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Split Rock Private Trading & Wealth Management, LLC 13F Filing (Q2 2026) — Top Positions & Stock Picks
Split Rock Private Trading & Wealth Management, LLCCIK: 0002095884
Sector-focusedMomentum followerQuality / disciplined sizing
Total reported value
$145.8M
Reporting period: 2026-06-30 · Number of holdings: 49
Split Rock Private Trading & Wealth Management, LLC disclosed 49 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $145.8M and a quarterly turnover rate of 33.9%.
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Personality snowflake
- Concentration
- 64.95
- Portfolio Stability
- 33.92
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 98
- Sizing Uniformity
- 73.35
Split Rock Private Trading & Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.162 — mathematically equivalent to about 6 equally-sized positions, well below its 49 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.66), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 26824D704
Sold out IJR
Add SFLR
+1044.2% $4.9M
Trim JAAA
-33.4% -$2.8M
Trim FBND
-22.8% -$1.8M
Trim JMBS
-69.6% -$2.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | KOOL | North Shore Equity Rotation | ETF-Other | 37.57% | -0.82% | +0.16% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 5.86% | +0.66% | -0.35% | |
| 3 | AAPL | Apple Inc | Stock-Tech | 5.07% | +0.02% | -0.65% | |
| 4 | TFLO | Ishares Treasury Floating Ra | ETF-Gov Bonds | 4.98% | +0.64% | +29.41% | |
| 5 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 4.55% | +0.08% | +0.54% | |
| 6 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 4.08% | -0.16% | +0.48% | |
| 7 | ✓ | Stock-Other | 4.07% | +4.07% | NEW | ||
| 8 | FBND | Fidelity Total Bond ETF | ETF-Other | 4.05% | -1.89% | -22.79% | |
| 9 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 3.88% | -2.69% | -33.42% | |
| 10 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 3.68% | +3.35% | +1044.16% | |
| 11 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 3.59% | -0.36% | +1.28% | |
| 12 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 1.53% | +0.55% | +232.58% | |
| 13 | IBIE | Ishares Ibonds Oct 2028 Tt | ETF-Other | 1.48% | +1.48% | NEW | |
| 14 | LMBS | First Trust Low Duration Opp | ETF-Other | 1.45% | +1.45% | NEW | |
| 15 | VBIL | Vanguard 0-3m T-bill ETF | ETF-Other | 1.29% | +1.29% | NEW | |
| 16 | FGD | First Trust Dj Gl Sel Dvd | ETF-Other | 1.08% | -0.05% | +7.28% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 1.06% | -0.05% | -6.20% | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 1.06% | +0.03% | +15.52% | |
| 19 | PWR | Quanta Services Inc | Stock-Industrials | 0.73% | -0.06% | -20.26% | |
| 20 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.70% | -0.05% | — | |
| 21 | GLDI | UBS AG Et Gl Shr Covr Cl Etn | ETF-Other | 0.68% | -0.06% | +23.30% | |
| 22 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 0.60% | -1.65% | -69.61% | |
| 23 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 0.59% | -0.51% | -44.62% | |
| 24 | SLVO | UBS AG Etracs Sl Sh Co C Etn | ETF-Other | 0.55% | -0.02% | +47.46% | |
| 25 | MUB | Ishares National Muni Bond E | ETF-Other | 0.52% | -0.11% | -7.75% | |
| 26 | EBUF | Innovator Em 10 B ETF Quart | ETF-Other | 0.52% | +0.52% | NEW | |
| 27 | FBTC | Fidelity Wise Origin Bitcoin | ETF-Crypto | 0.31% | -0.05% | +13.06% | |
| 28 | XOM | Exxon Mobil CORP | Stock-Energy | 0.30% | -0.13% | — | |
| 29 | AVGO | Broadcom Inc | Stock-Tech | 0.29% | +0.03% | +4.28% | |
| 30 | WMT | Walmart Inc | Stock-Consumer Staples | 0.29% | -0.09% | -3.57% | |
| 31 | TDV | Proshares S&p Tech Dvd Arist | ETF-Tech | 0.28% | -0.03% | -17.62% | |
| 32 | ✓ | Stock-Other | 0.27% | +0.27% | NEW | ||
| 33 | AMD | Advanced Micro Devices | Stock-Tech | 0.27% | +0.27% | NEW | |
| 34 | EVTR | Eaton Vance Total Return | ETF-Other | 0.26% | -0.34% | -50.30% | |
| 35 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.26% | -0.03% | +3.66% | |
| 36 | SUB | Ishares Short-term National | ETF-Other | 0.23% | +0.05% | +45.20% | |
| 37 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.20% | +0.02% | +15.53% | |
| 38 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.20% | — | -1.48% | |
| 39 | AVDE | Avantis International Equity | ETF-Other | 0.18% | +0.02% | +21.46% | |
| 40 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.17% | -0.06% | -24.66% | |
| 41 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.17% | +0.01% | +5.70% | |
| 42 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.16% | -0.01% | -3.88% | |
| 43 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.16% | -0.01% | +3.56% | |
| 44 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 0.16% | -0.04% | -24.47% | |
| 45 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.15% | -0.01% | — | |
| 46 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.15% | -0.01% | — | |
| 47 | ORCL | Oracle CORP | Stock-Tech | 0.15% | -0.02% | — | |
| 48 | AGI | Alamos Gold Inc-class A | Stock-Materials | 0.15% | -0.09% | — | |
| 49 | ELDN | Eledon Pharmaceuticals Inc | Stock-Other | 0.03% | +0.01% | — |
Portfolio Performance
Performance for Q3 2026
+0.9%
Performance Last 4 Quarters
+8.9%
- Stdev
- +14.6%
- Beta
- +0.76
- Alpha
- -0.7%
- Max Drawdown
- -2.1%
- Annualized Perf
- +18.6%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +3.36
- Stutzer
- +0.41
- Treynor
- +0.24
- Sterling
- —
- Calmar
- +8.66
- Information Ratio
- -1.14
- Tracking Error
- +5.8%
- Stdev Down
- +5.4%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.45
- Sharpe
- +1.23
- Stdev Sectors
- +20.7%
- Skewness
- +0.65
- Kurtosis
- -0.5
- Upside Potential
- +5.33
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Split Rock Private Trading & Wealth Management, LLC's most significant position changes for 2026-06-30: New buy: ; Sold out: Ishares Core S&p Small-cap E (IJR); New buy: Ishares Ibonds Oct 2028 Tt (IBIE); New buy: First Trust Low Duration Opp (LMBS); New buy: Vanguard 0-3m T-bill ETF (VBIL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +4.1% | NEW | New buy | |
| 2 | SFLR | Innovator Eqty Mgd Floor ETF | +3.4% | +1044.16% | Add |
| 3 | IBIE | Ishares Ibonds Oct 2028 Tt | +1.5% | NEW | New buy |
| 4 | LMBS | First Trust Low Duration Opp | +1.5% | NEW | New buy |
| 5 | VBIL | Vanguard 0-3m T-bill ETF | +1.3% | NEW | New buy |
| 6 | QQQ | Invesco Qqq Trust Series 1 | +0.7% | -0.35% | Trim |
| 7 | TFLO | Ishares Treasury Floating Ra | +0.6% | +29.41% | Add |
| 8 | NOBL | Proshares S&p 500 Dividend A | +0.6% | +232.58% | Add |
| 9 | EBUF | Innovator Em 10 B ETF Quart | +0.5% | NEW | New buy |
| 10 | ✓ | +0.3% | NEW | New buy | |
| 11 | AMD | Advanced Micro Devices | +0.3% | NEW | New buy |
| 12 | AMZN | Amazon.com Inc | +0.1% | +0.54% | Add |
| 13 | SUB | Ishares Short-term National | +0.1% | +45.20% | Add |
| 14 | MSFT | Microsoft CORP | 0% | +15.52% | Add |
| 15 | AVGO | Broadcom Inc | 0% | +4.28% | Add |
| 16 | AAPL | Apple Inc | 0% | -0.65% | Trim |
| 17 | AVUV | Avantis US Small Cap Value | 0% | +15.53% | Add |
| 18 | AVDE | Avantis International Equity | 0% | +21.46% | Add |
| 19 | IWP | Ishares Russell Mid-cap Grow | 0% | +5.70% | Add |
| 20 | ELDN | Eledon Pharmaceuticals Inc | 0% | — | Unchanged |
| 21 | IVV | Ishares Core S&p 500 ETF | — | -1.48% | Trim |
| 22 | IWS | Ishares Russell Mid-cap Valu | 0% | -3.88% | Trim |
| 23 | UPS | United Parcel Service-cl B | 0% | — | Unchanged |
| 24 | SDY | Ss Spdr S&p Dividend ETF | 0% | — | Unchanged |
| 25 | VCIT | Vanguard Int-term Corporate | 0% | +3.56% | Add |
| 26 | SLVO | UBS AG Etracs Sl Sh Co C Etn | 0% | +47.46% | Add |
| 27 | ORCL | Oracle CORP | 0% | — | Unchanged |
| 28 | BIV | Vanguard Intermediate-term B | 0% | +3.66% | Add |
| 29 | TDV | Proshares S&p Tech Dvd Arist | 0% | -17.62% | Trim |
| 30 | RDVI | Ft Vest Rising Dividend Achi | 0% | -24.47% | Trim |
| 31 | NVDA | Nvidia CORP | -0.1% | -6.20% | Trim |
| 32 | FGD | First Trust Dj Gl Sel Dvd | -0.1% | +7.28% | Add |
| 33 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | — | Unchanged |
| 34 | FBTC | Fidelity Wise Origin Bitcoin | -0.1% | +13.06% | Add |
| 35 | FDVV | Fidelity High Dividend ETF | -0.1% | -24.66% | Trim |
| 36 | PWR | Quanta Services Inc | -0.1% | -20.26% | Trim |
| 37 | GLDI | UBS AG Et Gl Shr Covr Cl Etn | -0.1% | +23.30% | Add |
| 38 | AGI | Alamos Gold Inc-class A | -0.1% | — | Unchanged |
| 39 | WMT | Walmart Inc | -0.1% | -3.57% | Trim |
| 40 | MUB | Ishares National Muni Bond E | -0.1% | -7.75% | Trim |
| 41 | XOM | Exxon Mobil CORP | -0.1% | — | Unchanged |
| 42 | BUFR | Ft Vest Lad Buffervetf-usd I | -0.2% | +0.48% | Add |
| 43 | WPC | Wp Carey Inc | -0.2% | EXIT | Sold out |
| 44 | ETH | Grayscale Ethereum Staking M | -0.3% | EXIT | Sold out |
| 45 | EVTR | Eaton Vance Total Return | -0.3% | -50.30% | Trim |
| 46 | XLP | Ss Consumer Staples Sel Sect | -0.4% | +1.28% | Add |
| 47 | SPEM | State Street Sp Ptf Em ETF | -0.5% | -44.62% | Trim |
| 48 | KOOL | North Shore Equity Rotation | -0.8% | +0.16% | Add |
| 49 | TIP | Ishares Tips Bond ETF | -1.4% | EXIT | Sold out |
| 50 | JMBS | Janus Henderson Mortg Backed | -1.7% | -69.61% | Trim |
1–50 of 53
Filing History
FAQ
What is Split Rock Private Trading & Wealth Management, LLC and what type of investor is it?
Split Rock Private Trading & Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $145.8M, spread across 49 disclosed positions.
What are Split Rock Private Trading & Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Split Rock Private Trading & Wealth Management, LLC's top holdings by market value are:
1. North Shore Equity Rotation (KOOL) — $54.8M (37.6%)
2. Invesco Qqq Trust Series 1 (QQQ) — $8.5M (5.9%)
3. Apple Inc (AAPL) — $7.4M (5.1%)
4. Ishares Treasury Floating Ra (TFLO) — $7.3M (5.0%)
5. Amazon.com Inc (AMZN) — $6.6M (4.5%)
What changes did Split Rock Private Trading & Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Split Rock Private Trading & Wealth Management, LLC made 46 notable position adjustments: 7 new positions were initiated, 19 existing holdings were added to, 16 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: ; Sold out: Ishares Core S&p Small-cap E (IJR); New buy: Ishares Ibonds Oct 2028 Tt (IBIE); New buy: First Trust Low Duration Opp (LMBS); New buy: Vanguard 0-3m T-bill ETF (VBIL)
What sectors does Split Rock Private Trading & Wealth Management, LLC focus on?
Split Rock Private Trading & Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 56.1%
• Consumer Discretionary: 32.4%
• Industrials: 6.3%
• Energy: 2.2%
• Consumer Staples: 2.0%
• Materials: 1.0%
Investment Profile
Split Rock Private Trading & Wealth Management, LLC returned an annualized 18.6% over the trailing 6 months — underperforming the S&P 500 by 0.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.76 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is moderately concentrated and moderately active, with 56.1% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 34 over the past 2 quarters — a shift toward more active trading.
It has added to its KOOL position over the past two quarters (+$5.6M, now $54.8M), while trimming FBND over the same stretch (-$8.1M, still holding $5.9M).
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Developer Access
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