ST
Smith Thornton Advisors LLC 13F Filings & Institutional Holdings (Q2 2026)
Smith Thornton Advisors LLCCIK: 0002032436
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$227.0M
Reporting period: 2026-06-30 · Number of holdings: 140
Smith Thornton Advisors LLC disclosed 140 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $227.0M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 7.78
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 45.37
- Diversification
- 100
- Sizing Uniformity
- 86.83
Smith Thornton Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.019 — mathematically equivalent to about 51 equally-sized positions, well below its 140 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.32), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 34% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out PRA
Trim IAU
+3.5% -$618.6K
Add AAPL
+17.1% $1.6M
Trim XOM
-15.2% -$748.2K
Add CGGO
+13.8% $1.9M
Add CGGR
+9.2% $2.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CGDV | Cap Group Dividend Value | ETF-Other | 5.50% | +0.40% | +6.90% | |
| 2 | CGGR | Cap Group Growth Equity | ETF-Other | 4.57% | +0.42% | +9.18% | |
| 3 | USTB | Victoryshares Short-term Bon | ETF-Other | 3.14% | -0.20% | +7.80% | |
| 4 | UITB | Victoryshares Core Intermedi | ETF-Other | 3.11% | -0.30% | +6.10% | |
| 5 | CGGO | Cap Group Global Growth | ETF-Other | 3.07% | +0.49% | +13.78% | |
| 6 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 2.89% | +0.14% | +10.79% | |
| 7 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 2.77% | +0.19% | +8.90% | |
| 8 | CGCP | Cap Group Core Plus Income | ETF-Other | 2.74% | -0.24% | +6.14% | |
| 9 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.67% | +0.11% | +3.22% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.62% | +0.12% | -2.37% | |
| 11 | DGRO | Ishares Core Dividend Growth | ETF-Other | 2.55% | +0.09% | +7.96% | |
| 12 | CGCB | Cap Group Core Bond | ETF-Other | 2.54% | -0.41% | -0.55% | |
| 13 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 2.49% | -0.13% | +8.54% | |
| 14 | AAPL | Apple Inc | Stock-Tech | 2.28% | +0.50% | +17.10% | |
| 15 | IAU | Ishares Gold Trust | ETF-Commodities | 2.07% | -0.61% | +3.54% | |
| 16 | CGMM | Cap Group Small And Mid Cap | ETF-Other | 2.06% | +0.09% | +9.03% | |
| 17 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.84% | +0.22% | +4.88% | |
| 18 | GL | Globe Life Inc | Stock-Financials | 1.77% | +0.27% | +5.26% | |
| 19 | SCHA | Schwab US Small-cap ETF | ETF-Other | 1.69% | +0.12% | +4.37% | |
| 20 | MSFT | Microsoft CORP | Stock-Tech | 1.65% | +0.07% | +13.21% | |
| 21 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 1.55% | +0.19% | +8.58% | |
| 22 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.53% | +0.07% | +3.88% | |
| 23 | FLTR | Vaneck Ig Floating Rate ETF | ETF-Other | 1.51% | -0.15% | +3.58% | |
| 24 | RF | Regions Financial CORP | Stock-Financials | 1.43% | +0.05% | -0.08% | |
| 25 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 1.38% | -0.05% | +7.06% | |
| 26 | AIRR | First Trust Rba American Ind | ETF-Other | 1.32% | -0.01% | +3.07% | |
| 27 | WMT | Walmart Inc | Stock-Consumer Staples | 1.07% | -0.20% | +4.33% | |
| 28 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.97% | +0.27% | +39.01% | |
| 29 | NVDA | Nvidia CORP | Stock-Tech | 0.97% | +0.21% | +24.23% | |
| 30 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.88% | +0.09% | +7.33% | |
| 31 | XOM | Exxon Mobil CORP | Stock-Energy | 0.86% | -0.50% | -15.16% | |
| 32 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.82% | -0.05% | -3.41% | |
| 33 | CGBL | Cap Group Core Balanced | ETF-Other | 0.80% | +0.06% | +13.52% | |
| 34 | SUB | Ishares Short-term National | ETF-Other | 0.80% | -0.13% | -2.47% | |
| 35 | SO | Southern Co/the | Stock-Utilities | 0.79% | -0.07% | +4.89% | |
| 36 | CGSD | Cap Group Short Duration | ETF-Other | 0.76% | -0.11% | — | |
| 37 | IBM | Intl Business Machines CORP | Stock-Tech | 0.74% | +0.11% | +13.39% | |
| 38 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.74% | -0.02% | -3.52% | |
| 39 | BAC | Bank Of America CORP | Stock-Financials | 0.73% | +0.05% | +0.12% | |
| 40 | CGMU | Cap Group Municipal Income | ETF-Other | 0.73% | -0.09% | — | |
| 41 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.71% | -0.02% | — | |
| 42 | CGSM | Cap Group Short Muni Income | ETF-Other | 0.70% | -0.09% | — | |
| 43 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.69% | -0.06% | +1.96% | |
| 44 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.66% | — | +7.63% | |
| 45 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.62% | +0.20% | +31.96% | |
| 46 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.61% | — | -1.12% | |
| 47 | T | At&t Inc | Stock-Comm Services | 0.59% | -0.34% | -3.22% | |
| 48 | CSCO | Cisco Systems Inc | Stock-Tech | 0.57% | +0.15% | +0.48% | |
| 49 | SFBS | Servisfirst Bancshares Inc | Stock-Financials | 0.57% | -0.02% | -6.19% | |
| 50 | MUNI | Pimco Intermediate Municipal | ETF-Other | 0.53% | -0.07% | +0.18% |
1–50 of 140
Portfolio Performance
Performance for Q3 2026
+1.5%
Performance Last 4 Quarters
+15.6%
- Stdev
- +8.9%
- Beta
- +0.66
- Alpha
- +1.7%
- Max Drawdown
- -4.6%
- Annualized Perf
- +13.6%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +2.77
- Stutzer
- +0.43
- Treynor
- +0.2
- Sterling
- +0.93
- Calmar
- +2.93
- Information Ratio
- -0.79
- Tracking Error
- +5.4%
- Stdev Down
- +4.8%
- Winning Months %
- +70.8%
- Losing Months %
- +29.2%
- Best 12 Months
- +24%
- Worst 12 Months
- +11.7%
- Efficiency Ratio
- +0.53
- Sharpe
- +1.49
- Stdev Sectors
- +7.2%
- Skewness
- -0.4
- Kurtosis
- -0.04
- Upside Potential
- +4.26
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
Smith Thornton Advisors LLC's most significant position changes for 2026-06-30: Sold out: Proassurance CORP (PRA); Sold out: Xylem Inc (XYL); New buy: Kimberly-clark CORP (KMB); New buy: Nucor CORP (NUE); Sold out: Intuitive Surgical Inc (ISRG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +0.5% | +17.10% | Add |
| 2 | CGGO | Cap Group Global Growth | +0.5% | +13.78% | Add |
| 3 | CGGR | Cap Group Growth Equity | +0.4% | +9.18% | Add |
| 4 | CGDV | Cap Group Dividend Value | +0.4% | +6.90% | Add |
| 5 | GL | Globe Life Inc | +0.3% | +5.26% | Add |
| 6 | JPM | Jpmorgan Chase & Co | +0.3% | +39.01% | Add |
| 7 | HUM | Humana Inc | +0.3% | — | Unchanged |
| 8 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | +4.88% | Add |
| 9 | NVDA | Nvidia CORP | +0.2% | +24.23% | Add |
| 10 | LLY | Eli Lilly & Co | +0.2% | +31.96% | Add |
| 11 | IWR | Ishares Russell Mid-cap ETF | +0.2% | +8.90% | Add |
| 12 | EMXC | Ishares Msci Emr Mrk Ex Chna | +0.2% | +8.58% | Add |
| 13 | KMB | Kimberly-clark CORP | +0.2% | NEW | New buy |
| 14 | CSCO | Cisco Systems Inc | +0.2% | +0.48% | Add |
| 15 | NUE | Nucor CORP | +0.2% | NEW | New buy |
| 16 | SPDW | Ste Str Spdr Pt Dw EU ETF | +0.1% | +10.79% | Add |
| 17 | ORCL | Oracle CORP | +0.1% | NEW | New buy |
| 18 | TJX | Tjx Companies Inc | +0.1% | NEW | New buy |
| 19 | GOOGL | Alphabet Inc-cl A | +0.1% | -2.37% | Trim |
| 20 | SCHA | Schwab US Small-cap ETF | +0.1% | +4.37% | Add |
| 21 | CAT | Caterpillar Inc | +0.1% | +20.54% | Add |
| 22 | GEV | GE Vernova Inc | +0.1% | NEW | New buy |
| 23 | CMI | Cummins Inc | +0.1% | NEW | New buy |
| 24 | IVV | Ishares Core S&p 500 ETF | +0.1% | +3.22% | Add |
| 25 | IBM | Intl Business Machines CORP | +0.1% | +13.39% | Add |
| 26 | INTC | Intel CORP | +0.1% | — | Unchanged |
| 27 | AMAT | Applied Materials Inc | +0.1% | — | Unchanged |
| 28 | ETN | Eaton Corporation plc | +0.1% | NEW | New buy |
| 29 | NVO | Novo-nordisk A/s-spons Adr | +0.1% | NEW | New buy |
| 30 | RTX | Rtx CORP | +0.1% | NEW | New buy |
| 31 | BA | Boeing Co/the | +0.1% | NEW | New buy |
| 32 | DGRO | Ishares Core Dividend Growth | +0.1% | +7.96% | Add |
| 33 | CGMM | Cap Group Small And Mid Cap | +0.1% | +9.03% | Add |
| 34 | AMZN | Amazon.com Inc | +0.1% | +7.33% | Add |
| 35 | PM | Philip Morris International | +0.1% | NEW | New buy |
| 36 | ABBV | Abbvie Inc | +0.1% | NEW | New buy |
| 37 | NSC | Norfolk Southern CORP | +0.1% | NEW | New buy |
| 38 | TXN | Texas Instruments Inc | +0.1% | NEW | New buy |
| 39 | IWM | Ishares Russell 2000 ETF | +0.1% | NEW | New buy |
| 40 | JHMM | John Hancock Multi Fact Mid | +0.1% | NEW | New buy |
| 41 | MSFT | Microsoft CORP | +0.1% | +13.21% | Add |
| 42 | META | Meta Platforms Inc-class A | +0.1% | +3.88% | Add |
| 43 | AVGO | Broadcom Inc | +0.1% | +9.05% | Add |
| 44 | CGBL | Cap Group Core Balanced | +0.1% | +13.52% | Add |
| 45 | LRCX | Lam Research CORP | +0.1% | — | Unchanged |
| 46 | RF | Regions Financial CORP | +0.1% | -0.08% | Trim |
| 47 | BAC | Bank Of America CORP | +0.1% | +0.12% | Add |
| 48 | SBUX | Starbucks CORP | 0% | +14.64% | Add |
| 49 | QCOM | Qualcomm Inc | 0% | -9.27% | Trim |
| 50 | XLK | Ss Technology Select Sector | 0% | — | Unchanged |
1–50 of 146
Filing History
FAQ
What is Smith Thornton Advisors LLC and what type of investor is it?
Smith Thornton Advisors LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $227.0M, spread across 140 disclosed positions.
What are Smith Thornton Advisors LLC's largest equity positions?
Based on the latest 13F filing, Smith Thornton Advisors LLC's top holdings by market value are:
1. Cap Group Dividend Value (CGDV) — $12.5M (5.5%)
2. Cap Group Growth Equity (CGGR) — $10.4M (4.6%)
3. Victoryshares Short-term Bon (USTB) — $7.1M (3.1%)
4. Victoryshares Core Intermedi (UITB) — $7.1M (3.1%)
5. Cap Group Global Growth (CGGO) — $7.0M (3.1%)
What changes did Smith Thornton Advisors LLC make in its most recent portfolio filing?
In the latest reported quarter, Smith Thornton Advisors LLC made 107 notable position adjustments: 16 new positions were initiated, 56 existing holdings were added to, 29 positions were partially reduced, and 6 were completely exited. The largest of these moves: Sold out: Proassurance CORP (PRA); Sold out: Xylem Inc (XYL); New buy: Kimberly-clark CORP (KMB); New buy: Nucor CORP (NUE); Sold out: Intuitive Surgical Inc (ISRG)
What sectors does Smith Thornton Advisors LLC focus on?
Smith Thornton Advisors LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 24.4%
• Financials: 19.3%
• Communication Services: 16.3%
• Consumer Staples: 8.6%
• Consumer Discretionary: 8.1%
• Health Care: 7.3%
Investment Profile
Smith Thornton Advisors LLC returned an annualized 13.6% over the trailing 24 months — outperforming the S&P 500 by 1.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.66 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its CGDV position over the past two quarters (+$2.4M, now $12.5M), while trimming UBER over the same stretch (-$238.0K, still holding $441.6K).
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Developer Access
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