SR
Spouting Rock Asset Management, LLC Historical SEC 13F Holdings & Archive (Q4 2023)
Spouting Rock Asset Management, LLCCIK: 0001771174
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$273.2M
Reporting period: 2023-12-31 · Number of holdings: 118
Spouting Rock Asset Management, LLC disclosed 118 holdings in its latest 13F filing for the period ending 2023-12-31, with total reported value of $273.2M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 15.22
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 46.67
- Diversification
- 100
- Sizing Uniformity
- 81.24
Spouting Rock Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.038 — mathematically equivalent to about 26 equally-sized positions, well below its 118 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.88), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 8.24% | — | -15.60% | |
| 2 | MA | Mastercard Inc - A | Stock-Financials | 8.11% | — | -20.41% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 7.54% | — | -30.40% | |
| 4 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 6.58% | — | -21.60% | |
| 5 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 6.00% | — | -27.30% | |
| 6 | ADBE | Adobe Inc | Stock-Tech | 4.18% | — | +6.68% | |
| 7 | ISRG | Intuitive Surgical Inc | Stock-Healthcare | 4.18% | — | -19.18% | |
| 8 | FND | Floor & Decor Holdings Inc-a | Stock-Consumer Disc | 4.07% | — | -27.23% | |
| 9 | PH | Parker Hannifin CORP | Stock-Industrials | 3.30% | — | +2.22% | |
| 10 | AAPL | Apple Inc | Stock-Tech | 2.74% | — | -22.49% | |
| 11 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 2.29% | — | -25.69% | |
| 12 | DPZ | Domino's Pizza Inc | Stock-Consumer Disc | 2.12% | — | -14.73% | |
| 13 | MSFT | Microsoft CORP | Stock-Tech | 2.03% | — | -0.49% | |
| 14 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.97% | — | -0.94% | |
| 15 | ABT | Abbott Laboratories | Stock-Healthcare | 1.64% | — | -15.90% | |
| 16 | CCI | Crown Castle Inc | Stock-Real Estate | 1.63% | — | — | |
| 17 | DHR | Danaher CORP | Stock-Healthcare | 1.29% | — | -19.49% | |
| 18 | AXON | Axon Enterprise Inc | Stock-Industrials | 1.13% | — | -17.93% | |
| 19 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 1.09% | — | +6.88% | |
| 20 | MSCI | Msci Inc | Stock-Financials | 1.05% | — | -25.22% | |
| 21 | AMLP | Alerian Mlp ETF | ETF-Other | 0.83% | — | -1.23% | |
| 22 | RHP | Ryman Hospitality Properties | Stock-Real Estate | 0.82% | — | — | |
| 23 | HUBS | Hubspot Inc | Stock-Tech | 0.78% | — | -23.36% | |
| 24 | RPD | Rapid7 Inc | Stock-Other | 0.74% | — | — | |
| 25 | ADP | Automatic Data Processing | Stock-Tech | 0.70% | — | -8.24% | |
| 26 | PLD | Prologis Inc | Stock-Real Estate | 0.63% | — | — | |
| 27 | CRC | California Resources CORP | Stock-Energy | 0.59% | — | -10.85% | |
| 28 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.57% | — | — | |
| 29 | FCN | Fti Consulting Inc | Stock-Industrials | 0.54% | — | — | |
| 30 | MEDP | Medpace Holdings Inc | Stock-Healthcare | 0.54% | — | — | |
| 31 | AME | Ametek Inc | Stock-Industrials | 0.53% | — | -0.27% | |
| 32 | TENB | Tenable Holdings Inc | Stock-Other | 0.52% | — | +3.83% | |
| 33 | ROCK | Gibraltar Industries Inc | Stock-Other | 0.52% | — | — | |
| 34 | ALTG | Alta Equipment Group Inc | Stock-Other | 0.51% | — | +30.67% | |
| 35 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.51% | — | — | |
| 36 | XOM | Exxon Mobil CORP | Stock-Energy | 0.50% | — | — | |
| 37 | GTN | Gray Media Inc | Stock-Other | 0.50% | — | — | |
| 38 | MMYT | MakeMyTrip Limited | Stock-Other | 0.50% | — | — | |
| 39 | WCN | Waste Connections Inc | Stock-Industrials | 0.47% | — | — | |
| 40 | WFRD | Weatherford International plc | Stock-Energy | 0.46% | — | -0.34% | |
| 41 | NVEEUSD | Nv5 Global Inc | Stock-Other | 0.45% | — | +13.36% | |
| 42 | SAH | Sonic Automotive Inc-class A | Stock-Other | 0.45% | — | — | |
| 43 | HASI | Ha Sustainable Infrastructur | Stock-Financials | 0.45% | — | +12.02% | |
| 44 | PZZA | Papa John's Intl Inc | Stock-Other | 0.44% | — | — | |
| 45 | HWC | Hancock Whitney CORP | Stock-Financials | 0.43% | — | +15.86% | |
| 46 | MGPI | Mgp Ingredients Inc | Stock-Other | 0.43% | — | -21.04% | |
| 47 | PRFTUSD | Perficient Inc | Stock-Other | 0.43% | — | +5.76% | |
| 48 | SMCIUSD | Super Micro Computer Inc | Stock-Other | 0.42% | — | -20.00% | |
| 49 | TALO | Talos Energy Inc | Stock-Other | 0.40% | — | — | |
| 50 | V | Visa Inc-class A Shares | Stock-Financials | 0.39% | — | -0.36% |
1–50 of 118
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q3 2026
+3.7%
Performance Last 4 Quarters
+14%
- Stdev
- +15.1%
- Beta
- +1.08
- Alpha
- -7.5%
- Max Drawdown
- -12.7%
- Annualized Perf
- +13.9%
- Batting Avg vs S&P
- +30.6%
- Sortino
- +1.74
- Stutzer
- +0.28
- Treynor
- +0.13
- Sterling
- +0.75
- Calmar
- +1.09
- Information Ratio
- -1.02
- Tracking Error
- +5.7%
- Stdev Down
- +8.1%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +33.5%
- Worst 12 Months
- +1.6%
- Efficiency Ratio
- +0.38
- Sharpe
- +0.94
- Stdev Sectors
- +7.5%
- Skewness
- +0.29
- Kurtosis
- +0.12
- Upside Potential
- +3.48
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q4 | 118 | $273.2M | 0 | ||
| 2023 Q3 | 152 | $312.9M | 0 | ||
| 2023 Q2 | 157 | $276.1M | 0 | ||
| 2023 Q1 | 175 | $283.6M | 0 | ||
| 2022 Q4 | 140 | $134.7M | 0 | ||
| 2022 Q3 | 142 | $130.1M | 0 | ||
| 2022 Q2 | 133 | $154.0M | 0 | ||
| 2022 Q1 | 56 | $119.7M | 0 | ||
| 2021 Q4 | 59 | $127.6M | 0 | ||
| 2021 Q3 | 101 | $200.6M | 0 | ||
| 2021 Q2 | 204 | $325.8M | 100 | ||
| 2021 Q1 | 207 | $322.8M | 53 | ||
| 2020 Q4 | 173 | $315.8M | 70 | ||
| 2020 Q3 | 134 | $209.1M | 51 | ||
| 2020 Q2 | 134 | $210.3M | 59 | ||
| 2020 Q1 | 104 | $144.6M | 100 | ||
| 2019 Q4 | 150 | $392.2M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Spouting Rock Asset Management, LLC and what type of investor is it?
Spouting Rock Asset Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-12-31), the firm manages a tracked equity portfolio valued at approximately $273.2M, spread across 118 disclosed positions.
What are Spouting Rock Asset Management, LLC's largest equity positions?
Based on the latest 13F filing, Spouting Rock Asset Management, LLC's top holdings by market value are:
1. Amazon.com Inc (AMZN) — $22.5M (8.2%)
2. Mastercard Inc - A (MA) — $22.2M (8.1%)
3. Nvidia CORP (NVDA) — $20.6M (7.5%)
4. Unitedhealth Group Inc (UNH) — $18.0M (6.6%)
5. Alphabet Inc-cl C (GOOG) — $16.4M (6.0%)
What changes did Spouting Rock Asset Management, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Spouting Rock Asset Management, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Spouting Rock Asset Management, LLC focus on?
Spouting Rock Asset Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 22.9%
• Health Care: 19.7%
• Consumer Discretionary: 17.2%
• Financials: 12.5%
• Communication Services: 9.4%
• Industrials: 7.9%
Investment Profile
Spouting Rock Asset Management, LLC returned an annualized 13.9% over the trailing 36 months — underperforming the S&P 500 by 7.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.08 (roughly in line with the market) and a 31% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its AMZN position over the past two quarters (+$4.8M, now $22.5M), while trimming AAPL over the same stretch (-$1.3M, still holding $7.5M).
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Developer Access
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