S&
Steph & Co 13F Holdings & Position Changes (Q3 2026)
Steph & CoCIK: 0000941519
Diversified strategyMomentum followerLong-term holder
Total reported value
$392.4M
Reporting period: 2026-09-30 · Number of holdings: 279
STEPH & CO disclosed 279 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $392.4M and a quarterly turnover rate of 8.0%.
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Personality snowflake
- Concentration
- 33.66
- Portfolio Stability
- 7.99
- Momentum
- 100
- Sector conviction
- 39.35
- Diversification
- 100
- Sizing Uniformity
- 52.5
Steph & Co's disclosed holdings carry a Herfindahl concentration index of 0.084 — mathematically equivalent to about 12 equally-sized positions, well below its 279 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.75), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 11% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim JAVA
-6.1% -$4.1M
Add JGRO
+6.5% $2.2M
Add FBND
+27.3% $2.4M
Add VOO
+0.2% $1.4M
Trim IVV
-14.5% -$1.1M
Trim VB
-6.0% -$1.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 279 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JAVA | Jpmorgan Active Value ETF | ETF-Other | 17.42% | -0.93% | -6.07% | |
| 2 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 16.15% | +0.46% | +0.21% | |
| 3 | JGRO | Jpmorgan Active Growth ETF | ETF-Other | 13.70% | +0.66% | +6.52% | |
| 4 | FBND | Fidelity Total Bond ETF | ETF-Other | 3.50% | +0.63% | +27.26% | |
| 5 | MGC | Vanguard Mega Cap ETF | ETF-Other | 3.17% | +0.03% | -2.69% | |
| 6 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 3.15% | -0.11% | -3.30% | |
| 7 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 3.05% | +0.20% | +12.70% | |
| 8 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 3.03% | -0.17% | -2.99% | |
| 9 | GUNR | Flexshares Global Upstream N | ETF-Other | 2.43% | +0.09% | -3.44% | |
| 10 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.23% | -0.03% | -1.36% | |
| 11 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.20% | -0.17% | -8.86% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.94% | -0.26% | -14.51% | |
| 13 | VB | Vanguard Small-cap ETF | ETF-Other | 1.93% | -0.24% | -6.03% | |
| 14 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.63% | -0.16% | -7.36% | |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.37% | +0.03% | -0.35% | |
| 16 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.30% | -0.17% | -4.55% | |
| 17 | NFRA | Flexshares Stoxx Global Broa | ETF-Other | 1.09% | +0.02% | +4.04% | |
| 18 | MUNI | Pimco Intermediate Municipal | ETF-Other | 1.04% | +0.11% | +17.60% | |
| 19 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.99% | +0.22% | +36.23% | |
| 20 | AAPL | Apple Inc | Stock-Tech | 0.94% | +0.14% | +1.67% | |
| 21 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.87% | -0.04% | -0.65% | |
| 22 | VONG | Vanguard Russell 1000 Growth | ETF-Other | 0.80% | +0.08% | +10.09% | |
| 23 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.78% | +0.03% | +4.06% | |
| 24 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.64% | -0.20% | -19.71% | |
| 25 | GNR | State Street Spdr S&p Global | ETF-Other | 0.56% | +0.05% | -1.05% | |
| 26 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.55% | -0.03% | -7.99% | |
| 27 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.49% | -0.05% | -3.24% | |
| 28 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.37% | +0.01% | +1.18% | |
| 29 | NIC | Nicolet Bankshares Inc | Stock-Other | 0.37% | — | — | |
| 30 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 0.37% | +0.01% | +3.17% | |
| 31 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.36% | +0.01% | +1.68% | |
| 32 | VPLS | Vanguard Core-plus Bond ETF | ETF-Other | 0.32% | +0.22% | +246.64% | |
| 33 | MSFT | Microsoft CORP | Stock-Tech | 0.31% | +0.10% | +9.93% | |
| 34 | PM | Philip Morris International | Stock-Consumer Staples | 0.26% | +0.02% | +1.44% | |
| 35 | WEC | Wec Energy Group Inc | Stock-Utilities | 0.26% | -0.04% | — | |
| 36 | CSCO | Cisco Systems Inc | Stock-Tech | 0.25% | -0.03% | -4.80% | |
| 37 | C | Citigroup Inc | Stock-Financials | 0.24% | -0.07% | -16.54% | |
| 38 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.24% | — | +1.04% | |
| 39 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.24% | — | -6.21% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.21% | +0.04% | +1.59% | |
| 41 | NVDA | Nvidia CORP | Stock-Tech | 0.21% | +0.04% | +5.61% | |
| 42 | DGX | Quest Diagnostics Inc | Stock-Healthcare | 0.21% | — | -10.37% | |
| 43 | USB | US Bancorp | Stock-Financials | 0.21% | — | +0.37% | |
| 44 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 0.21% | -0.02% | -3.17% | |
| 45 | DUK | Duke Energy CORP | Stock-Utilities | 0.20% | -0.02% | +1.82% | |
| 46 | WFC | Wells Fargo & Co | Stock-Financials | 0.19% | -0.01% | — | |
| 47 | UNP | Union Pacific CORP | Stock-Industrials | 0.18% | — | -1.26% | |
| 48 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.18% | +0.03% | +8.45% | |
| 49 | NVT | nVent Electric plc | Stock-Industrials | 0.18% | -0.01% | — | |
| 50 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.17% | — | +14.52% |
1–50 of 200
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q4 2026
+1.4%
Performance Last 4 Quarters
+12.4%
- Stdev
- +10.7%
- Beta
- +0.82
- Alpha
- -0.7%
- Max Drawdown
- -7.4%
- Annualized Perf
- +19.1%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.5
- Stutzer
- +0.49
- Treynor
- +0.22
- Sterling
- +1.25
- Calmar
- +2.58
- Information Ratio
- -1.14
- Tracking Error
- +4.3%
- Stdev Down
- +5.2%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +29.5%
- Worst 12 Months
- +6.1%
- Efficiency Ratio
- +0.69
- Sharpe
- +1.7
- Stdev Sectors
- +6%
- Skewness
- -0.17
- Kurtosis
- -0.17
- Upside Potential
- +4.98
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 279 | $392.4M | 8 | ||
| 2026 Q2 | 283 | $395.0M | 0 | ||
| 2026 Q1 | 301 | $350.5M | 11 | ||
| 2025 Q4 | 310 | $347.0M | 12 | ||
| 2025 Q3 | 315 | $327.5M | 23 | ||
| 2025 Q2 | 296 | $308.3M | 0 | ||
| 2025 Q1 | 260 | $278.2M | 100 | ||
| 2024 Q4 | 274 | $296.3M | 0 | ||
| 2024 Q3 | 294 | $314.2M | 0 | ||
| 2024 Q2 | 262 | $293.3M | 0 | ||
| 2024 Q1 | 279 | $290.5M | 0 | ||
| 2023 Q4 | 241 | $203.3M | 0 | ||
| 2023 Q3 | 293 | $179.0M | 0 | ||
| 2023 Q2 | 240 | $183.1M | 0 | ||
| 2023 Q1 | 236 | $161.2M | 0 | ||
| 2022 Q4 | 244 | $158.4M | 0 | ||
| 2022 Q3 | 231 | $143.4M | 0 | ||
| 2022 Q2 | 231 | $163.9M | 0 | ||
| 2022 Q1 | 293 | $168.1M | 0 | ||
| 2021 Q4 | 301 | $173.0M | 0 | ||
| 2021 Q3 | 269 | $156.4M | 0 | ||
| 2021 Q2 | 236 | $154.1M | 97 | ||
| 2021 Q1 | 233 | $144.1M | 13 | ||
| 2020 Q4 | 233 | $131.1M | 22 | ||
| 2020 Q3 | 226 | $107.0M | 13 | ||
| 2020 Q2 | 235 | $100.4M | 26 | ||
| 2020 Q1 | 253 | $87.9M | 51 | ||
| 2019 Q4 | 256 | $117.4M | 0 |
Holding changes this quarter
Steph & Co's most significant position changes for 2026-09-30: Sold out: Exxon Mobil CORP (XOM); New buy: Huntington Ingalls Industrie (HII); Sold out: Genpact Limited (G); Sold out: Gates Industrial Corporation plc (GTES); Sold out: Mks Inc (MKSI).
Showing top 200 changes by size (of 293 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JGRO | Jpmorgan Active Growth ETF | +0.7% | +6.52% | Add |
| 2 | FBND | Fidelity Total Bond ETF | +0.6% | +27.26% | Add |
| 3 | VOO | Vanguard S&p 500 ETF | +0.5% | +0.21% | Add |
| 4 | VPLS | Vanguard Core-plus Bond ETF | +0.2% | +246.64% | Add |
| 5 | VTEB | Vanguard Tax-exempt Bond ETF | +0.2% | +36.23% | Add |
| 6 | BOND | Pimco Active Bond Exchange-t | +0.2% | +12.70% | Add |
| 7 | AAPL | Apple Inc | +0.1% | +1.67% | Add |
| 8 | HII | Huntington Ingalls Industrie | +0.1% | NEW | New buy |
| 9 | MUNI | Pimco Intermediate Municipal | +0.1% | +17.60% | Add |
| 10 | DOX | Amdocs Limited | +0.1% | +251.71% | Add |
| 11 | MSFT | Microsoft CORP | +0.1% | +9.93% | Add |
| 12 | GUNR | Flexshares Global Upstream N | +0.1% | -3.44% | Trim |
| 13 | VONG | Vanguard Russell 1000 Growth | +0.1% | +10.09% | Add |
| 14 | GNR | State Street Spdr S&p Global | +0.1% | -1.05% | Trim |
| 15 | CVX | Chevron CORP | 0% | +1.59% | Add |
| 16 | NVDA | Nvidia CORP | 0% | +5.61% | Add |
| 17 | SU | Suncor Energy Inc | 0% | +0.58% | Add |
| 18 | EFA | Ishares Msci Eafe ETF | 0% | +4.06% | Add |
| 19 | ITT | Itt Inc | 0% | +550.00% | Add |
| 20 | VZ | Verizon Communications Inc | 0% | +8.45% | Add |
| 21 | EOG | Eog Resources Inc | 0% | +10.78% | Add |
| 22 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -0.35% | Trim |
| 23 | MGC | Vanguard Mega Cap ETF | 0% | -2.69% | Trim |
| 24 | CACI | Caci International Inc -cl A | 0% | +62.07% | Add |
| 25 | MEDP | Medpace Holdings Inc | 0% | NEW | New buy |
| 26 | TYL | Tyler Technologies Inc | 0% | +81.76% | Add |
| 27 | IT | Gartner Inc | 0% | NEW | New buy |
| 28 | RPM | Rpm International Inc | 0% | NEW | New buy |
| 29 | ATI | Ati Inc | 0% | NEW | New buy |
| 30 | GILD | Gilead Sciences Inc | 0% | -1.50% | Trim |
| 31 | DG | Dollar General CORP | 0% | +9.99% | Add |
| 32 | NYT | New York Times Co-a | 0% | NEW | New buy |
| 33 | LPX | Louisiana-pacific CORP | 0% | NEW | New buy |
| 34 | BMY | Bristol-myers Squibb Co | 0% | +5.54% | Add |
| 35 | PM | Philip Morris International | 0% | +1.44% | Add |
| 36 | ZBRA | Zebra Technologies Corp-cl A | 0% | -6.38% | Trim |
| 37 | NFRA | Flexshares Stoxx Global Broa | 0% | +4.04% | Add |
| 38 | WWD | Woodward Inc | 0% | +93.83% | Add |
| 39 | FCN | Fti Consulting Inc | 0% | +113.08% | Add |
| 40 | BRO | Brown & Brown Inc | 0% | +61.79% | Add |
| 41 | LH | Labcorp Holdings Inc | 0% | +62.65% | Add |
| 42 | JPM | Jpmorgan Chase & Co | 0% | +1.68% | Add |
| 43 | MSA | Msa Safety Inc | 0% | +23.22% | Add |
| 44 | FCNCA | First Citizens Bcshs -cl A | 0% | +61.54% | Add |
| 45 | MU | Micron Technology Inc | 0% | NEW | New buy |
| 46 | IWF | Ishares Russell 1000 Growth | 0% | +1.18% | Add |
| 47 | ARMK | Aramark | 0% | +19.04% | Add |
| 48 | PSX | Phillips 66 | 0% | — | Unchanged |
| 49 | IVW | Ishares S&p 500 Growth ETF | 0% | — | Unchanged |
| 50 | COP | Conocophillips | 0% | — | Unchanged |
1–50 of 200
Filing History
FAQ
What is Steph & Co and what type of investor is it?
Steph & Co is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $392.4M, spread across 279 disclosed positions.
What are Steph & Co's largest equity positions?
Based on the latest 13F filing, Steph & Co's top holdings by market value are:
1. Jpmorgan Active Value ETF (JAVA) — $68.3M (17.4%)
2. Vanguard S&p 500 ETF (VOO) — $63.4M (16.1%)
3. Jpmorgan Active Growth ETF (JGRO) — $53.8M (13.7%)
4. Fidelity Total Bond ETF (FBND) — $13.7M (3.5%)
5. Vanguard Mega Cap ETF (MGC) — $12.5M (3.2%)
What changes did Steph & Co make in its most recent portfolio filing?
In the latest reported quarter, Steph & Co made 161 notable position adjustments: 10 new positions were initiated, 80 existing holdings were added to, 58 positions were partially reduced, and 13 were completely exited. The largest of these moves: Sold out: Exxon Mobil CORP (XOM); New buy: Huntington Ingalls Industrie (HII); Sold out: Genpact Limited (G); Sold out: Gates Industrial Corporation plc (GTES); Sold out: Mks Inc (MKSI)
What sectors does Steph & Co focus on?
Steph & Co is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 22.4%
• Financials: 15.2%
• Industrials: 14.4%
• Health Care: 11.7%
• Consumer Staples: 8.4%
• Utilities: 7.9%
Investment Profile
Steph & Co returned an annualized 19.1% over the trailing 36 months — underperforming the S&P 500 by 0.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.82 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its VOO position over the past two quarters (+$12.1M, now $63.4M), while trimming ROST over the same stretch (-$428.3K, still holding $35.9K).
Peer Institutions
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Sector conviction90.7
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RE
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NO
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Developer Access
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