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Spectrum Strategic Capital Management, LLC 13F Holdings Tracker (Q3 2026)
Spectrum Strategic Capital Management, LLCCIK: 0001554961
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$203.3M
Reporting period: 2026-09-30 · Number of holdings: 72
Spectrum Strategic Capital Management, LLC disclosed 72 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $203.3M and a quarterly turnover rate of 21.2%.
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Personality snowflake
- Concentration
- 17.53
- Portfolio Stability
- 21.21
- Momentum
- 100
- Sector conviction
- 74.15
- Diversification
- 100
- Sizing Uniformity
- 85.22
Spectrum Strategic Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.044 — mathematically equivalent to about 23 equally-sized positions, well below its 72 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.48), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 34% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim GOVT
-46.3% -$4.3M
Add SHY
+42.3% $3.7M
Add SPY
+8.5% $2.7M
Add IAUM
+46.1% $2.6M
Trim IEF
-43.8% -$2.4M
Sold out REMX
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 13.64% | +1.24% | +8.52% | |
| 2 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 6.37% | -0.15% | -2.79% | |
| 3 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 6.28% | +1.79% | +42.32% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 5.66% | +0.10% | +2.11% | |
| 5 | AAPL | Apple Inc | Stock-Tech | 4.31% | +0.56% | +0.49% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 4.13% | +0.95% | -4.67% | |
| 7 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 4.07% | -0.12% | -1.07% | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 3.95% | +0.43% | -1.00% | |
| 9 | IAUM | Ishares Gold Trust Micro | ETF-Commodities | 3.72% | +1.24% | +46.14% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.08% | +0.03% | +5.75% | |
| 11 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.47% | +0.26% | +7.80% | |
| 12 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 2.24% | -2.14% | -46.35% | |
| 13 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.91% | -0.11% | -6.95% | |
| 14 | FBTC | Fidelity Wise Origin Bitcoin | ETF-Crypto | 1.77% | +0.74% | +21.58% | |
| 15 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.55% | -0.22% | -2.09% | |
| 16 | ETHA | Ishares Ethereum Trust ETF | ETF-Other | 1.54% | +0.73% | +12.66% | |
| 17 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.49% | -0.08% | -6.51% | |
| 18 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 1.34% | -1.21% | -43.79% | |
| 19 | KOID | Kraneshares Global Humanoid | ETF-Other | 1.25% | +0.28% | +49.36% | |
| 20 | PPA | Invesco Aerospace & Defense | ETF-Other | 1.16% | -0.10% | +6.43% | |
| 21 | AMD | Advanced Micro Devices | Stock-Tech | 1.15% | -0.63% | -38.17% | |
| 22 | KDEF | Plus Korea Defns Ind Id ETF | ETF-Other | 1.10% | +0.11% | +9.67% | |
| 23 | EPOL | Ishares Msci Poland ETF | ETF-Other | 1.08% | -0.21% | -26.38% | |
| 24 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.07% | +0.12% | -12.26% | |
| 25 | JBS | Jbs N.v. | Stock-Other | 1.07% | +0.46% | +89.15% | |
| 26 | KWEB | Kranesh Csi China Internet | ETF-Emerging Markets | 1.04% | +0.26% | +34.66% | |
| 27 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.91% | -0.07% | -6.65% | |
| 28 | EWS | Ishares Msci Singapore ETF | ETF-Other | 0.90% | +0.02% | -8.83% | |
| 29 | KBA | Kraneshares Bosera Msci Chin | ETF-Other | 0.85% | -0.09% | +1.39% | |
| 30 | XLE | Ss Energy Select Sector | ETF-Other | 0.84% | +0.07% | -5.47% | |
| 31 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.82% | -0.91% | -52.44% | |
| 32 | CVX | Chevron CORP | Stock-Energy | 0.72% | +0.09% | -6.45% | |
| 33 | FDS | Factset Research Systems Inc | Stock-Financials | 0.70% | +0.10% | +1.26% | |
| 34 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.68% | +0.03% | +6.43% | |
| 35 | BUG | Global X Cybersecurity ETF | ETF-Other | 0.66% | — | -17.40% | |
| 36 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.65% | -0.07% | -0.85% | |
| 37 | CDNS | Cadence Design Sys Inc | Stock-Tech | 0.65% | +0.11% | +38.05% | |
| 38 | ABT | Abbott Laboratories | Stock-Healthcare | 0.65% | +0.05% | -1.03% | |
| 39 | LNG | Cheniere Energy Inc | Stock-Energy | 0.64% | +0.01% | -8.46% | |
| 40 | NFLX | Netflix Inc | Stock-Comm Services | 0.64% | +0.14% | +32.63% | |
| 41 | COF | Capital One Financial CORP | Stock-Financials | 0.63% | +0.02% | +9.57% | |
| 42 | EME | Emcor Group Inc | Stock-Industrials | 0.63% | +0.03% | +16.19% | |
| 43 | DOCN | Digitalocean Holdings Inc | Stock-Tech | 0.63% | -0.14% | -3.46% | |
| 44 | ZGN | Ermenegildo Zegna N.V. | Stock-Other | 0.58% | -0.03% | -0.91% | |
| 45 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.52% | -0.06% | -13.36% | |
| 46 | GEV | GE Vernova Inc | Stock-Industrials | 0.52% | -0.05% | +12.87% | |
| 47 | TDG | Transdigm Group Inc | Stock-Industrials | 0.48% | +0.01% | +25.49% | |
| 48 | ENSG | Ensign Group Inc/the | Stock-Healthcare | 0.45% | +0.06% | +9.69% | |
| 49 | NCLH | Norwegian Cruise Line Holdings Ltd. | Stock-Consumer Disc | 0.45% | -0.07% | +25.79% | |
| 50 | VLO | Valero Energy CORP | Stock-Energy | 0.41% | +0.05% | -23.06% |
1–50 of 72
Portfolio Performance
Performance for Q4 2026
+3%
Performance Last 4 Quarters
+9.4%
- Stdev
- +10.7%
- Beta
- +0.88
- Alpha
- -0.3%
- Max Drawdown
- -7.6%
- Annualized Perf
- +15.4%
- Batting Avg vs S&P
- +40.6%
- Sortino
- +2.84
- Stutzer
- +0.41
- Treynor
- +0.17
- Sterling
- +0.96
- Calmar
- +2.04
- Information Ratio
- -0.85
- Tracking Error
- +2.7%
- Stdev Down
- +5.3%
- Winning Months %
- +65.6%
- Losing Months %
- +34.4%
- Best 12 Months
- +30.9%
- Worst 12 Months
- +5.8%
- Efficiency Ratio
- +0.54
- Sharpe
- +1.4
- Stdev Sectors
- +11.9%
- Skewness
- -0.02
- Kurtosis
- -0.26
- Upside Potential
- +4.48
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Spectrum Strategic Capital Management, LLC's most significant position changes for 2026-09-30: Sold out: Vaneck Rar Earth Nd Stg-usdi (REMX); Sold out: Global X Uranium ETF (URA); Sold out: Ishr Ibx Usd Invgd Cb Etf-ui (LQD); Sold out: Micron Technology Inc (MU); Sold out: Bluerock Private Real Estate (BPRE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SHY | Ishares 1-3 Year Treasury Bo | +1.8% | +42.32% | Add |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | +1.2% | +8.52% | Add |
| 3 | IAUM | Ishares Gold Trust Micro | +1.2% | +46.14% | Add |
| 4 | MSFT | Microsoft CORP | +1% | -4.67% | Trim |
| 5 | FBTC | Fidelity Wise Origin Bitcoin | +0.7% | +21.58% | Add |
| 6 | ETHA | Ishares Ethereum Trust ETF | +0.7% | +12.66% | Add |
| 7 | AAPL | Apple Inc | +0.6% | +0.49% | Add |
| 8 | JBS | Jbs N.v. | +0.5% | +89.15% | Add |
| 9 | NVDA | Nvidia CORP | +0.4% | -1.00% | Trim |
| 10 | KOID | Kraneshares Global Humanoid | +0.3% | +49.36% | Add |
| 11 | AMZN | Amazon.com Inc | +0.3% | +7.80% | Add |
| 12 | KWEB | Kranesh Csi China Internet | +0.3% | +34.66% | Add |
| 13 | ✓ | +0.2% | NEW | New buy | |
| 14 | NFLX | Netflix Inc | +0.1% | +32.63% | Add |
| 15 | META | Meta Platforms Inc-class A | +0.1% | -12.26% | Trim |
| 16 | KDEF | Plus Korea Defns Ind Id ETF | +0.1% | +9.67% | Add |
| 17 | CDNS | Cadence Design Sys Inc | +0.1% | +38.05% | Add |
| 18 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | +2.11% | Add |
| 19 | FDS | Factset Research Systems Inc | +0.1% | +1.26% | Add |
| 20 | CVX | Chevron CORP | +0.1% | -6.45% | Trim |
| 21 | XLE | Ss Energy Select Sector | +0.1% | -5.47% | Trim |
| 22 | ENSG | Ensign Group Inc/the | +0.1% | +9.69% | Add |
| 23 | T | At&t Inc | +0.1% | +7.34% | Add |
| 24 | OLED | Universal Display CORP | +0.1% | +37.01% | Add |
| 25 | VLO | Valero Energy CORP | +0.1% | -23.06% | Trim |
| 26 | ABT | Abbott Laboratories | +0.1% | -1.03% | Trim |
| 27 | GOOGL | Alphabet Inc-cl A | 0% | +5.75% | Add |
| 28 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +6.43% | Add |
| 29 | EME | Emcor Group Inc | 0% | +16.19% | Add |
| 30 | COF | Capital One Financial CORP | 0% | +9.57% | Add |
| 31 | EWS | Ishares Msci Singapore ETF | 0% | -8.83% | Trim |
| 32 | LNG | Cheniere Energy Inc | 0% | -8.46% | Trim |
| 33 | KO | Coca-cola Co/the | 0% | -0.58% | Trim |
| 34 | DG | Dollar General CORP | 0% | +1.12% | Add |
| 35 | CALF | Pcr US Sm Cp Csh Cws Etf-usd | 0% | -1.08% | Trim |
| 36 | TDG | Transdigm Group Inc | 0% | +25.49% | Add |
| 37 | SHW | Sherwin-williams Co/the | 0% | +8.76% | Add |
| 38 | HSY | Hershey Co/the | 0% | +13.75% | Add |
| 39 | CPK | Chesapeake Utilities CORP | — | — | Unchanged |
| 40 | NEE | Nextera Energy Inc | — | +17.77% | Add |
| 41 | PLD | Prologis Inc | — | +5.91% | Add |
| 42 | BUG | Global X Cybersecurity ETF | — | -17.40% | Trim |
| 43 | MTG | Mgic Investment CORP | 0% | +2.85% | Add |
| 44 | VWO | Vanguard Ftse Emerging Marke | 0% | -2.70% | Trim |
| 45 | SPHY | Ss Spdr P High Yield ETF | 0% | -2.74% | Trim |
| 46 | APD | Air Products & Chemicals Inc | 0% | +3.63% | Add |
| 47 | USIG | Ishares Broad Usd Investment | 0% | -1.79% | Trim |
| 48 | IEMG | Ishares Core Msci Emerging | 0% | -22.62% | Trim |
| 49 | ZGN | Ermenegildo Zegna N.V. | 0% | -0.91% | Trim |
| 50 | MS | Morgan Stanley | 0% | +2.88% | Add |
1–50 of 80
Filing History
FAQ
What is Spectrum Strategic Capital Management, LLC and what type of investor is it?
Spectrum Strategic Capital Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $203.3M, spread across 72 disclosed positions.
What are Spectrum Strategic Capital Management, LLC's largest equity positions?
Based on the latest 13F filing, Spectrum Strategic Capital Management, LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $27.7M (13.6%)
2. Ishares Core S&p Total U.s. (ITOT) — $13.0M (6.4%)
3. Ishares 1-3 Year Treasury Bo (SHY) — $12.8M (6.3%)
4. Invesco Qqq Trust Series 1 (QQQ) — $11.5M (5.7%)
5. Apple Inc (AAPL) — $8.8M (4.3%)
What changes did Spectrum Strategic Capital Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Spectrum Strategic Capital Management, LLC made 79 notable position adjustments: 1 new positions were initiated, 37 existing holdings were added to, 33 positions were partially reduced, and 8 were completely exited. The largest of these moves: Sold out: Vaneck Rar Earth Nd Stg-usdi (REMX); Sold out: Global X Uranium ETF (URA); Sold out: Ishr Ibx Usd Invgd Cb Etf-ui (LQD); Sold out: Micron Technology Inc (MU); Sold out: Bluerock Private Real Estate (BPRE)
What sectors does Spectrum Strategic Capital Management, LLC focus on?
Spectrum Strategic Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 44.7%
• Communication Services: 15.1%
• Consumer Discretionary: 8.6%
• Financials: 8.3%
• Industrials: 5.8%
• Energy: 5.3%
Investment Profile
Spectrum Strategic Capital Management, LLC returned an annualized 15.4% over the trailing 32 months — underperforming the S&P 500 by 0.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.88 (less volatile than the market) and a 41% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 44.7% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 85 to 21 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SPY position over the past two quarters (+$5.4M, now $27.7M), while trimming GOVT over the same stretch (-$4.6M, still holding $4.6M).
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Developer Access
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