CIK: 0002032436
Total reported value
$198.6M
Reporting period: 2026-03-31 · Number of holdings: 130
Smith Thornton Advisors LLC disclosed 130 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $198.6M and a quarterly turnover rate of 8.1%.
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Smith Thornton Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.019 — mathematically equivalent to about 53 equally-sized positions, well below its 130 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.21), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 26% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add XOM
-2.1% $743.6K
Trim META
-5.0% -$622.6K
Trim CGGR
+4.2% -$506.4K
Trim GOOGL
-0.7% -$477.5K
Add MINT
+9.0% $440.0K
Trim BAC
-11.4% -$370.7K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CGDV | Cap Group Dividend Value | ETF-Other | 5.10% | — | +3.25% | |
| 2 | CGGR | Cap Group Growth Equity | ETF-Other | 4.15% | -0.30% | +4.24% | |
| 3 | UITB | Victoryshares Core Intermedi | ETF-Other | 3.41% | +0.11% | +5.15% | |
| 4 | USTB | Victoryshares Short-term Bon | ETF-Other | 3.34% | +0.12% | +5.47% | |
| 5 | CGCP | Cap Group Core Plus Income | ETF-Other | 2.98% | — | +3.29% | |
| 6 | CGCB | Cap Group Core Bond | ETF-Other | 2.95% | — | +0.98% | |
| 7 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 2.75% | +0.14% | +3.33% | |
| 8 | IAU | Ishares Gold Trust | ETF-Commodities | 2.68% | +0.17% | -0.57% | |
| 9 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 2.62% | +0.20% | +8.98% | |
| 10 | CGGO | Cap Group Global Growth | ETF-Other | 2.58% | +0.10% | +8.78% | |
| 11 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 2.57% | — | +0.72% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.56% | -0.18% | -0.93% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.50% | -0.27% | -0.69% | |
| 14 | DGRO | Ishares Core Dividend Growth | ETF-Other | 2.45% | — | -0.84% | |
| 15 | CGMM | Cap Group Small And Mid Cap | ETF-Other | 1.97% | +0.12% | +5.49% | |
| 16 | AAPL | Apple INC | Stock-Tech | 1.78% | -0.14% | +0.41% | |
| 17 | FLTR | Vaneck Ig Floating Rate ETF | ETF-Other | 1.66% | — | -0.14% | |
| 18 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.62% | -0.09% | +2.29% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 1.58% | -0.13% | +21.65% | |
| 20 | SCHA | Schwab US Small-cap ETF | ETF-Other | 1.57% | — | +0.29% | |
| 21 | GL | Globe Life INC | Stock-Financials | 1.50% | — | — | |
| 22 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.46% | -0.33% | -4.98% | |
| 23 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 1.43% | — | -0.08% | |
| 24 | RF | Regions Financial CORP | Stock-Financials | 1.38% | — | — | |
| 25 | XOM | Exxon Mobil CORP | Stock-Energy | 1.36% | +0.37% | -2.08% | |
| 26 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 1.36% | +0.14% | +3.88% | |
| 27 | AIRR | First Trust Rba American Ind | ETF-Other | 1.33% | +0.13% | -0.56% | |
| 28 | WMT | Walmart INC | Stock-Consumer Staples | 1.27% | +0.12% | +0.02% | |
| 29 | T | At&t INC | Stock-Comm Services | 0.93% | +0.14% | +2.14% | |
| 30 | SUB | Ishares Short-term National | ETF-Other | 0.93% | — | -3.03% | |
| 31 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.87% | +0.08% | +2.70% | |
| 32 | CGSD | Cap Group Short Duration | ETF-Other | 0.87% | — | +0.00% | |
| 33 | SO | Southern Co/the | Stock-Utilities | 0.86% | +0.11% | +3.52% | |
| 34 | PRA | Proassurance CORP | Stock-Other | 0.83% | — | -0.31% | |
| 35 | CGMU | Cap Group Municipal Income | ETF-Other | 0.82% | — | — | |
| 36 | CGSM | Cap Group Short Muni Income | ETF-Other | 0.79% | — | — | |
| 37 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.79% | +0.11% | +29.96% | |
| 38 | NVDA | Nvidia CORP | Stock-Tech | 0.76% | — | +1.11% | |
| 39 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.76% | — | +0.60% | |
| 40 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.75% | — | +0.19% | |
| 41 | CGBL | Cap Group Core Balanced | ETF-Other | 0.74% | +0.07% | +14.60% | |
| 42 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.73% | — | -0.46% | |
| 43 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.70% | -0.13% | -5.68% | |
| 44 | BAC | Bank Of America CORP | Stock-Financials | 0.68% | -0.20% | -11.43% | |
| 45 | TSLA | Tesla INC | Stock-Consumer Disc | 0.66% | -0.13% | +1.56% | |
| 46 | IBM | Intl Business Machines CORP | Stock-Tech | 0.63% | -0.07% | +9.53% | |
| 47 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.61% | — | — | |
| 48 | VZ | Verizon Communications INC | Stock-Comm Services | 0.60% | +0.11% | +1.76% | |
| 49 | MUNI | Pimco Intermediate Municipal | ETF-Other | 0.60% | — | +1.11% | |
| 50 | SFBS | Servisfirst Bancshares INC | Stock-Financials | 0.59% | — | — |
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+16.3%
Based on 79% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 130 | $198.6M | 8 | |
| 2025-12-31 | 127 | $196.6M | 7 | |
| 2025-09-30 | 132 | $190.6M | 24 | |
| 2025-06-30 | 132 | $174.0M | 0 | |
| 2025-03-31 | 131 | $160.7M | 0 | |
| 2024-12-31 | 138 | $158.3M | 0 | |
| 2024-09-30 | 136 | $152.2M | 0 | |
| 2024-06-30 | 126 | $135.8M | 0 |
Smith Thornton Advisors LLC's most significant position changes for 2026-03-31: Sold out: Salesforce INC (CRM); Sold out: Draftkings Inc-cl A (DKNG); Sold out: Capital One Financial CORP (COF); New buy: Conocophillips (COP); New buy: Pfizer INC (PFE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | +0.4% | -2.08% | Trim |
| 2 | MINT | Pimco Enhanced Short Maturit | +0.2% | +8.98% | Add |
| 3 | IAU | Ishares Gold Trust | +0.2% | -0.57% | Trim |
| 4 | SPDW | Ste Str Spdr Pt Dw EU ETF | +0.1% | +3.33% | Add |
| 5 | T | At&t INC | +0.1% | +2.14% | Add |
| 6 | EMXC | Ishares Msci Emr Mrk Ex Chna | +0.1% | +3.88% | Add |
| 7 | AIRR | First Trust Rba American Ind | +0.1% | -0.56% | Trim |
| 8 | USTB | Victoryshares Short-term Bon | +0.1% | +5.47% | Add |
| 9 | CGMM | Cap Group Small And Mid Cap | +0.1% | +5.49% | Add |
| 10 | WMT | Walmart INC | +0.1% | +0.02% | Add |
| 11 | UITB | Victoryshares Core Intermedi | +0.1% | +5.15% | Add |
| 12 | VZ | Verizon Communications INC | +0.1% | +1.76% | Add |
| 13 | AMZN | Amazon.com INC | +0.1% | +29.96% | Add |
| 14 | SO | Southern Co/the | +0.1% | +3.52% | Add |
| 15 | LMT | Lockheed Martin CORP | +0.1% | +14.85% | Add |
| 16 | CGGO | Cap Group Global Growth | +0.1% | +8.78% | Add |
| 17 | KO | Coca-cola Co/the | +0.1% | +2.70% | Add |
| 18 | AMAT | Applied Materials INC | +0.1% | +26.50% | Add |
| 19 | CGBL | Cap Group Core Balanced | +0.1% | +14.60% | Add |
| 20 | JNJ | Johnson & Johnson | +0.1% | -0.50% | Trim |
| 21 | CAT | Caterpillar INC | +0.1% | — | Unchanged |
| 22 | DUK | Duke Energy CORP | +0.1% | +3.21% | Add |
| 23 | CVX | Chevron CORP | +0.1% | -0.41% | Trim |
| 24 | NOC | Northrop Grumman CORP | +0.1% | -0.66% | Trim |
| 25 | WFC | Wells Fargo & Co | -0.1% | +1.62% | Add |
| 26 | IBM | Intl Business Machines CORP | -0.1% | +9.53% | Add |
| 27 | LLY | Eli Lilly & Co | -0.1% | +0.11% | Add |
| 28 | QCOM | Qualcomm INC | -0.1% | +2.32% | Add |
| 29 | DIS | Walt Disney Co/the | -0.1% | +2.96% | Add |
| 30 | GPN | Global Payments INC | -0.1% | — | Unchanged |
| 31 | QQQ | Invesco Qqq Trust Series 1 | -0.1% | +2.29% | Add |
| 32 | HUM | Humana INC | -0.1% | — | Unchanged |
| 33 | TSLA | Tesla INC | -0.1% | +1.56% | Add |
| 34 | MSFT | Microsoft CORP | -0.1% | +21.65% | Add |
| 35 | JPM | Jpmorgan Chase & Co | -0.1% | -5.68% | Trim |
| 36 | AAPL | Apple INC | -0.1% | +0.41% | Add |
| 37 | IVV | Ishares Core S&p 500 ETF | -0.2% | -0.93% | Trim |
| 38 | BAC | Bank Of America CORP | -0.2% | -11.43% | Trim |
| 39 | GOOGL | Alphabet Inc-cl A | -0.3% | -0.69% | Trim |
| 40 | CGGR | Cap Group Growth Equity | -0.3% | +4.24% | Add |
| 41 | META | Meta Platforms Inc-class A | -0.3% | -4.98% | Trim |
| 42 | CRM | Salesforce INC | — | EXIT | Sold out |
| 43 | DKNG | Draftkings Inc-cl A | — | EXIT | Sold out |
| 44 | COF | Capital One Financial CORP | — | EXIT | Sold out |
| 45 | COP | Conocophillips | — | NEW | New buy |
| 46 | PFE | Pfizer INC | — | NEW | New buy |
| 47 | INTC | Intel CORP | — | NEW | New buy |
| 48 | D | Dominion Energy INC | — | NEW | New buy |
| 49 | RIO | Rio Tinto Plc-spon Adr | — | NEW | New buy |
| 50 | BHP | Bhp Group Ltd-spon Adr | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-16 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-14 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-29 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-30 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-01 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-31 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-15 | 13F-HR | View on EDGAR |
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