SF
Stearns Financial Services Group Historical SEC 13F Holdings & Archive (Q3 2020)
Stearns Financial Services GroupCIK: 0001569099
Diversified strategyMomentum followerLong-term holder
Total reported value
$638.5M
Reporting period: 2020-09-30 · Number of holdings: 211
Stearns Financial Services Group disclosed 211 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $638.5M and a quarterly turnover rate of 11.8%.
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Personality snowflake
- Concentration
- 19.61
- Portfolio Stability
- 11.81
- Momentum
- 100
- Sector conviction
- 56.73
- Diversification
- 100
- Sizing Uniformity
- 69.6
Stearns Financial Services Group's disclosed holdings carry a Herfindahl concentration index of 0.049 — mathematically equivalent to about 20 equally-sized positions, well below its 211 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.04), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 11% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim RODM
-95.3% -$23.3M
Add IAUUSD
+4.8% $5.0M
Add BND
+6.0% $4.0M
Add VIG
-1.9% $3.0M
Add VTIP
+7.0% $2.7M
Trim VEU
-10.1% -$2.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 211 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BND | Vanguard Total Bond Market | ETF-Other | 11.20% | +0.58% | +6.00% | |
| 2 | IAUUSD | Ishares Gold Trust | ETF-Commodities | 7.98% | +0.76% | +4.75% | |
| 3 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 7.41% | -0.40% | -10.11% | |
| 4 | VUG | Vanguard Growth ETF | ETF-Other | 7.26% | +0.30% | -7.06% | |
| 5 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 6.44% | +0.44% | -1.86% | |
| 6 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 5.78% | +0.16% | +3.35% | |
| 7 | PAPR | Innovator U.s. Equity Power | ETF-Other | 5.25% | +0.06% | -0.99% | |
| 8 | VTIP | Vanguard Short-term Tips | ETF-Other | 5.22% | +0.41% | +7.01% | |
| 9 | USMF | Wisdomtree US Multifactor Fu | ETF-Other | 4.17% | +0.18% | +0.04% | |
| 10 | SCHF | Schwab Intl Equity ETF | ETF-Other | 3.06% | -0.39% | -15.69% | |
| 11 | VT | Vanguard Tot World Stk ETF | ETF-Other | 2.71% | +0.14% | -2.12% | |
| 12 | VGT | Vanguard Info Tech ETF | ETF-Tech | 2.23% | — | -9.46% | |
| 13 | IJUL | Innovator International Deve | ETF-Other | 2.15% | +0.09% | +3.19% | |
| 14 | PMAR | Innovator U.s. Equity Power | ETF-Other | 1.91% | — | -1.67% | |
| 15 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 1.51% | -0.05% | -11.20% | |
| 16 | LRGF | Ishares US Equity Factor ETF | ETF-Other | 1.49% | +0.12% | +2.57% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.30% | -0.09% | -9.79% | |
| 18 | IJAN | Innovator International Deve | ETF-Other | 1.17% | +0.06% | +2.68% | |
| 19 | SCHB | Schwab US Broad Market ETF | ETF-Other | 1.03% | -0.28% | -27.11% | |
| 20 | AAPL | Apple Inc | Stock-Tech | 1.02% | -0.04% | +203.52% | |
| 21 | PSEP | Innovator U.s. Equity Power | ETF-Other | 0.98% | +0.21% | +25.02% | |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.97% | +0.22% | +8.77% | |
| 23 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.78% | — | -1.87% | |
| 24 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.76% | — | -1.99% | |
| 25 | INTC | Intel CORP | Stock-Tech | 0.59% | -0.09% | +0.75% | |
| 26 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.58% | +0.09% | -4.28% | |
| 27 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.43% | — | -6.34% | |
| 28 | XLE | Ss Energy Select Sector | ETF-Other | 0.42% | -0.10% | +0.70% | |
| 29 | SCHV | Schwab US Large-cap Value | ETF-Other | 0.41% | — | -1.45% | |
| 30 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.41% | — | -2.56% | |
| 31 | WMT | Walmart Inc | Stock-Consumer Staples | 0.27% | +0.04% | -0.03% | |
| 32 | HD | Home Depot Inc | Stock-Consumer Disc | 0.27% | — | -3.04% | |
| 33 | SCHO | Schwab Short-term US Treas | ETF-Other | 0.26% | — | +1.26% | |
| 34 | CSCO | Cisco Systems Inc | Stock-Tech | 0.26% | -0.05% | -1.14% | |
| 35 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.25% | — | -0.23% | |
| 36 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.25% | — | +0.12% | |
| 37 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.25% | — | -8.86% | |
| 38 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.25% | +0.04% | +2.64% | |
| 39 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.25% | — | -5.14% | |
| 40 | TFC | Truist Financial CORP | Stock-Financials | 0.24% | — | -2.12% | |
| 41 | MMM | 3m Co | Stock-Industrials | 0.24% | — | -1.83% | |
| 42 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 0.22% | — | -1.79% | |
| 43 | ORCL | Oracle CORP | Stock-Tech | 0.22% | — | -3.18% | |
| 44 | CVX | Chevron CORP | Stock-Energy | 0.22% | -0.07% | -7.82% | |
| 45 | ABT | Abbott Laboratories | Stock-Healthcare | 0.21% | — | -9.49% | |
| 46 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.20% | +0.20% | NEW | |
| 47 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.20% | — | -13.83% | |
| 48 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.20% | — | -14.66% | |
| 49 | RODM | Hartford Multifact Dev Mrkt | ETF-Other | 0.19% | -3.67% | -95.33% | |
| 50 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 0.19% | -0.09% | -38.40% |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2020 Q3 | 211 | $638.5M | 12 | ||
| 2020 Q2 | 196 | $636.3M | 17 | ||
| 2020 Q1 | 207 | $563.3M | 47 | ||
| 2019 Q4 | 188 | $605.0M | 16 | ||
| 2019 Q3 | 172 | $566.2M | 7 | ||
| 2019 Q2 | 178 | $547.7M | 7 | ||
| 2019 Q1 | 170 | $529.6M | 21 | ||
| 2018 Q4 | 173 | $488.4M | 35 | ||
| 2018 Q3 | 178 | $444.1M | 15 | ||
| 2018 Q2 | 126 | $399.8M | 12 | ||
| 2018 Q1 | 125 | $408.8M | 5 | ||
| 2017 Q4 | 130 | $418.6M | 7 | ||
| 2017 Q3 | 126 | $398.1M | 10 | ||
| 2017 Q2 | 133 | $414.5M | 7 | ||
| 2017 Q1 | 131 | $408.7M | 9 | ||
| 2016 Q4 | 126 | $385.2M | 8 | ||
| 2016 Q3 | 126 | $370.6M | 9 | ||
| 2016 Q2 | 116 | $350.0M | 6 | ||
| 2016 Q1 | 113 | $337.1M | 16 | ||
| 2015 Q4 | 111 | $335.0M | 18 | ||
| 2015 Q3 | 105 | $309.0M | 22 | ||
| 2015 Q2 | 108 | $330.1M | 4 | ||
| 2015 Q1 | 109 | $324.5M | 11 | ||
| 2014 Q4 | 107 | $309.6M | 13 | ||
| 2014 Q3 | 106 | $282.5M | 7 | ||
| 2014 Q2 | 105 | $272.8M | 6 | ||
| 2014 Q1 | 102 | $260.4M | 7 | ||
| 2013 Q4 | 105 | $257.1M | 13 | ||
| 2013 Q3 | 102 | $229.1M | 10 | ||
| 2013 Q2 | 101 | $222.9M | 0 |
Holding changes this quarter
Stearns Financial Services Group's most significant position changes for 2020-09-30: New buy: Ishares 0-1 Year Treasury Bo (SHV); New buy: Innovator U.s. Equity Power (PAUG); New buy: Ishares Core Intl Stock ETF (IXUS); New buy: Innovator U.s. Equity Power (PJUL); Sold out: Eli Lilly & Co (LLY).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IAUUSD | Ishares Gold Trust | +0.8% | +4.75% | Add |
| 2 | BND | Vanguard Total Bond Market | +0.6% | +6.00% | Add |
| 3 | VIG | Vanguard Dividend Apprec ETF | +0.4% | -1.86% | Trim |
| 4 | VTIP | Vanguard Short-term Tips | +0.4% | +7.01% | Add |
| 5 | VUG | Vanguard Growth ETF | +0.3% | -7.06% | Trim |
| 6 | BRK-B | Berkshire Hathaway Inc-cl B | +0.2% | +8.77% | Add |
| 7 | PSEP | Innovator U.s. Equity Power | +0.2% | +25.02% | Add |
| 8 | USMF | Wisdomtree US Multifactor Fu | +0.2% | +0.04% | Add |
| 9 | BSV | Vanguard Short-term Bond ETF | +0.2% | +2087.31% | Add |
| 10 | IEI | Ishares 3-7 Year Treasury Bo | +0.2% | +3.35% | Add |
| 11 | VT | Vanguard Tot World Stk ETF | +0.1% | -2.12% | Trim |
| 12 | PFEB | Innovator U.s. Equity Power | +0.1% | +3555.46% | Add |
| 13 | LRGF | Ishares US Equity Factor ETF | +0.1% | +2.57% | Add |
| 14 | PJAN | Innovator U.s. Equity Power | +0.1% | +1230.05% | Add |
| 15 | IJUL | Innovator International Deve | +0.1% | +3.19% | Add |
| 16 | LOW | Lowe's Cos Inc | +0.1% | -4.28% | Trim |
| 17 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | +363.12% | Add |
| 18 | PAPR | Innovator U.s. Equity Power | +0.1% | -0.99% | Trim |
| 19 | IJAN | Innovator International Deve | +0.1% | +2.68% | Add |
| 20 | ITOT | Ishares Core S&p Total U.s. | +0.1% | +1221.82% | Add |
| 21 | WMT | Walmart Inc | 0% | -0.03% | Trim |
| 22 | AMZN | Amazon.com Inc | 0% | +2.64% | Add |
| 23 | IWR | Ishares Russell Mid-cap ETF | 0% | +291.19% | Add |
| 24 | NULV | Nuveen Esg Large-cap Val ETF | 0% | +35.33% | Add |
| 25 | XOM | Exxon Mobil CORP | 0% | +0.48% | Add |
| 26 | AAPL | Apple Inc | 0% | +203.52% | Add |
| 27 | CSCO | Cisco Systems Inc | -0.1% | -1.14% | Trim |
| 28 | IWP | Ishares Russell Mid-cap Grow | -0.1% | -11.20% | Trim |
| 29 | CVX | Chevron CORP | -0.1% | -7.82% | Trim |
| 30 | MSFT | Microsoft CORP | -0.1% | -9.79% | Trim |
| 31 | SCHE | Schwab Emrg Mrkts Eqty ETF | -0.1% | -38.40% | Trim |
| 32 | INTC | Intel CORP | -0.1% | +0.75% | Add |
| 33 | XLE | Ss Energy Select Sector | -0.1% | +0.70% | Add |
| 34 | SCHB | Schwab US Broad Market ETF | -0.3% | -27.11% | Trim |
| 35 | SCHF | Schwab Intl Equity ETF | -0.4% | -15.69% | Trim |
| 36 | VEU | Vanguard Ftse All-world Ex-u | -0.4% | -10.11% | Trim |
| 37 | RODM | Hartford Multifact Dev Mrkt | -3.7% | -95.33% | Trim |
| 38 | SHV | Ishares 0-1 Year Treasury Bo | — | NEW | New buy |
| 39 | PAUG | Innovator U.s. Equity Power | — | NEW | New buy |
| 40 | IXUS | Ishares Core Intl Stock ETF | — | NEW | New buy |
| 41 | PJUL | Innovator U.s. Equity Power | — | NEW | New buy |
| 42 | LLY | Eli Lilly & Co | — | EXIT | Sold out |
| 43 | MINT | Pimco Enhanced Short Maturit | — | NEW | New buy |
| 44 | ENB | Enbridge Inc | — | NEW | New buy |
| 45 | BKNG | Booking Holdings Inc | — | EXIT | Sold out |
| 46 | NEE | Nextera Energy Inc | — | NEW | New buy |
| 47 | KMI | Kinder Morgan, Inc. | — | NEW | New buy |
| 48 | SCHC | Schwab Intl Small-cap Equity | — | EXIT | Sold out |
| 49 | HON | Honeywell International Inc | — | NEW | New buy |
| 50 | DIS | Walt Disney Co/the | — | EXIT | Sold out |
Filing History
FAQ
What is Stearns Financial Services Group and what type of investor is it?
Stearns Financial Services Group is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2020-09-30), the firm manages a tracked equity portfolio valued at approximately $638.5M, spread across 211 disclosed positions.
What are Stearns Financial Services Group's largest equity positions?
Based on the latest 13F filing, Stearns Financial Services Group's top holdings by market value are:
1. Vanguard Total Bond Market (BND) — $71.5M (11.2%)
2. Ishares Gold Trust (IAUUSD) — $51.0M (8.0%)
3. Vanguard Ftse All-world Ex-u (VEU) — $47.3M (7.4%)
4. Vanguard Growth ETF (VUG) — $46.4M (7.3%)
5. Vanguard Dividend Apprec ETF (VIG) — $41.1M (6.4%)
What changes did Stearns Financial Services Group make in its most recent portfolio filing?
In the latest reported quarter, Stearns Financial Services Group made 50 notable position adjustments: 9 new positions were initiated, 22 existing holdings were added to, 15 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Ishares 0-1 Year Treasury Bo (SHV); New buy: Innovator U.s. Equity Power (PAUG); New buy: Ishares Core Intl Stock ETF (IXUS); New buy: Innovator U.s. Equity Power (PJUL); Sold out: Eli Lilly & Co (LLY)
What sectors does Stearns Financial Services Group focus on?
Stearns Financial Services Group is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.9%
• Health Care: 15.7%
• Financials: 13.1%
• Consumer Discretionary: 11.8%
• Consumer Staples: 9.8%
• Communication Services: 6.3%
Investment Profile
Stearns Financial Services Group's portfolio is broadly diversified and long-term-holding, with 33.9% of the portfolio concentrated in Information Technology.
It has added to its PMAR position over the past two quarters (+$12.1M, now $12.2M), while trimming SCHE over the same stretch (-$814.0K, still holding $1.2M).
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Developer Access
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