SF
Stevens First Principles Investment Advisors Historical SEC 13F Holdings & Archive (Q2 2019)
Stevens First Principles Investment AdvisorsCIK: 0001388076
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$172.2M
Reporting period: 2019-06-30 · Number of holdings: 168
Stevens First Principles Investment Advisors disclosed 168 holdings in its latest 13F filing for the period ending 2019-06-30, with total reported value of $172.2M and a quarterly turnover rate of 24.7%.
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Personality snowflake
- Concentration
- 12.05
- Portfolio Stability
- 24.68
- Momentum
- 100
- Sector conviction
- 63.8
- Diversification
- 100
- Sizing Uniformity
- 79.79
Stevens First Principles Investment Advisors's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 33 equally-sized positions, well below its 168 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.02), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 20% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim PYPL
-39.7% -$5.4M
Add GLD
+107.0% $3.1M
Trim NVDA
-99.9% -$2.6M
Add ETN
+667.1% $1.7M
Add TTEN
+34.6% $1.0M
Add TXT
+213.8% $884.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CSX | Csx CORP | Stock-Industrials | 6.42% | +0.04% | -0.18% | |
| 2 | PYPL | Paypal Holdings Inc | Stock-Financials | 6.26% | -3.41% | -39.71% | |
| 3 | WIW | Western Asst Infl-lnk Opp | Stock-Other | 5.54% | -0.17% | -4.58% | |
| 4 | NSC | Norfolk Southern CORP | Stock-Industrials | 4.41% | +0.17% | -0.04% | |
| 5 | CHD | Church & Dwight Co Inc | Stock-Consumer Staples | 4.17% | — | — | |
| 6 | WY | Weyerhaeuser Co | Stock-Real Estate | 3.68% | — | -0.05% | |
| 7 | NEE | Nextera Energy Inc | Stock-Utilities | 3.62% | +0.11% | -0.31% | |
| 8 | SYY | Sysco CORP | Stock-Consumer Staples | 3.28% | +0.10% | -0.30% | |
| 9 | GLD | Spdr Gold Shares | ETF-Commodities | 3.25% | +1.77% | +106.99% | |
| 10 | NUV | Nuveen Municipal Value | Stock-Other | 3.25% | — | -2.03% | |
| 11 | PCH | Potlatchdeltic CORP | Stock-Other | 2.98% | +0.02% | +0.22% | |
| 12 | T | At&t Inc | Stock-Comm Services | 2.87% | +0.11% | +0.04% | |
| 13 | ADM | Archer-daniels-midland Co | Stock-Consumer Staples | 2.84% | -0.25% | -0.47% | |
| 14 | WRB | Wr Berkley CORP | Stock-Financials | 2.59% | +0.31% | +49.47% | |
| 15 | DOW | Dow Inc | Stock-Materials | 2.50% | +2.50% | NEW | |
| 16 | BDX | Becton Dickinson And Co | Stock-Healthcare | 2.39% | — | -0.05% | |
| 17 | TTEN | Totalenergies Se -spon Adr | Stock-Other | 2.31% | +0.55% | +34.63% | |
| 18 | XOM | Exxon Mobil CORP | Stock-Energy | 2.19% | -0.16% | +0.69% | |
| 19 | ESLT | Elbit Systems Ltd. | Stock-Industrials | 2.18% | +0.25% | -0.32% | |
| 20 | ALL | Allstate CORP | Stock-Financials | 2.04% | +0.10% | -0.36% | |
| 21 | CSCO | Cisco Systems Inc | Stock-Tech | 1.98% | — | -0.42% | |
| 22 | GILD | Gilead Sciences Inc | Stock-Healthcare | 1.73% | +0.15% | +7.98% | |
| 23 | D | Dominion Energy Inc | Stock-Utilities | 1.67% | — | +0.19% | |
| 24 | LKNCY | Luckin Coffee Inc - Adr | Stock-Other | 1.54% | +1.54% | NEW | |
| 25 | VIAB | Viacom Inc-class B | Stock-Other | 1.49% | +0.28% | +19.04% | |
| 26 | MWA | Mueller Water Products Inc-a | Stock-Industrials | 1.45% | -0.07% | +0.17% | |
| 27 | HDSUSD | Hd Supply Holdings Inc | Stock-Other | 1.38% | +0.27% | +36.75% | |
| 28 | RYN | Rayonier Inc | Stock-Real Estate | 1.35% | -0.08% | +0.30% | |
| 29 | MOG-A | Moog Inc-class A | Stock-Other | 1.33% | +0.06% | — | |
| 30 | ETN | Eaton Corporation plc | Stock-Industrials | 1.12% | +0.97% | +667.11% | |
| 31 | CVS | Cvs Health CORP | Stock-Healthcare | 0.99% | +0.18% | +24.65% | |
| 32 | AGCO | Agco CORP | Stock-Industrials | 0.95% | +0.07% | -0.45% | |
| 33 | GSK | GSK plc | Stock-Healthcare | 0.92% | -0.09% | -2.10% | |
| 34 | PFE | Pfizer Inc | Stock-Healthcare | 0.88% | — | +0.32% | |
| 35 | GD | General Dynamics CORP | Stock-Industrials | 0.80% | +0.04% | +0.53% | |
| 36 | XYL | Xylem Inc | Stock-Industrials | 0.79% | +0.02% | — | |
| 37 | 6D8 | Dupont De Nemours Inc | Stock-Other | 0.77% | +0.77% | NEW | |
| 38 | TXT | Textron Inc | Stock-Industrials | 0.74% | +0.51% | +213.75% | |
| 39 | ✓ | Cyberark Software LTD. Cmn | Stock-Other | 0.71% | +0.03% | -0.26% | |
| 40 | KAMNUSD | Kaman CORP | Stock-Other | 0.64% | +0.04% | -0.12% | |
| 41 | AAPL | Apple Inc | Stock-Tech | 0.63% | -0.04% | -7.64% | |
| 42 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 0.44% | — | +1.86% | |
| 43 | HXL | Hexcel CORP | Stock-Industrials | 0.39% | +0.39% | NEW | |
| 44 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.34% | +0.04% | +0.63% | |
| 45 | RSG | Republic Services Inc | Stock-Industrials | 0.34% | — | -0.45% | |
| 46 | EW | Edwards Lifesciences CORP | Stock-Healthcare | 0.31% | — | — | |
| 47 | CTVA | Corteva Inc | Stock-Materials | 0.30% | +0.30% | NEW | |
| 48 | RGLD | Royal Gold Inc | Stock-Materials | 0.30% | +0.03% | — | |
| 49 | SXT | Sensient Technologies CORP | Stock-Materials | 0.28% | — | — | |
| 50 | SEB | Seaboard CORP | Stock-Other | 0.25% | — | — |
1–50 of 168
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2019 Q2 | 168 | $172.2M | 25 | ||
| 2019 Q1 | 158 | $167.9M | 18 | ||
| 2018 Q4 | 158 | $147.7M | 31 | ||
| 2018 Q3 | 168 | $174.1M | 20 | ||
| 2018 Q2 | 161 | $165.9M | 28 | ||
| 2018 Q1 | 159 | $163.6M | 22 | ||
| 2017 Q4 | 194 | $185.8M | 21 | ||
| 2017 Q3 | 178 | $183.9M | 20 | ||
| 2017 Q2 | 187 | $169.5M | 15 | ||
| 2017 Q1 | 162 | $157.3M | 15 | ||
| 2016 Q4 | 178 | $144.2M | 23 | ||
| 2016 Q3 | 156 | $138.7M | 9 | ||
| 2016 Q2 | 145 | $134.0M | 22 | ||
| 2016 Q1 | 142 | $123.9M | 56 | ||
| 2015 Q4 | 180 | $117.5M | 28 | ||
| 2015 Q3 | 190 | $125.2M | 31 | ||
| 2015 Q2 | 225 | $154.5M | 21 | ||
| 2015 Q1 | 215 | $154.9M | 25 | ||
| 2014 Q4 | 213 | $151.8M | 31 | ||
| 2014 Q3 | 233 | $179.1M | 13 | ||
| 2014 Q2 | 222 | $181.9M | 42 | ||
| 2014 Q1 | 199 | $154.3M | 28 | ||
| 2013 Q4 | 211 | $168.7M | 17 | ||
| 2013 Q3 | 210 | $168.4M | 46 | ||
| 2013 Q2 | 212 | $142.0M | 0 |
Holding changes this quarter
Stevens First Principles Investment Advisors's most significant position changes for 2019-06-30: New buy: Dow Inc (DOW); Sold out: Dr Horton Inc (DHI); Sold out: DuPont de Nemours, Inc. (DD); New buy: Luckin Coffee Inc - Adr (LKNCY); Sold out: Abb Ltd-spon Adr (ABBNY).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GLD | Spdr Gold Shares | +1.8% | +106.99% | Add |
| 2 | ETN | Eaton Corporation plc | +1% | +667.11% | Add |
| 3 | TTEN | Totalenergies Se -spon Adr | +0.6% | +34.63% | Add |
| 4 | TXT | Textron Inc | +0.5% | +213.75% | Add |
| 5 | WRB | Wr Berkley CORP | +0.3% | +49.47% | Add |
| 6 | VIAB | Viacom Inc-class B | +0.3% | +19.04% | Add |
| 7 | HDSUSD | Hd Supply Holdings Inc | +0.3% | +36.75% | Add |
| 8 | ESLT | Elbit Systems Ltd. | +0.3% | -0.32% | Trim |
| 9 | CVS | Cvs Health CORP | +0.2% | +24.65% | Add |
| 10 | NSC | Norfolk Southern CORP | +0.2% | -0.04% | Trim |
| 11 | GILD | Gilead Sciences Inc | +0.2% | +7.98% | Add |
| 12 | NEE | Nextera Energy Inc | +0.1% | -0.31% | Trim |
| 13 | T | At&t Inc | +0.1% | +0.04% | Add |
| 14 | SYY | Sysco CORP | +0.1% | -0.30% | Trim |
| 15 | ALL | Allstate CORP | +0.1% | -0.36% | Trim |
| 16 | AGCO | Agco CORP | +0.1% | -0.45% | Trim |
| 17 | MOG-A | Moog Inc-class A | +0.1% | — | Unchanged |
| 18 | CSX | Csx CORP | 0% | -0.18% | Trim |
| 19 | GD | General Dynamics CORP | 0% | +0.53% | Add |
| 20 | KAMNUSD | Kaman CORP | 0% | -0.12% | Trim |
| 21 | META | Meta Platforms Inc-class A | 0% | +0.63% | Add |
| 22 | ✓ | Cyberark Software LTD. Cmn | 0% | -0.26% | Trim |
| 23 | RGLD | Royal Gold Inc | 0% | — | Unchanged |
| 24 | MSFT | Microsoft CORP | 0% | +7.38% | Add |
| 25 | DIS | Walt Disney Co/the | 0% | +2.52% | Add |
| 26 | PCH | Potlatchdeltic CORP | 0% | +0.22% | Add |
| 27 | XYL | Xylem Inc | 0% | — | Unchanged |
| 28 | CHD | Church & Dwight Co Inc | — | — | Unchanged |
| 29 | AAPL | Apple Inc | 0% | -7.64% | Trim |
| 30 | MWA | Mueller Water Products Inc-a | -0.1% | +0.17% | Add |
| 31 | RYN | Rayonier Inc | -0.1% | +0.30% | Add |
| 32 | GSK | GSK plc | -0.1% | -2.10% | Trim |
| 33 | XOM | Exxon Mobil CORP | -0.2% | +0.69% | Add |
| 34 | WIW | Western Asst Infl-lnk Opp | -0.2% | -4.58% | Trim |
| 35 | ADM | Archer-daniels-midland Co | -0.3% | -0.47% | Trim |
| 36 | NVDA | Nvidia CORP | -1.6% | -99.90% | Trim |
| 37 | PYPL | Paypal Holdings Inc | -3.4% | -39.71% | Trim |
| 38 | DOW | Dow Inc | — | NEW | New buy |
| 39 | DHI | Dr Horton Inc | — | EXIT | Sold out |
| 40 | DD | DuPont de Nemours, Inc. | — | EXIT | Sold out |
| 41 | LKNCY | Luckin Coffee Inc - Adr | — | NEW | New buy |
| 42 | ABBNY | Abb Ltd-spon Adr | — | EXIT | Sold out |
| 43 | 6D8 | Dupont De Nemours Inc | — | NEW | New buy |
| 44 | LGFEUR | Lions Gate Entertainment-a | — | EXIT | Sold out |
| 45 | HXL | Hexcel CORP | — | NEW | New buy |
| 46 | PAHC | Phibro Animal Health Corp-a | — | EXIT | Sold out |
| 47 | CTVA | Corteva Inc | — | NEW | New buy |
| 48 | ZTS | Zoetis Inc | — | EXIT | Sold out |
| 49 | OUT | OUTFRONT Media Inc. | — | NEW | New buy |
| 50 | DGX | Quest Diagnostics Inc | — | EXIT | Sold out |
Filing History
FAQ
What is Stevens First Principles Investment Advisors and what type of investor is it?
Stevens First Principles Investment Advisors is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-06-30), the firm manages a tracked equity portfolio valued at approximately $172.2M, spread across 168 disclosed positions.
What are Stevens First Principles Investment Advisors's largest equity positions?
Based on the latest 13F filing, Stevens First Principles Investment Advisors's top holdings by market value are:
1. Csx CORP (CSX) — $11.1M (6.4%)
2. Paypal Holdings Inc (PYPL) — $10.8M (6.3%)
3. Western Asst Infl-lnk Opp (WIW) — $9.5M (5.5%)
4. Norfolk Southern CORP (NSC) — $7.6M (4.4%)
5. Church & Dwight Co Inc (CHD) — $7.2M (4.2%)
What changes did Stevens First Principles Investment Advisors make in its most recent portfolio filing?
In the latest reported quarter, Stevens First Principles Investment Advisors made 46 notable position adjustments: 6 new positions were initiated, 18 existing holdings were added to, 15 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: Dow Inc (DOW); Sold out: Dr Horton Inc (DHI); Sold out: DuPont de Nemours, Inc. (DD); New buy: Luckin Coffee Inc - Adr (LKNCY); Sold out: Abb Ltd-spon Adr (ABBNY)
What sectors does Stevens First Principles Investment Advisors focus on?
Stevens First Principles Investment Advisors is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 32.2%
• Health Care: 21.0%
• Communication Services: 17.8%
• Information Technology: 14.4%
• Energy: 11.2%
• Consumer Staples: 1.4%
Investment Profile
Stevens First Principles Investment Advisors's portfolio is broadly diversified and moderately active, with 32.2% of the portfolio concentrated in Financials.
It has added to its CSX position over the past two quarters (+$2.0M, now $11.1M), while trimming GOOG over the same stretch (-$61.0K, still holding $13.0K).
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