SA
Smith Asset Management Group LP Historical SEC 13F Holdings & Archive (Q2 2021)
Smith Asset Management Group LPCIK: 0001091561
High-turnover trader
Total reported value
$2.0B
Reporting period: 2021-06-30 · Number of holdings: 363
Smith Asset Management Group LP disclosed 363 holdings in its latest 13F filing for the period ending 2021-06-30, with total reported value of $2.0B and a quarterly turnover rate of 96.1%.
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Personality snowflake
- Concentration
- 0
- Portfolio Stability
- 96.08
- Momentum
- 50
- Sector conviction
- 58.72
- Diversification
- 0
- Sizing Uniformity
- —
Smith Asset Management Group LP's disclosed holdings carry a Herfindahl concentration index of 0.022 — mathematically equivalent to about 46 equally-sized positions, well below its 363 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.63), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 56% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out AAPL
Sold out MSFT
Sold out AMZN
Sold out META
Sold out GOOGL
Sold out PH
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 363 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 5.69% | -5.64% | EXIT | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 5.63% | -5.46% | EXIT | |
| 3 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 4.25% | -4.29% | EXIT | |
| 4 | META | Meta Platforms Inc-class A | Stock-Comm Services | 3.40% | -3.20% | EXIT | |
| 5 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.29% | -3.07% | EXIT | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 2.98% | -2.25% | EXIT | |
| 7 | FTNT | Fortinet Inc | Stock-Tech | 2.65% | -2.66% | EXIT | |
| 8 | ADBE | Adobe Inc | Stock-Tech | 2.46% | -2.25% | EXIT | |
| 9 | UPS | United Parcel Service-cl B | Stock-Industrials | 2.43% | -0.92% | EXIT | |
| 10 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.42% | -2.56% | EXIT | |
| 11 | PH | Parker Hannifin CORP | Stock-Industrials | 2.34% | -2.70% | EXIT | |
| 12 | TGT | Target CORP | Stock-Consumer Disc | 2.25% | -1.59% | EXIT | |
| 13 | COF | Capital One Financial CORP | Stock-Financials | 2.25% | -2.08% | EXIT | |
| 14 | PYPL | Paypal Holdings Inc | Stock-Financials | 2.23% | -2.14% | EXIT | |
| 15 | EPAM | Epam Systems Inc | Stock-Tech | 2.01% | -1.88% | EXIT | |
| 16 | SGI | Somnigroup International Inc | Stock-Consumer Disc | 1.91% | -2.02% | EXIT | |
| 17 | DECK | Deckers Outdoor CORP | Stock-Consumer Disc | 1.90% | -1.89% | EXIT | |
| 18 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 1.88% | -2.02% | EXIT | |
| 19 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.88% | — | +258.84% | |
| 20 | ZBRA | Zebra Technologies Corp-cl A | Stock-Tech | 1.86% | -1.99% | EXIT | |
| 21 | CDNS | Cadence Design Sys Inc | Stock-Tech | 1.52% | -1.81% | EXIT | |
| 22 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 1.45% | -1.58% | EXIT | |
| 23 | WST | West Pharmaceutical Services | Stock-Healthcare | 1.40% | -1.27% | EXIT | |
| 24 | NVST | Envista Holdings CORP | Stock-Healthcare | 1.31% | -1.39% | EXIT | |
| 25 | DOV | Dover CORP | Stock-Industrials | 1.30% | -1.36% | EXIT | |
| 26 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.25% | -1.05% | EXIT | |
| 27 | AZO | Autozone Inc | Stock-Consumer Disc | 1.25% | -1.30% | EXIT | |
| 28 | EME | Emcor Group Inc | Stock-Industrials | 1.25% | -1.29% | EXIT | |
| 29 | AMP | Ameriprise Financial Inc | Stock-Financials | 1.25% | -1.32% | EXIT | |
| 30 | KLAC | Kla CORP | Stock-Tech | 1.24% | — | — | |
| 31 | IQV | Iqvia Holdings Inc | Stock-Healthcare | 1.23% | — | — | |
| 32 | ROK | Rockwell Automation Inc | Stock-Industrials | 1.18% | -1.28% | EXIT | |
| 33 | USB | US Bancorp | Stock-Financials | 1.12% | — | +33779.95% | |
| 34 | ARW | Arrow Electronics Inc | Stock-Tech | 1.10% | -1.18% | EXIT | |
| 35 | GNRC | Generac Holdings Inc | Stock-Industrials | 1.08% | -0.93% | EXIT | |
| 36 | ABBV | Abbvie Inc | Stock-Healthcare | 1.04% | -1.09% | EXIT | |
| 37 | ETN | Eaton Corporation plc | Stock-Industrials | 0.86% | -0.87% | EXIT | |
| 38 | PFE | Pfizer Inc | Stock-Healthcare | 0.85% | — | +138593.75% | |
| 39 | ITW | Illinois Tool Works | Stock-Industrials | 0.83% | -0.89% | EXIT | |
| 40 | CFG | Citizens Financial Group | Stock-Financials | 0.78% | -0.81% | EXIT | |
| 41 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.75% | -1.20% | EXIT | |
| 42 | IP | International Paper Co | Stock-Consumer Disc | 0.74% | -0.71% | EXIT | |
| 43 | ACGL | Arch Capital Group Ltd. | Stock-Financials | 0.72% | -0.76% | EXIT | |
| 44 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.66% | -0.66% | EXIT | |
| 45 | HD | Home Depot Inc | Stock-Consumer Disc | 0.65% | -0.68% | EXIT | |
| 46 | ZTS | Zoetis Inc | Stock-Healthcare | 0.65% | — | +2.43% | |
| 47 | EG | Everest Group, Ltd. | Stock-Financials | 0.65% | — | — | |
| 48 | JBL | Jabil Inc | Stock-Tech | 0.63% | -0.61% | EXIT | |
| 49 | CRI | Carter's Inc | Stock-Other | 0.62% | — | — | |
| 50 | XRAY | Dentsply Sirona Inc | Stock-Healthcare | 0.59% | — | +51.43% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q2 | 363 | $2.0B | 96 | ||
| 2021 Q1 | 327 | $1.9B | 47 | ||
| 2020 Q4 | 310 | $1.7B | 33 | ||
| 2020 Q3 | 306 | $1.9B | 33 | ||
| 2020 Q2 | 298 | $1.8B | 40 | ||
| 2020 Q1 | 358 | $1.8B | 44 | ||
| 2019 Q4 | 368 | $2.4B | 40 | ||
| 2019 Q3 | 379 | $2.8B | 37 | ||
| 2019 Q2 | 405 | $3.0B | 50 | ||
| 2019 Q1 | 448 | $3.1B | 45 | ||
| 2018 Q4 | 447 | $2.8B | 43 | ||
| 2018 Q3 | 428 | $3.5B | 39 | ||
| 2018 Q2 | 420 | $3.5B | 43 | ||
| 2018 Q1 | 434 | $3.0B | 38 | ||
| 2017 Q4 | 435 | $3.2B | 30 | ||
| 2017 Q3 | 446 | $3.0B | 34 | ||
| 2017 Q2 | 445 | $3.3B | 56 | ||
| 2017 Q1 | 446 | $3.5B | 42 | ||
| 2016 Q4 | 448 | $3.4B | 40 | ||
| 2016 Q3 | 451 | $3.4B | 39 | ||
| 2016 Q2 | 468 | $3.3B | 53 | ||
| 2016 Q1 | 453 | $3.3B | 39 | ||
| 2015 Q4 | 471 | $3.4B | 54 | ||
| 2015 Q3 | 409 | $2.6B | 38 | ||
| 2015 Q2 | 399 | $3.0B | 52 | ||
| 2015 Q1 | 409 | $3.0B | 43 | ||
| 2014 Q4 | 419 | $2.9B | 41 | ||
| 2014 Q3 | 406 | $2.7B | 28 | ||
| 2014 Q2 | 414 | $2.7B | 56 | ||
| 2014 Q1 | 405 | $2.6B | 43 | ||
| 2013 Q4 | 388 | $2.6B | 44 | ||
| 2013 Q3 | 410 | $2.4B | 37 | ||
| 2013 Q2 | 404 | $2.3B | 0 |
Holding changes this quarter
Smith Asset Management Group LP's most significant position changes for 2021-06-30: Sold out: Apple Inc (AAPL); Sold out: Microsoft CORP (MSFT); Sold out: Amazon.com Inc (AMZN); Sold out: Meta Platforms Inc-class A (META); Sold out: Alphabet Inc-cl A (GOOGL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | — | EXIT | Sold out |
| 2 | MSFT | Microsoft CORP | — | EXIT | Sold out |
| 3 | AMZN | Amazon.com Inc | — | EXIT | Sold out |
| 4 | META | Meta Platforms Inc-class A | — | EXIT | Sold out |
| 5 | GOOGL | Alphabet Inc-cl A | — | EXIT | Sold out |
| 6 | PH | Parker Hannifin CORP | — | EXIT | Sold out |
| 7 | FTNT | Fortinet Inc | — | EXIT | Sold out |
| 8 | JPM | Jpmorgan Chase & Co | — | EXIT | Sold out |
| 9 | HO1 | Hologic Inc | — | EXIT | Sold out |
| 10 | ADBE | Adobe Inc | — | EXIT | Sold out |
| 11 | NVDA | Nvidia CORP | — | EXIT | Sold out |
| 12 | PYPL | Paypal Holdings Inc | — | EXIT | Sold out |
| 13 | COF | Capital One Financial CORP | — | EXIT | Sold out |
| 14 | LOW | Lowe's Cos Inc | — | EXIT | Sold out |
| 15 | SGI | Somnigroup International Inc | — | EXIT | Sold out |
| 16 | ZBRA | Zebra Technologies Corp-cl A | — | EXIT | Sold out |
| 17 | DECK | Deckers Outdoor CORP | — | EXIT | Sold out |
| 18 | EPAM | Epam Systems Inc | — | EXIT | Sold out |
| 19 | CDNS | Cadence Design Sys Inc | — | EXIT | Sold out |
| 20 | PG | Procter & Gamble Co/the | — | EXIT | Sold out |
| 21 | LLY | Eli Lilly & Co | — | EXIT | Sold out |
| 22 | TGT | Target CORP | — | EXIT | Sold out |
| 23 | TMO | Thermo Fisher Scientific Inc | — | EXIT | Sold out |
| 24 | NVST | Envista Holdings CORP | — | EXIT | Sold out |
| 25 | DOV | Dover CORP | — | EXIT | Sold out |
| 26 | AMP | Ameriprise Financial Inc | — | EXIT | Sold out |
| 27 | AZO | Autozone Inc | — | EXIT | Sold out |
| 28 | EME | Emcor Group Inc | — | EXIT | Sold out |
| 29 | ROK | Rockwell Automation Inc | — | EXIT | Sold out |
| 30 | WST | West Pharmaceutical Services | — | EXIT | Sold out |
| 31 | MRK | Merck & Co. Inc. | — | EXIT | Sold out |
| 32 | COHR | Coherent Corp. | — | EXIT | Sold out |
| 33 | ARW | Arrow Electronics Inc | — | EXIT | Sold out |
| 34 | ABT | Abbott Laboratories | — | EXIT | Sold out |
| 35 | WMT | Walmart Inc | — | EXIT | Sold out |
| 36 | ABBV | Abbvie Inc | — | EXIT | Sold out |
| 37 | GOOG | Alphabet Inc-cl C | — | EXIT | Sold out |
| 38 | GNRC | Generac Holdings Inc | — | EXIT | Sold out |
| 39 | UPS | United Parcel Service-cl B | — | EXIT | Sold out |
| 40 | ITW | Illinois Tool Works | — | EXIT | Sold out |
| 41 | ETN | Eaton Corporation plc | — | EXIT | Sold out |
| 42 | CFG | Citizens Financial Group | — | EXIT | Sold out |
| 43 | ACGL | Arch Capital Group Ltd. | — | EXIT | Sold out |
| 44 | IP | International Paper Co | — | EXIT | Sold out |
| 45 | HD | Home Depot Inc | — | EXIT | Sold out |
| 46 | UNH | Unitedhealth Group Inc | — | EXIT | Sold out |
| 47 | EBAY | Ebay Inc | — | EXIT | Sold out |
| 48 | Z | Zillow Group Inc - C | — | EXIT | Sold out |
| 49 | JBL | Jabil Inc | — | EXIT | Sold out |
| 50 | TROW | T Rowe Price Group Inc | — | EXIT | Sold out |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Smith Asset Management Group LP and what type of investor is it?
Smith Asset Management Group LP is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-06-30), the firm manages a tracked equity portfolio valued at approximately $2.0B, spread across 363 disclosed positions.
What are Smith Asset Management Group LP's largest equity positions?
Based on the latest 13F filing, Smith Asset Management Group LP's top holdings by market value are:
1. Apple Inc (AAPL) — $116.1M (5.7%)
2. Microsoft CORP (MSFT) — $114.8M (5.6%)
3. Amazon.com Inc (AMZN) — $86.8M (4.3%)
4. Meta Platforms Inc-class A (META) — $69.3M (3.4%)
5. Alphabet Inc-cl A (GOOGL) — $67.2M (3.3%)
What changes did Smith Asset Management Group LP make in its most recent portfolio filing?
In the latest quarter, Smith Asset Management Group LP took a more defensive posture — trimming 0 positions and completely exiting 50 holdings. The largest of these moves: Sold out: Apple Inc (AAPL); Sold out: Microsoft CORP (MSFT); Sold out: Amazon.com Inc (AMZN); Sold out: Meta Platforms Inc-class A (META); Sold out: Alphabet Inc-cl A (GOOGL)
What sectors does Smith Asset Management Group LP focus on?
Smith Asset Management Group LP is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.4%
• Consumer Discretionary: 19.2%
• Communication Services: 15.2%
• Financials: 13.6%
• Health Care: 9.3%
• Industrials: 4.4%
Investment Profile
Smith Asset Management Group LP's portfolio is broadly diversified and fast-trading, with 32.4% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 40 to 96 over the past 4 quarters — a shift toward more active trading.
It has added to its UPS position over the past two quarters (+$46.4M, now $49.5M), while trimming LLY over the same stretch (-$39.9M, still holding $17.0K).
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Developer Access
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