SH
Stage Harbor Financial, LLC SEC 13F Filing (Q2 2026) — Holdings & Portfolio
Stage Harbor Financial, LLCCIK: 0001934721
Diversified strategyLong-term holderSector-focused
Total reported value
$173.1M
Reporting period: 2026-06-30 · Number of holdings: 64
STAGE HARBOR FINANCIAL, LLC disclosed 64 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $173.1M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 28.04
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 80.3
- Diversification
- 100
- Sizing Uniformity
- 81.18
Stage Harbor Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.070 — mathematically equivalent to about 14 equally-sized positions, well below its 64 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.88), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim MUB
-1.6% -$42.2K
Add VUG
+515.1% $4.3M
Add DXUV
+21.1% $1.6M
Trim VTEB
-1.6% -$16.4K
Trim EFV
-0.0% $201.4K
New buy SMMU
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 16.08% | +0.28% | +5.51% | |
| 2 | VUG | Vanguard Growth ETF | ETF-Other | 14.16% | +0.76% | +515.11% | |
| 3 | MUB | Ishares National Muni Bond E | ETF-Other | 9.22% | -1.39% | -1.63% | |
| 4 | NBSM | Neuberger Small-mid Cap ETF | ETF-Other | 4.22% | +0.25% | +7.27% | |
| 5 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 4.10% | -0.47% | -0.03% | |
| 6 | ACWX | Ishares Msci Acwi Ex US ETF | ETF-Other | 3.88% | -0.12% | +0.10% | |
| 7 | IWF | Ishares Russell 1000 Growth | ETF-Other | 3.82% | +0.15% | +310.26% | |
| 8 | EVTR | Eaton Vance Total Return | ETF-Other | 3.65% | +0.27% | +23.97% | |
| 9 | VB | Vanguard Small-cap ETF | ETF-Other | 3.60% | +0.02% | -0.04% | |
| 10 | DXUV | Dimensional US Vtor Eqty ETF | ETF-Other | 3.54% | +0.55% | +21.09% | |
| 11 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 3.30% | -0.50% | -1.65% | |
| 12 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 3.21% | -0.11% | -0.52% | |
| 13 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.11% | -0.25% | -7.31% | |
| 14 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 2.32% | -0.17% | -0.38% | |
| 15 | VTV | Vanguard Value ETF | ETF-Other | 2.05% | -0.05% | +0.67% | |
| 16 | IWD | Ishares Russell 1000 Value E | ETF-Other | 1.80% | -0.02% | — | |
| 17 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.24% | -0.20% | -8.28% | |
| 18 | BND | Vanguard Total Bond Market | ETF-Other | 1.15% | -0.19% | -1.32% | |
| 19 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.87% | +0.23% | +38.66% | |
| 20 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.85% | -0.01% | -1.70% | |
| 21 | DFIV | Dimensional International Va | ETF-Other | 0.81% | +0.12% | +31.06% | |
| 22 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.76% | — | — | |
| 23 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.74% | +0.12% | +19.74% | |
| 24 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.68% | +0.04% | — | |
| 25 | NVDA | Nvidia CORP | Stock-Tech | 0.60% | -0.05% | -6.59% | |
| 26 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.55% | +0.10% | — | |
| 27 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.53% | -0.04% | — | |
| 28 | SMMU | Pimco Shrt Trm Muni Bnd ETF | ETF-Other | 0.46% | +0.46% | NEW | |
| 29 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.44% | -0.04% | -6.31% | |
| 30 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.44% | -0.04% | -4.48% | |
| 31 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.38% | -0.02% | — | |
| 32 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 0.37% | — | — | |
| 33 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.34% | +0.03% | +2.60% | |
| 34 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.33% | +0.01% | +4.76% | |
| 35 | MSFT | Microsoft CORP | Stock-Tech | 0.33% | +0.02% | +20.00% | |
| 36 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 0.32% | -0.05% | — | |
| 37 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.31% | +0.31% | NEW | |
| 38 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.30% | -0.01% | -3.05% | |
| 39 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.30% | -0.04% | -7.48% | |
| 40 | AAPL | Apple Inc | Stock-Tech | 0.29% | +0.03% | +12.96% | |
| 41 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 0.25% | -0.02% | — | |
| 42 | DFAT | Dimensional US Target Value | ETF-Other | 0.25% | -0.01% | — | |
| 43 | MGC | Vanguard Mega Cap ETF | ETF-Other | 0.25% | — | — | |
| 44 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.24% | -0.02% | -3.46% | |
| 45 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.24% | -0.01% | -9.93% | |
| 46 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.23% | +0.09% | +63.65% | |
| 47 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.23% | +0.02% | +0.18% | |
| 48 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.23% | -0.04% | -1.39% | |
| 49 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.23% | — | — | |
| 50 | V | Visa Inc-class A Shares | Stock-Financials | 0.21% | +0.03% | +17.85% |
1–50 of 64
Portfolio Performance
Performance for Q3 2026
+3.5%
Performance Last 4 Quarters
+19.2%
- Stdev
- +8.4%
- Beta
- +0.63
- Alpha
- +2.2%
- Max Drawdown
- -5.4%
- Annualized Perf
- +14.3%
- Batting Avg vs S&P
- +40%
- Sortino
- +2.96
- Stutzer
- +0.46
- Treynor
- +0.22
- Sterling
- +0.96
- Calmar
- +2.67
- Information Ratio
- -0.8
- Tracking Error
- +5.8%
- Stdev Down
- +4.7%
- Winning Months %
- +76.7%
- Losing Months %
- +23.3%
- Best 12 Months
- +24.6%
- Worst 12 Months
- +4.1%
- Efficiency Ratio
- +0.58
- Sharpe
- +1.64
- Stdev Sectors
- +11.6%
- Skewness
- -0.54
- Kurtosis
- +0.28
- Upside Potential
- +4.4
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Stage Harbor Financial, LLC's most significant position changes for 2026-06-30: New buy: Pimco Shrt Trm Muni Bnd ETF (SMMU); New buy: Pimco Enhanced Short Maturit (MINT); Sold out: Ishares Core Dividend Growth (DGRO); New buy: GE Vernova Inc (GEV); New buy: Broadcom Inc (AVGO).
1–50 of 66
Filing History
FAQ
What is Stage Harbor Financial, LLC and what type of investor is it?
Stage Harbor Financial, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $173.1M, spread across 64 disclosed positions.
What are Stage Harbor Financial, LLC's largest equity positions?
Based on the latest 13F filing, Stage Harbor Financial, LLC's top holdings by market value are:
1. Dim US Large Cap Value ETF (DFLV) — $27.8M (16.1%)
2. Vanguard Growth ETF (VUG) — $24.5M (14.2%)
3. Ishares National Muni Bond E (MUB) — $16.0M (9.2%)
4. Neuberger Small-mid Cap ETF (NBSM) — $7.3M (4.2%)
5. Ishares Msci Eafe Value ETF (EFV) — $7.1M (4.1%)
What changes did Stage Harbor Financial, LLC make in its most recent portfolio filing?
In the latest reported quarter, Stage Harbor Financial, LLC made 46 notable position adjustments: 5 new positions were initiated, 19 existing holdings were added to, 20 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Pimco Shrt Trm Muni Bnd ETF (SMMU); New buy: Pimco Enhanced Short Maturit (MINT); Sold out: Ishares Core Dividend Growth (DGRO); New buy: GE Vernova Inc (GEV); New buy: Broadcom Inc (AVGO)
What sectors does Stage Harbor Financial, LLC focus on?
Stage Harbor Financial, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 39.0%
• Communication Services: 26.5%
• Consumer Discretionary: 16.5%
• Industrials: 11.8%
• Financials: 6.1%
Investment Profile
Stage Harbor Financial, LLC returned an annualized 14.3% over the trailing 30 months — outperforming the S&P 500 by 2.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.63 (less volatile than the market) and a 40% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 39.0% of the portfolio concentrated in Information Technology.
It has added to its DFLV position over the past two quarters (+$6.2M, now $27.8M), while trimming MUB over the same stretch (-$185.8K, still holding $16.0M).
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