2023 Q2 | 167 | $651.6M | 0 | ||
| 2023 Q1 | 173 | $594.4M | 0 | ||
| 2022 Q4 | 155 | $559.9M | 0 | ||
| 2022 Q3 | 151 | $494.7M | 0 | ||
| 2022 Q2 | 148 | $528.2M | 0 | ||
| 2022 Q1 | 165 | $602.2M | 0 | ||
| 2021 Q4 | 179 | $634.5M | 0 | ||
| 2021 Q3 | 232 | $575.2M | 0 | ||
| 2021 Q2 | 124 | $363.2M | 93 | ||
| 2021 Q1 | 121 | $316.2M | 12 | ||
| 2020 Q4 | 112 | $317.9M | 17 | ||
| 2020 Q3 | 111 | $275.4M | 17 | ||
| 2020 Q2 | 104 | $236.5M | 25 | ||
| 2020 Q1 | 97 | $187.8M | 46 | ||
| 2019 Q4 | 109 | $215.6M | 47 | ||
| 2019 Q3 | 83 | $176.4M | 19 | ||
| 2019 Q2 | 72 | $158.4M | 43 | ||
| 2019 Q1 | 68 | $126.8M | 0 |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
Stratos Investment Management, LLC's most significant position changes for 2026-06-30: New buy: Fr Muni High Yield ETF (FTMH); Sold out: Exxon Mobil CORP (XOM); New buy: Ishares Russell Top 200 Valu (IWX); Sold out: Ishares Russell Mid-cap Valu (IWS); New buy: Franklin Dynamic Municipal B (FLMI).
Showing top 200 changes by size (of 405 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FENI | Fidelity Enhanced Intl ETF | +0.5% | +112.81% | Add |
| 2 | MU | Micron Technology Inc | +0.4% | +296.27% | Add |
| 3 | ITOT | Ishares Core S&p Total U.s. | +0.3% | +1.80% | Add |
| 4 | GVAL | Cambria Global Value ETF | +0.3% | +66.16% | Add |
| 5 | FTMH | Fr Muni High Yield ETF | +0.3% | NEW | New buy |
| 6 | LRCX | Lam Research CORP | +0.3% | +467.87% | Add |
| 7 | DFAC | Dimensional US Core Equity 2 | +0.3% | +1.60% | Add |
| 8 | DELL | Dell Technologies -c | +0.3% | -27.25% | Trim |
| 9 | IWX | Ishares Russell Top 200 Valu | +0.2% | NEW | New buy |
| 10 | ASML | ASML Holding N.V. | +0.2% | +169.65% | Add |
| 11 | DYNF | Ishrs US E F R A Etf-usd Inc | +0.2% | +1.17% | Add |
| 12 | FLMI | Franklin Dynamic Municipal B | +0.2% | NEW | New buy |
| 13 | LLY | Eli Lilly & Co | +0.1% | +3.55% | Add |
| 14 | DCOR | Dimensional US Core Eq 1 ETF | +0.1% | +3.64% | Add |
| 15 | VEA | Vanguard Ftse Developed ETF | +0.1% | +18.19% | Add |
| 16 | APH | Amphenol Corp-cl A | +0.1% | +18.41% | Add |
| 17 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +186.23% | Add |
| 18 | CRDO | Credo Technology Group Holding Ltd | +0.1% | NEW | New buy |
| 19 | ALLW | State Street Brgwtr All Wthr | +0.1% | +46.45% | Add |
| 20 | SDCI | Uscf Summerhaven Dynamic ETF | +0.1% | +106.87% | Add |
| 21 | AMD | Advanced Micro Devices | +0.1% | -1.79% | Trim |
| 22 | EVSM | Eaton Vance Shrt Dur Muni | +0.1% | NEW | New buy |
| 23 | GOOGL | Alphabet Inc-cl A | +0.1% | -4.94% | Trim |
| 24 | PVAL | Putnam Focused Lrg Cap Value | +0.1% | +15.03% | Add |
| 25 | GEV | GE Vernova Inc | +0.1% | -3.02% | Trim |
| 26 | RECS | Columbia Resear Enh Cor ETF | +0.1% | +1.79% | Add |
| 27 | NVDA | Nvidia CORP | +0.1% | +0.30% | Add |
| 28 | AVGO | Broadcom Inc | +0.1% | -4.64% | Trim |
| 29 | DFEM | Dimensional Emrg Mrkt Core | +0.1% | -0.73% | Trim |
| 30 | ABBV | Abbvie Inc | +0.1% | +15.54% | Add |
| 31 | DGRW | Wisdomtree U.s. Quality Divi | +0.1% | +3.31% | Add |
| 32 | CMI | Cummins Inc | +0.1% | +34.33% | Add |
| 33 | INTC | Intel CORP | +0.1% | +94.79% | Add |
| 34 | AAPL | Apple Inc | 0% | +0.52% | Add |
| 35 | C | Citigroup Inc | 0% | -0.64% | Trim |
| 36 | MS | Morgan Stanley | 0% | -1.03% | Trim |
| 37 | CSCO | Cisco Systems Inc | 0% | -7.31% | Trim |
| 38 | ✓ | 0% | NEW | New buy | |
| 39 | ✓ | 0% | NEW | New buy | |
| 40 | AMAT | Applied Materials Inc | 0% | -24.31% | Trim |
| 41 | AMZN | Amazon.com Inc | 0% | +0.23% | Add |
| 42 | GOOG | Alphabet Inc-cl C | 0% | -1.08% | Trim |
| 43 | CAT | Caterpillar Inc | 0% | -8.74% | Trim |
| 44 | CRWD | Crowdstrike Holdings Inc - A | 0% | -9.52% | Trim |
| 45 | XB | Bondbloxx-b Rated Usd Hy Cb | 0% | NEW | New buy |
| 46 | URI | United Rentals Inc | 0% | -7.36% | Trim |
| 47 | RGLD | Royal Gold Inc | 0% | NEW | New buy |
| 48 | XLK | Ss Technology Select Sector | 0% | +0.85% | Add |
| 49 | VEU | Vanguard Ftse All-world Ex-u | 0% | +1.16% | Add |
| 50 | RSP | Invesco S&p 500 Equal Weight | 0% | +1.31% | Add |
1–50 of 200
Filing History
FAQ
What is Stratos Investment Management, LLC and what type of investor is it?
Stratos Investment Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $2.8B, spread across 382 disclosed positions.
What are Stratos Investment Management, LLC's largest equity positions?
Based on the latest 13F filing, Stratos Investment Management, LLC's top holdings by market value are:
1. Dimensional US Core Equity 2 (DFAC) — $188.5M (6.8%)
2. Ishares Core S&p Total U.s. (ITOT) — $172.2M (6.2%)
3. Wisdomtree U.s. Quality Divi (DGRW) — $92.9M (3.4%)
4. Columbia Resear Enh Cor ETF (RECS) — $92.6M (3.4%)
5. Dimensional Core Fixed Inc (DFCF) — $87.4M (3.2%)
What changes did Stratos Investment Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Stratos Investment Management, LLC made 199 notable position adjustments: 30 new positions were initiated, 88 existing holdings were added to, 60 positions were partially reduced, and 21 were completely exited. The largest of these moves: New buy: Fr Muni High Yield ETF (FTMH); Sold out: Exxon Mobil CORP (XOM); New buy: Ishares Russell Top 200 Valu (IWX); Sold out: Ishares Russell Mid-cap Valu (IWS); New buy: Franklin Dynamic Municipal B (FLMI)
What sectors does Stratos Investment Management, LLC focus on?
Stratos Investment Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 34.8%
• Financials: 13.5%
• Health Care: 11.1%
• Industrials: 10.8%
• Communication Services: 10.0%
• Consumer Discretionary: 6.5%
Investment Profile
Stratos Investment Management, LLC returned an annualized 15.6% over the trailing 36 months — outperforming the S&P 500 by 0.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.71 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 34.8% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 17 over the past 4 quarters — a shift toward more active trading.
It has added to its DFAC position over the past two quarters (+$27.6M, now $188.5M), while trimming JEPI over the same stretch (-$17.6M, still holding $3.1M).
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Developer Access
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