CIK: 0001418870
Total reported value
$491.3M
Reporting period: 2016-03-31 · Number of holdings: 317
SMITH HAYES Advisers, Inc disclosed 317 holdings in its latest 13F filing for the period ending 2016-03-31, with total reported value of $491.3M and a quarterly turnover rate of 18.8%.
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SMITH HAYES Advisers, Inc's disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 102 equally-sized positions, well below its 317 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.42), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SPY
+107.3% $4.6M
Add JNJ
+41.1% $2.4M
Trim WFC
-8.1% -$1.8M
Trim 73935A104
-80.8% -$1.8M
Add MET
+212.6% $1.7M
Add T
+50.6% $1.7M
Showing top 200 holdings (of 317 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 3.69% | +0.12% | -0.33% | |
| 2 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 2.82% | +0.11% | — | |
| 3 | V | Visa Inc-class A Shares | Stock-Financials | 2.81% | +0.12% | +9.41% | |
| 4 | CAG | Conagra Brands INC | Stock-Consumer Staples | 2.56% | +0.12% | +2.88% | |
| 5 | AAPL | Apple INC | Stock-Tech | 2.01% | +0.12% | +6.28% | |
| 6 | PEP | Pepsico INC | Stock-Consumer Staples | 1.83% | — | -1.12% | |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.80% | +0.91% | +107.35% | |
| 8 | WFC | Wells Fargo & Co | Stock-Financials | 1.68% | -0.44% | -8.11% | |
| 9 | INTC | Intel CORP | Stock-Tech | 1.51% | — | -0.40% | |
| 10 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.51% | +0.46% | +41.08% | |
| 11 | MSFT | Microsoft CORP | Stock-Tech | 1.39% | — | +0.80% | |
| 12 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.34% | +0.15% | +17.42% | |
| 13 | ✓ | Stock-Other | 1.31% | +0.22% | +9.91% | ||
| 14 | IBM | Intl Business Machines CORP | Stock-Tech | 1.29% | +0.14% | +5.03% | |
| 15 | UNP | Union Pacific CORP | Stock-Industrials | 1.25% | — | +6.70% | |
| 16 | FV | First Trust Dw Focus 5 Fund | ETF-Other | 1.17% | — | +3.03% | |
| 17 | VMI | Valmont Industries | Stock-Industrials | 1.12% | +0.13% | +0.59% | |
| 18 | ABT | Abbott Laboratories | Stock-Healthcare | 1.12% | — | +0.71% | |
| 19 | VZ | Verizon Communications INC | Stock-Comm Services | 1.10% | +0.28% | +19.60% | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.05% | — | +0.37% | |
| 21 | AHQ | American Woodmark CORP | Stock-Other | 1.01% | — | — | |
| 22 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.01% | — | +4.06% | |
| 23 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.01% | — | +4.67% | |
| 24 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.99% | — | +1.64% | |
| 25 | XOM | Exxon Mobil CORP | Stock-Energy | 0.98% | — | +4.22% | |
| 26 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.96% | — | +1.48% | |
| 27 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.94% | — | -0.59% | |
| 28 | BDX | Becton Dickinson And Co | Stock-Healthcare | 0.93% | — | -2.35% | |
| 29 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 0.93% | — | +0.38% | |
| 30 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.93% | — | -1.28% | |
| 31 | BA | Boeing Co/the | Stock-Industrials | 0.90% | -0.27% | -9.34% | |
| 32 | T | At&t INC | Stock-Comm Services | 0.84% | +0.33% | +50.62% | |
| 33 | VLO | Valero Energy CORP | Stock-Energy | 0.77% | +0.14% | +39.14% | |
| 34 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.74% | — | +3.42% | |
| 35 | AWR | American States Water Co | Stock-Utilities | 0.73% | — | -1.90% | |
| 36 | ACIW | Aci Worldwide INC | Stock-Tech | 0.71% | — | +8.40% | |
| 37 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.71% | -0.26% | -26.92% | |
| 38 | ✓ | Stock-Other | 0.71% | — | +0.22% | ||
| 39 | PDP | Invesco Dwa Momentum ETF | ETF-Other | 0.69% | — | +4.66% | |
| 40 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.69% | — | +0.29% | |
| 41 | ADP | Automatic Data Processing | Stock-Tech | 0.66% | — | -0.79% | |
| 42 | CVS | Cvs Health CORP | Stock-Healthcare | 0.64% | — | -2.47% | |
| 43 | ADSK | Autodesk INC | Stock-Tech | 0.63% | — | -0.10% | |
| 44 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.61% | — | -5.06% | |
| 45 | DUK | Du Pont E I De Nemour&Co | Stock-Utilities | 0.59% | — | -0.21% | |
| 46 | CTLEUR | Centurylink INC | Stock-Other | 0.58% | +0.14% | +7.07% | |
| 47 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.56% | — | -2.63% | |
| 48 | CME | Cme Group INC | Stock-Financials | 0.55% | — | -0.66% | |
| 49 | MET | Metlife INC | Stock-Financials | 0.55% | +0.35% | +212.59% | |
| 50 | DHI | Dr Horton INC | Stock-Consumer Disc | 0.54% | — | -8.34% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-03-31 | 317 | $491.3M | 19 | |
| 2015-12-31 | 307 | $474.5M | 17 | |
| 2015-09-30 | 296 | $461.1M | 21 | |
| 2015-06-30 | 320 | $505.7M | 70 | |
| 2015-03-31 | 320 | $503.1M | 14 | |
| 2014-12-31 | 313 | $480.0M | 22 | |
| 2014-09-30 | 292 | $427.5M | 16 | |
| 2014-06-30 | 288 | $426.5M | 13 | |
| 2014-03-31 | 278 | $403.9M | 35 | |
| 2013-12-31 | 254 | $304.3M | 18 | |
| 2013-09-30 | 242 | $262.0M | 18 | |
| 2013-06-30 | 239 | $240.6M | 0 |
SMITH HAYES Advisers, Inc's most significant position changes for 2016-03-31: Sold out: Schwab U.S. Dividend Equity ETF (SCHD); New buy: Capital One Financial CORP (COF); New buy: Waste Management, Inc. (WM); Sold out: ; New buy: Mastercard INC - A (MA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.9% | +107.35% | Add |
| 2 | JNJ | Johnson & Johnson | +0.5% | +41.08% | Add |
| 3 | MET | Metlife INC | +0.4% | +212.59% | Add |
| 4 | T | At&t INC | +0.3% | +50.62% | Add |
| 5 | FITB | Fifth Third Bancorp | +0.3% | +569.53% | Add |
| 6 | VZ | Verizon Communications INC | +0.3% | +19.60% | Add |
| 7 | ✓ | +0.2% | +9.91% | Add | |
| 8 | NKE | Nike INC -cl B | +0.2% | +212.67% | Add |
| 9 | PSX | Phillips 66 | +0.2% | +84.86% | Add |
| 10 | AJG | Arthur J Gallagher & Co | +0.2% | +240.21% | Add |
| 11 | ✓ | Powershares Dwa Tactical Sector | +0.2% | +254.98% | Add |
| 12 | JNJ | Johnson & Johnson | +0.2% | +17.42% | Add |
| 13 | IBM | Intl Business Machines CORP | +0.1% | +5.03% | Add |
| 14 | VLO | Valero Energy CORP | +0.1% | +39.14% | Add |
| 15 | CTLEUR | Centurylink INC | +0.1% | +7.07% | Add |
| 16 | ADBE | Adobe INC | +0.1% | +164.58% | Add |
| 17 | VMI | Valmont Industries | +0.1% | +0.59% | Add |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | -0.33% | Trim |
| 19 | CAG | Conagra Brands INC | +0.1% | +2.88% | Add |
| 20 | V | Visa Inc-class A Shares | +0.1% | +9.41% | Add |
| 21 | AAPL | Apple INC | +0.1% | +6.28% | Add |
| 22 | META | Meta Platforms Inc-class A | +0.1% | +31.03% | Add |
| 23 | BRK-A | Berkshire Hathaway Inc-cl A | +0.1% | — | Unchanged |
| 24 | DGX | Quest Diagnostics INC | -0.1% | -45.62% | Trim |
| 25 | GILD | Gilead Sciences INC | -0.1% | -49.27% | Trim |
| 26 | EW | Edwards Lifesciences CORP | -0.1% | -60.72% | Trim |
| 27 | DISCKUSD | Discovery Inc-c | -0.2% | -38.95% | Trim |
| 28 | EMN | Eastman Chemical Co | -0.2% | -57.96% | Trim |
| 29 | DOC | Healthpeak Properties, Inc. | -0.2% | -34.62% | Trim |
| 30 | EMR | Emerson Electric Co | -0.2% | -52.59% | Trim |
| 31 | PG | Procter & Gamble Co/the | -0.3% | -26.92% | Trim |
| 32 | BA | Boeing Co/the | -0.3% | -9.34% | Trim |
| 33 | USB | US Bancorp | -0.3% | -32.14% | Trim |
| 34 | STLA | Stellantis N.V. | -0.3% | +3.09% | Add |
| 35 | ✓ | -0.4% | -80.80% | Trim | |
| 36 | WFC | Wells Fargo & Co | -0.4% | -8.11% | Trim |
| 37 | SCHD | Schwab U.S. Dividend Equity ETF | — | EXIT | Sold out |
| 38 | COF | Capital One Financial CORP | — | NEW | New buy |
| 39 | WM | Waste Management, Inc. | — | NEW | New buy |
| 40 | ✓ | — | EXIT | Sold out | |
| 41 | MA | Mastercard INC - A | — | NEW | New buy |
| 42 | ✓ | — | EXIT | Sold out | |
| 43 | PKWUSD | Invesco Buyback Achievers Et | — | EXIT | Sold out |
| 44 | UAA | Under Armour Inc-class A | — | EXIT | Sold out |
| 45 | ✓ | Market Vectors ETF Tr | — | EXIT | Sold out |
| 46 | SMHC | VanEck China Semiconductor ETF | — | NEW | New buy |
| 47 | CHKEUR | Chesapeake Energy CORP | — | EXIT | Sold out |
| 48 | PTHUSD | Invesco Dwa Healthcare Momen | — | EXIT | Sold out |
| 49 | FBT | First Trust Nyse Arca Biotec | — | EXIT | Sold out |
| 50 | RACE | Ferrari N.V. | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-12 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-13 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-13 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-09 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-15 | 13F-HR | View on EDGAR |
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