SM
Sterling Manor Financial, LLC's 13F Portfolio ($172.7M, Q3 2026)
Sterling Manor Financial, LLCCIK: 0001842015
Sector-focusedMomentum followerDiversified strategy
Total reported value
$172.7M
Reporting period: 2026-09-30 · Number of holdings: 37
Sterling Manor Financial, LLC disclosed 37 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $172.7M and a quarterly turnover rate of 51.3%.
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Personality snowflake
- Concentration
- 25.03
- Portfolio Stability
- 51.3
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 74
- Sizing Uniformity
- 88.37
Sterling Manor Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.063 — mathematically equivalent to about 16 equally-sized positions, well below its 37 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.16), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy IGSB
Sold out YSEP
New buy JANI
Sold out SHLD
Sold out IWP
New buy XLP
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPBO | Ss Spdr P CORP Bond ETF | ETF-Corp Bonds | 12.10% | -0.11% | +13.10% | |
| 2 | JANU | Allianzim US Bf15 Uncap Jan | ETF-Other | 9.00% | +0.13% | -1.52% | |
| 3 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 8.24% | +1.60% | +23.59% | |
| 4 | IDEV | Ishares Core Msci Dev Mkts | ETF-Other | 7.04% | +0.13% | +2.82% | |
| 5 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 6.48% | +6.48% | NEW | |
| 6 | DGRO | Ishares Core Dividend Growth | ETF-Other | 6.18% | -0.03% | +0.04% | |
| 7 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 5.89% | +0.09% | -12.86% | |
| 8 | JANI | Allnzm Int Bf15 Uncp Jan ETF | ETF-Other | 5.37% | +5.37% | NEW | |
| 9 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 5.26% | -0.14% | +8.40% | |
| 10 | VFVA | Vanguard U.s. Value Factor | ETF-Other | 4.90% | -0.08% | -4.97% | |
| 11 | XC | Wisdomtree True Emerging Mar | ETF-Emerging Markets | 4.17% | +0.07% | +12.35% | |
| 12 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 4.10% | +4.10% | NEW | |
| 13 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 4.08% | +4.08% | NEW | |
| 14 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 3.30% | -3.84% | -49.82% | |
| 15 | FSMD | Fidelity Small-mid Multifact | ETF-Other | 2.90% | -0.06% | -3.75% | |
| 16 | ZAP | Gx US Electrification ETF | ETF-Other | 2.75% | +0.02% | +14.99% | |
| 17 | AAPL | Apple Inc | Stock-Tech | 2.30% | +0.31% | -4.79% | |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.81% | +0.04% | -2.92% | |
| 19 | OCTU | Allianzim US Bf15 Uncap Oct | ETF-Other | 0.60% | +0.16% | +30.74% | |
| 20 | AMD | Advanced Micro Devices | Stock-Tech | 0.55% | +0.34% | -6.34% | |
| 21 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.48% | +0.05% | — | |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 0.41% | +0.09% | — | |
| 23 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.40% | -0.04% | -0.32% | |
| 24 | SDIV | Global X Superdividend ETF | ETF-Other | 0.39% | -0.07% | -0.19% | |
| 25 | DOGG | Ft Vest Djia Dogs 10 Target | ETF-Other | 0.39% | -0.05% | -0.33% | |
| 26 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.19% | +0.02% | — | |
| 27 | ADX | Adams Diversified Equity | Stock-Other | 0.19% | +0.02% | +0.09% | |
| 28 | ✓ | Stock-Other | 0.19% | +0.19% | NEW | ||
| 29 | LCTU | Ishares U.s. Carbon Transiti | ETF-Other | 0.18% | +0.01% | -5.87% | |
| 30 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 0.17% | +0.04% | +15.98% | |
| 31 | WMT | Walmart Inc | Stock-Consumer Staples | 0.16% | -0.05% | — | |
| 32 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.16% | +0.01% | — | |
| 33 | C | Citigroup Inc | Stock-Financials | 0.16% | +0.01% | — | |
| 34 | CAT | Caterpillar Inc | Stock-Industrials | 0.15% | +0.01% | — | |
| 35 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.14% | +0.01% | — | |
| 36 | DSI | Ishares Esg Msci Kld 400 ETF | ETF-Other | 0.13% | +0.13% | NEW | |
| 37 | XPO | Xpo Inc | Stock-Industrials | 0.12% | -0.03% | — |
Portfolio Performance
Performance for Q4 2026
+0.8%
Performance Last 4 Quarters
+9%
- Stdev
- +9.1%
- Beta
- +0.68
- Alpha
- +1.5%
- Max Drawdown
- -4.2%
- Annualized Perf
- +17.4%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +4.02
- Stutzer
- +0.53
- Treynor
- +0.24
- Sterling
- +1.28
- Calmar
- +4.11
- Information Ratio
- -1.06
- Tracking Error
- +5.4%
- Stdev Down
- +4.1%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +27.1%
- Worst 12 Months
- +7.8%
- Efficiency Ratio
- +0.73
- Sharpe
- +1.82
- Stdev Sectors
- +22.9%
- Skewness
- 0
- Kurtosis
- -0.05
- Upside Potential
- +5.42
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 37 | $172.7M | 51 | ||
| 2026 Q1 | 39 | $159.9M | 18 | ||
| 2025 Q4 | 35 | $160.3M | 2 | ||
| 2025 Q3 | 35 | $158.6M | 15 | ||
| 2025 Q2 | 30 | $150.0M | 0 | ||
| 2025 Q1 | 28 | $140.0M | 100 | ||
| 2024 Q4 | 28 | $143.4M | 0 | ||
| 2024 Q3 | 28 | $147.6M | 0 | ||
| 2024 Q2 | 24 | $131.4M | 0 | ||
| 2024 Q1 | 26 | $133.2M | 0 | ||
| 2023 Q4 | 22 | $118.1M | 0 | ||
| 2023 Q3 | 22 | $110.4M | 0 | ||
| 2023 Q2 | 27 | $118.5M | 0 | ||
| 2023 Q1 | 50 | $103.1M | 0 | ||
| 2022 Q4 | 52 | $90.1M | 0 | ||
| 2022 Q3 | 48 | $80.7M | 0 | ||
| 2022 Q2 | 56 | $81.7M | 0 | ||
| 2022 Q1 | 79 | $125.1M | 0 | ||
| 2021 Q4 | 77 | $128.1M | 0 | ||
| 2021 Q3 | 75 | $120.0M | 0 | ||
| 2021 Q2 | 85 | $125.1M | 100 | ||
| 2021 Q1 | 79 | $112.4M | 67 | ||
| 2020 Q4 | 74 | $107.8M | — |
Holding changes this quarter
Sterling Manor Financial, LLC's most significant position changes for 2026-09-30: New buy: Ishares 1-5y Inv Grade CORP (IGSB); New buy: Allnzm Int Bf15 Uncp Jan ETF (JANI); Sold out: Ft Vst Int Eq Mb Etf-usd Inc (YSEP); Sold out: Global X Defense Tech ETF (SHLD); Sold out: Ishares Russell Mid-cap Grow (IWP).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IGSB | Ishares 1-5y Inv Grade CORP | +6.5% | NEW | New buy |
| 2 | JANI | Allnzm Int Bf15 Uncp Jan ETF | +5.4% | NEW | New buy |
| 3 | XLP | Ss Consumer Staples Sel Sect | +4.1% | NEW | New buy |
| 4 | SCHM | Schwab US Mid Cap ETF | +4.1% | NEW | New buy |
| 5 | RSP | Invesco S&p 500 Equal Weight | +1.6% | +23.59% | Add |
| 6 | AMD | Advanced Micro Devices | +0.3% | -6.34% | Trim |
| 7 | AAPL | Apple Inc | +0.3% | -4.79% | Trim |
| 8 | ✓ | +0.2% | NEW | New buy | |
| 9 | OCTU | Allianzim US Bf15 Uncap Oct | +0.2% | +30.74% | Add |
| 10 | JANU | Allianzim US Bf15 Uncap Jan | +0.1% | -1.52% | Trim |
| 11 | IDEV | Ishares Core Msci Dev Mkts | +0.1% | +2.82% | Add |
| 12 | DSI | Ishares Esg Msci Kld 400 ETF | +0.1% | NEW | New buy |
| 13 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.1% | -12.86% | Trim |
| 14 | MSFT | Microsoft CORP | +0.1% | — | Unchanged |
| 15 | XC | Wisdomtree True Emerging Mar | +0.1% | +12.35% | Add |
| 16 | AMZN | Amazon.com Inc | +0.1% | — | Unchanged |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -2.92% | Trim |
| 18 | ESGU | Ishares Esg Aware Msci USA | 0% | +15.98% | Add |
| 19 | ZAP | Gx US Electrification ETF | 0% | +14.99% | Add |
| 20 | GOOGL | Alphabet Inc-cl A | 0% | — | Unchanged |
| 21 | ADX | Adams Diversified Equity | 0% | +0.09% | Add |
| 22 | C | Citigroup Inc | 0% | — | Unchanged |
| 23 | CAT | Caterpillar Inc | 0% | — | Unchanged |
| 24 | KO | Coca-cola Co/the | 0% | — | Unchanged |
| 25 | LCTU | Ishares U.s. Carbon Transiti | 0% | -5.87% | Trim |
| 26 | JPM | Jpmorgan Chase & Co | 0% | — | Unchanged |
| 27 | DGRO | Ishares Core Dividend Growth | 0% | +0.04% | Add |
| 28 | XPO | Xpo Inc | 0% | — | Unchanged |
| 29 | JEPI | Jpmorgan Equity Premium Inco | 0% | -0.32% | Trim |
| 30 | WMT | Walmart Inc | -0.1% | — | Unchanged |
| 31 | DOGG | Ft Vest Djia Dogs 10 Target | -0.1% | -0.33% | Trim |
| 32 | FSMD | Fidelity Small-mid Multifact | -0.1% | -3.75% | Trim |
| 33 | SDIV | Global X Superdividend ETF | -0.1% | -0.19% | Trim |
| 34 | VFVA | Vanguard U.s. Value Factor | -0.1% | -4.97% | Trim |
| 35 | SPBO | Ss Spdr P CORP Bond ETF | -0.1% | +13.10% | Add |
| 36 | IBM | Intl Business Machines CORP | -0.1% | EXIT | Sold out |
| 37 | SJNK | Ss Spdr Bb St Hi Yield ETF | -0.1% | +8.40% | Add |
| 38 | AVGO | Broadcom Inc | -0.2% | EXIT | Sold out |
| 39 | XOM | Exxon Mobil CORP | -0.2% | EXIT | Sold out |
| 40 | OKE | Oneok Inc | -0.2% | EXIT | Sold out |
| 41 | SHY | Ishares 1-3 Year Treasury Bo | -3.3% | EXIT | Sold out |
| 42 | FTSM | First Trust Enh Short Mat Fd | -3.8% | -49.82% | Trim |
| 43 | IWP | Ishares Russell Mid-cap Grow | -4.7% | EXIT | Sold out |
| 44 | SHLD | Global X Defense Tech ETF | -4.8% | EXIT | Sold out |
| 45 | YSEP | Ft Vst Int Eq Mb Etf-usd Inc | -5.6% | EXIT | Sold out |
Filing History
FAQ
What is Sterling Manor Financial, LLC and what type of investor is it?
Sterling Manor Financial, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $172.7M, spread across 37 disclosed positions.
What are Sterling Manor Financial, LLC's largest equity positions?
Based on the latest 13F filing, Sterling Manor Financial, LLC's top holdings by market value are:
1. Ss Spdr P CORP Bond ETF (SPBO) — $20.9M (12.1%)
2. Allianzim US Bf15 Uncap Jan (JANU) — $15.6M (9.0%)
3. Invesco S&p 500 Equal Weight (RSP) — $14.2M (8.2%)
4. Ishares Core Msci Dev Mkts (IDEV) — $12.2M (7.0%)
5. Ishares 1-5y Inv Grade CORP (IGSB) — $11.2M (6.5%)
What changes did Sterling Manor Financial, LLC make in its most recent portfolio filing?
In the latest reported quarter, Sterling Manor Financial, LLC made 36 notable position adjustments: 6 new positions were initiated, 10 existing holdings were added to, 12 positions were partially reduced, and 8 were completely exited. The largest of these moves: New buy: Ishares 1-5y Inv Grade CORP (IGSB); New buy: Allnzm Int Bf15 Uncp Jan ETF (JANI); Sold out: Ft Vst Int Eq Mb Etf-usd Inc (YSEP); Sold out: Global X Defense Tech ETF (SHLD); Sold out: Ishares Russell Mid-cap Grow (IWP)
What sectors does Sterling Manor Financial, LLC focus on?
Sterling Manor Financial, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 67.6%
• Consumer Discretionary: 10.0%
• Consumer Staples: 6.7%
• Financials: 6.1%
• Industrials: 5.6%
• Communication Services: 4.0%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Sterling Manor Financial, LLC returned an annualized 17.4% over the trailing 36 months — outperforming the S&P 500 by 1.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.68 (less volatile than the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 67.6% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 51 over the past 4 quarters — a shift toward more active trading.
It has added to its SPBO position for two straight quarters, increasing it by $2.3M to reach $20.9M.
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Developer Access
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