SC
Sophrosyne Capital LLC Historical SEC 13F Holdings & Archive (Q3 2015)
Sophrosyne Capital LLCCIK: 0001507758
High-turnover traderConcentrated strategyContrarian
Total reported value
$11.5M
Reporting period: 2015-09-30 · Number of holdings: 8
SOPHROSYNE CAPITAL LLC disclosed 8 holdings in its latest 13F filing for the period ending 2015-09-30, with total reported value of $11.5M and a quarterly turnover rate of 100.0%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 100
- Momentum
- 0
- Sector conviction
- 0
- Diversification
- 16
- Sizing Uniformity
- 80.26
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim CDZI
-70.8% -$664.0K
Add PCYO
0.0% -$144.0K
Add 68375Y109
+207.7% $62.0K
Trim AVAV
0.0% -$36.0K
Trim LMNR
0.0% -$17.0K
Trim DAR
0.0% -$10.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CIEN | Ciena CORP | Stock-Tech | 69.81% | +69.81% | NEW | |
| 2 | PCYO | Pure Cycle CORP | Stock-Other | 25.20% | +2.37% | — | |
| 3 | CDZI | Cadiz Inc | Stock-Other | 1.86% | -4.71% | -70.85% | |
| 4 | AVAV | Aerovironment Inc | Stock-Industrials | 1.04% | -0.13% | — | |
| 5 | ✓ | Opower Inc | Stock-Other | 0.93% | +0.59% | +207.69% | |
| 6 | BCPC | Balchem CORP | Stock-Materials | 0.48% | +0.02% | -18.18% | |
| 7 | LMNR | Limoneira Co | Stock-Other | 0.43% | -0.07% | — | |
| 8 | DAR | Darling Ingredients Inc | Stock-Consumer Staples | 0.26% | -0.04% | — |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Sophrosyne Capital LLC's most significant position changes for 2015-09-30: New buy: Ciena CORP (CIEN); Sold out: Biotelemetry Inc (BEATEUR); Sold out: Iradimed CORP (IRMD); Sold out: Meetme Inc; Sold out: Health Insurance Innovatio-a.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | PCYO | Pure Cycle CORP | +2.4% | — | Unchanged |
| 2 | ✓ | Opower Inc | +0.6% | +207.69% | Add |
| 3 | BCPC | Balchem CORP | 0% | -18.18% | Trim |
| 4 | DAR | Darling Ingredients Inc | 0% | — | Unchanged |
| 5 | LMNR | Limoneira Co | -0.1% | — | Unchanged |
| 6 | AVAV | Aerovironment Inc | -0.1% | — | Unchanged |
| 7 | CDZI | Cadiz Inc | -4.7% | -70.85% | Trim |
| 8 | CIEN | Ciena CORP | — | NEW | New buy |
| 9 | BEATEUR | Biotelemetry Inc | — | EXIT | Sold out |
| 10 | IRMD | Iradimed CORP | — | EXIT | Sold out |
| 11 | ✓ | Meetme Inc | — | EXIT | Sold out |
| 12 | ✓ | Health Insurance Innovatio-a | — | EXIT | Sold out |
| 13 | AXGN | Axogen Inc | — | EXIT | Sold out |
| 14 | ✓ | Envivio Inc | — | EXIT | Sold out |
| 15 | ✓ | Calavo Growers Inc | — | EXIT | Sold out |
| 16 | GMOLQ | General Moly Inc | — | EXIT | Sold out |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Sophrosyne Capital LLC and what type of investor is it?
Sophrosyne Capital LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2015-09-30), the firm manages a tracked equity portfolio valued at approximately $11.5M, spread across 8 disclosed positions.
What are Sophrosyne Capital LLC's largest equity positions?
Based on the latest 13F filing, Sophrosyne Capital LLC's top holdings by market value are:
1. Ciena CORP (CIEN) — $8.1M (69.8%)
2. Pure Cycle CORP (PCYO) — $2.9M (25.2%)
3. Cadiz Inc (CDZI) — $214.0K (1.9%)
4. Aerovironment Inc (AVAV) — $120.0K (1.0%)
5. Opower Inc — $107.0K (0.9%)
What changes did Sophrosyne Capital LLC make in its most recent portfolio filing?
In the latest reported quarter, Sophrosyne Capital LLC made 12 notable position adjustments: 1 new positions were initiated, 1 existing holdings were added to, 2 positions were partially reduced, and 8 were completely exited. The largest of these moves: New buy: Ciena CORP (CIEN); Sold out: Biotelemetry Inc (BEATEUR); Sold out: Iradimed CORP (IRMD); Sold out: Meetme Inc; Sold out: Health Insurance Innovatio-a
What sectors does Sophrosyne Capital LLC focus on?
Sophrosyne Capital LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 97.5%
• Industrials: 1.4%
• Materials: 0.7%
• Consumer Staples: 0.4%
Investment Profile
Sophrosyne Capital LLC's portfolio is concentrated and fast-trading, with 97.5% of the portfolio concentrated in Information Technology.
Its concentration score has risen from 18 to 100 over the past 4 quarters — a shift toward higher-conviction positions.
It has added to its OPOWER INC position over the past two quarters (+$67.0K, now $107.0K), while trimming CDZI over the same stretch (-$2.2M, still holding $214.0K).
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Developer Access
Access Sophrosyne Capital LLC's institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/sophrosyne-capital-llcCLI
npx alphasmo institutions get sophrosyne-capital-llc