SW
Spahn Wealth & Retirement LLC — 13F Portfolio Analysis & Stock Picks (Q2 2026)
Spahn Wealth & Retirement LLCCIK: 0001949033
High-turnover traderMomentum followerDiversified strategy
Total reported value
$155.4M
Reporting period: 2026-06-30 · Number of holdings: 38
Spahn Wealth & Retirement LLC disclosed 38 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $155.4M and a quarterly turnover rate of 114.3%.
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Personality snowflake
- Concentration
- 23.95
- Portfolio Stability
- 100
- Momentum
- 100
- Sector conviction
- 68.86
- Diversification
- 76
- Sizing Uniformity
- 88.56
Spahn Wealth & Retirement LLC's disclosed holdings carry a Herfindahl concentration index of 0.060 — mathematically equivalent to about 17 equally-sized positions, well below its 38 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.14), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 31% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy LQD
New buy BOXX
New buy GRNY
New buy QQQ
Trim AAPL
-77.4% -$4.2M
Trim AMZN
-88.1% -$4.5M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 12.72% | +12.72% | NEW | |
| 2 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 10.77% | +10.77% | NEW | |
| 3 | GRNY | Fundstr Gran Sh US Lrg Cap | ETF-Other | 8.22% | +8.22% | NEW | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 6.64% | +6.64% | NEW | |
| 5 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 6.09% | -1.31% | +34.27% | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 4.89% | -4.45% | -9.75% | |
| 7 | JPIE | Jpmorgan Income ETF | ETF-Other | 4.43% | +3.62% | +981.18% | |
| 8 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 4.40% | -2.95% | -3.82% | |
| 9 | C | Citigroup Inc | Stock-Financials | 4.35% | -2.50% | +1.94% | |
| 10 | TSLA | Tesla Inc | Stock-Consumer Disc | 3.72% | -5.03% | -25.64% | |
| 11 | XLV | Ss Health Care Select Sector | ETF-Other | 3.62% | +3.62% | NEW | |
| 12 | GEV | GE Vernova Inc | Stock-Industrials | 3.49% | +3.49% | NEW | |
| 13 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 3.30% | -2.34% | +17.14% | |
| 14 | IBKR | Interactive Brokers Gro-cl A | Stock-Financials | 2.88% | -1.44% | +1.54% | |
| 15 | IGV | Ishares Expanded Tech-softwa | ETF-Tech | 2.61% | +2.61% | NEW | |
| 16 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 2.49% | +2.49% | NEW | |
| 17 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.41% | -1.90% | -0.69% | |
| 18 | ILF | Ishares Latin America 40 ETF | ETF-Other | 1.87% | +1.87% | NEW | |
| 19 | GLD | Spdr Gold Shares | ETF-Commodities | 1.59% | +1.59% | NEW | |
| 20 | SLV | Ishares Silver Trust | ETF-Commodities | 1.34% | +1.34% | NEW | |
| 21 | HD | Home Depot Inc | Stock-Consumer Disc | 1.15% | -0.97% | — | |
| 22 | ✓ | Stock-Other | 1.08% | +1.08% | NEW | ||
| 23 | AAPL | Apple Inc | Stock-Tech | 0.94% | -6.24% | -77.37% | |
| 24 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 0.80% | +0.80% | NEW | |
| 25 | ETHA | Ishares Ethereum Trust ETF | ETF-Other | 0.73% | +0.73% | NEW | |
| 26 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.45% | -6.15% | -88.13% | |
| 27 | XLRE | Ss Real Estate Select Sector | ETF-Other | 0.42% | -3.15% | -78.57% | |
| 28 | MSFT | Microsoft CORP | Stock-Tech | 0.33% | -4.81% | -87.51% | |
| 29 | AXP | American Express Co | Stock-Financials | 0.32% | -0.25% | — | |
| 30 | BKNG | Booking Holdings Inc | Stock-Consumer Disc | 0.31% | -0.30% | +2267.26% | |
| 31 | WMT | Walmart Inc | Stock-Consumer Staples | 0.30% | -0.35% | — | |
| 32 | LPLA | Lpl Financial Holdings Inc | Stock-Financials | 0.25% | -0.28% | — | |
| 33 | AMP | Ameriprise Financial Inc | Stock-Financials | 0.23% | -0.22% | — | |
| 34 | BAC | Bank Of America CORP | Stock-Financials | 0.21% | -3.65% | -90.77% | |
| 35 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.20% | -0.18% | — | |
| 36 | XLE | Ss Energy Select Sector | ETF-Other | 0.17% | -3.95% | -90.85% | |
| 37 | RL | Ralph Lauren CORP | Stock-Consumer Disc | 0.15% | -0.10% | — | |
| 38 | APO | Apollo Global Management Inc | Stock-Financials | 0.13% | +0.13% | NEW |
Portfolio Performance
Performance for Q3 2026
+4.3%
Performance Last 4 Quarters
+11.2%
- Stdev
- +17.4%
- Beta
- +1.12
- Alpha
- +0.2%
- Max Drawdown
- -14.9%
- Annualized Perf
- +22.1%
- Batting Avg vs S&P
- +66.7%
- Sortino
- +2.33
- Stutzer
- +0.37
- Treynor
- +0.19
- Sterling
- +0.89
- Calmar
- +1.48
- Information Ratio
- +0.27
- Tracking Error
- +9.2%
- Stdev Down
- +9.3%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +25.9%
- Worst 12 Months
- +11.1%
- Efficiency Ratio
- +0.45
- Sharpe
- +1.24
- Stdev Sectors
- +10.2%
- Skewness
- -0.17
- Kurtosis
- -0.65
- Upside Potential
- +3.95
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Spahn Wealth & Retirement LLC's most significant position changes for 2026-06-30: New buy: Ishr Ibx Usd Invgd Cb Etf-ui (LQD); New buy: Alpha Architect 1-3 Mnth Box (BOXX); New buy: Fundstr Gran Sh US Lrg Cap (GRNY); New buy: Invesco Qqq Trust Series 1 (QQQ); New buy: Ss Health Care Select Sector (XLV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | +12.7% | NEW | New buy |
| 2 | BOXX | Alpha Architect 1-3 Mnth Box | +10.8% | NEW | New buy |
| 3 | GRNY | Fundstr Gran Sh US Lrg Cap | +8.2% | NEW | New buy |
| 4 | QQQ | Invesco Qqq Trust Series 1 | +6.6% | NEW | New buy |
| 5 | JPIE | Jpmorgan Income ETF | +3.6% | +981.18% | Add |
| 6 | XLV | Ss Health Care Select Sector | +3.6% | NEW | New buy |
| 7 | GEV | GE Vernova Inc | +3.5% | NEW | New buy |
| 8 | IGV | Ishares Expanded Tech-softwa | +2.6% | NEW | New buy |
| 9 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +2.5% | NEW | New buy |
| 10 | ILF | Ishares Latin America 40 ETF | +1.9% | NEW | New buy |
| 11 | GLD | Spdr Gold Shares | +1.6% | NEW | New buy |
| 12 | SLV | Ishares Silver Trust | +1.3% | NEW | New buy |
| 13 | ✓ | +1.1% | NEW | New buy | |
| 14 | IBIT | Ishares Bitcoin Trust ETF | +0.8% | NEW | New buy |
| 15 | ETHA | Ishares Ethereum Trust ETF | +0.7% | NEW | New buy |
| 16 | APO | Apollo Global Management Inc | +0.1% | NEW | New buy |
| 17 | RL | Ralph Lauren CORP | -0.1% | — | Unchanged |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | -0.2% | — | Unchanged |
| 19 | AMP | Ameriprise Financial Inc | -0.2% | — | Unchanged |
| 20 | AXP | American Express Co | -0.3% | — | Unchanged |
| 21 | LPLA | Lpl Financial Holdings Inc | -0.3% | — | Unchanged |
| 22 | BKNG | Booking Holdings Inc | -0.3% | +2267.26% | Add |
| 23 | WMT | Walmart Inc | -0.4% | — | Unchanged |
| 24 | HD | Home Depot Inc | -1% | — | Unchanged |
| 25 | IWM | Ishares Russell 2000 ETF | -1.3% | +34.27% | Add |
| 26 | IBKR | Interactive Brokers Gro-cl A | -1.4% | +1.54% | Add |
| 27 | JPM | Jpmorgan Chase & Co | -1.9% | -0.69% | Trim |
| 28 | XLU | St Sr Utl Sl Se Spdr Etf-usd | -2.3% | +17.14% | Add |
| 29 | C | Citigroup Inc | -2.5% | +1.94% | Add |
| 30 | GOOG | Alphabet Inc-cl C | -3% | -3.82% | Trim |
| 31 | XLRE | Ss Real Estate Select Sector | -3.2% | -78.57% | Trim |
| 32 | PANW | Palo Alto Networks Inc | -3.4% | EXIT | Sold out |
| 33 | BAC | Bank Of America CORP | -3.7% | -90.77% | Trim |
| 34 | XLE | Ss Energy Select Sector | -4% | -90.85% | Trim |
| 35 | NVDA | Nvidia CORP | -4.5% | -9.75% | Trim |
| 36 | MSFT | Microsoft CORP | -4.8% | -87.51% | Trim |
| 37 | TSLA | Tesla Inc | -5% | -25.64% | Trim |
| 38 | PH | Parker Hannifin CORP | -5.8% | EXIT | Sold out |
| 39 | AMZN | Amazon.com Inc | -6.2% | -88.13% | Trim |
| 40 | AAPL | Apple Inc | -6.2% | -77.37% | Trim |
Filing History
FAQ
What is Spahn Wealth & Retirement LLC and what type of investor is it?
Spahn Wealth & Retirement LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $155.4M, spread across 38 disclosed positions.
What are Spahn Wealth & Retirement LLC's largest equity positions?
Based on the latest 13F filing, Spahn Wealth & Retirement LLC's top holdings by market value are:
1. Ishr Ibx Usd Invgd Cb Etf-ui (LQD) — $19.8M (12.7%)
2. Alpha Architect 1-3 Mnth Box (BOXX) — $16.7M (10.8%)
3. Fundstr Gran Sh US Lrg Cap (GRNY) — $12.8M (8.2%)
4. Invesco Qqq Trust Series 1 (QQQ) — $10.3M (6.6%)
5. Ishares Russell 2000 ETF (IWM) — $9.5M (6.1%)
What changes did Spahn Wealth & Retirement LLC make in its most recent portfolio filing?
In the latest reported quarter, Spahn Wealth & Retirement LLC made 33 notable position adjustments: 15 new positions were initiated, 6 existing holdings were added to, 10 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Ishr Ibx Usd Invgd Cb Etf-ui (LQD); New buy: Alpha Architect 1-3 Mnth Box (BOXX); New buy: Fundstr Gran Sh US Lrg Cap (GRNY); New buy: Invesco Qqq Trust Series 1 (QQQ); New buy: Ss Health Care Select Sector (XLV)
What sectors does Spahn Wealth & Retirement LLC focus on?
Spahn Wealth & Retirement LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 34.9%
• Information Technology: 19.9%
• Consumer Discretionary: 18.7%
• Communication Services: 14.2%
• Industrials: 11.3%
• Consumer Staples: 1.0%
Investment Profile
Spahn Wealth & Retirement LLC returned an annualized 22.1% over the trailing 18 months — outperforming the S&P 500 by 0.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.12 (more volatile than the market) and a 67% quarterly batting average against the index.
Its portfolio is broadly diversified and fast-trading, with 34.9% of the portfolio concentrated in Financials.
Its turnover score has risen from 54 to 100 over the past 4 quarters — a shift toward more active trading.
It has added to its IWM position over the past two quarters (+$3.7M, now $9.5M), while trimming AMZN over the same stretch (-$6.1M, still holding $703.8K).
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Developer Access
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