SA
Smith Asset Management Co., LLC 13F Disclosure (Q2 2026) — Portfolio & Holdings
Smith Asset Management Co., LLCCIK: 0002068217
Diversified strategySector-focusedQuality / disciplined sizing
Total reported value
$127.1M
Reporting period: 2026-06-30 · Number of holdings: 70
Smith Asset Management Co., LLC disclosed 70 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $127.1M and a quarterly turnover rate of 0.0%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "S"
Personality snowflake
- Concentration
- 10.92
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 94.86
- Diversification
- 100
- Sizing Uniformity
- 90.38
Smith Asset Management Co., LLC's disclosed holdings carry a Herfindahl concentration index of 0.027 — mathematically equivalent to about 37 equally-sized positions, well below its 70 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.96), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd VGT
+835.5% $2.1M
Sold out VB
Add VIS
+25.9% $1.1M
New buy GRID
Add QQQ
+47.6% $948.8K
Add MSFT
+87.6% $890.3K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 6.27% | -0.12% | +2.43% | |
| 2 | JPC | Nuveen Prefered & Income Opp | Stock-Other | 5.52% | -0.38% | -2.25% | |
| 3 | ARCC | Ares Capital CORP | Stock-Financials | 5.10% | -0.22% | +1.59% | |
| 4 | VGT | Vanguard Info Tech ETF | ETF-Tech | 4.30% | +1.38% | +835.49% | |
| 5 | CSQ | Calamos Strat Ttl Rtrn Fnd | Stock-Other | 3.67% | +0.29% | -1.41% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.53% | +0.19% | +0.55% | |
| 7 | DNP | Dnp Select Income Fund Inc | Stock-Financials | 3.36% | -0.19% | -1.44% | |
| 8 | XAWFX | Alliancebernstein Gl Hi Inc | Stock-Other | 3.13% | -0.31% | -1.91% | |
| 9 | AAPL | Apple Inc | Stock-Tech | 3.03% | +0.27% | +4.96% | |
| 10 | RFI | Cohen & Steers Tot Ret Rlty | Stock-Other | 2.97% | -0.28% | -1.76% | |
| 11 | VIS | Vanguard Industrials ETF | ETF-Other | 2.82% | +0.70% | +25.92% | |
| 12 | FFA | First Trust Enhan Eqty Inc | Stock-Other | 2.63% | -0.05% | -2.26% | |
| 13 | UTG | Reaves Utility Income Fund | Stock-Other | 2.37% | -0.17% | -1.99% | |
| 14 | MCI | Barings Corporate Investors | Stock-Other | 2.34% | -0.22% | -1.95% | |
| 15 | PCN | Pimco Corporate & Income Str | Stock-Other | 2.28% | -0.22% | -0.84% | |
| 16 | NLY | Annaly Capital Management In | Stock-Real Estate | 2.21% | -0.08% | -0.21% | |
| 17 | BTZ | Blackrock Credit Allocation | Stock-Other | 2.20% | -0.19% | -1.07% | |
| 18 | XBGYX | Blackrock Enh Intl Dvd Tr | Stock-Other | 2.16% | -0.08% | -0.71% | |
| 19 | PDI | Pimco Dynamic Income Fund | Stock-Financials | 2.11% | -0.28% | -1.03% | |
| 20 | PSF | Cohen & Steers Select Prefer | Stock-Other | 2.05% | -0.12% | -0.70% | |
| 21 | UTF | Cohen & Steers Infrastructur | Stock-Other | 2.04% | -0.07% | -1.07% | |
| 22 | HQH | Abrdn Healthcare Investors | Stock-Other | 1.95% | +0.19% | -2.20% | |
| 23 | FLC | Flaherty & Crumrine Ttl Rtrn | Stock-Other | 1.65% | -0.15% | -1.68% | |
| 24 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.59% | +0.67% | +47.61% | |
| 25 | PTY | Pimco Corporate & Income Opp | Stock-Other | 1.59% | -0.12% | +1.39% | |
| 26 | DFP | Flaherty & Crumrine Dyn Pref | Stock-Other | 1.52% | -0.12% | -1.39% | |
| 27 | MSFT | Microsoft CORP | Stock-Tech | 1.49% | +0.63% | +87.63% | |
| 28 | DSU | Blackrock Debt Strategies | Stock-Other | 1.48% | -0.16% | -2.71% | |
| 29 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.33% | +0.17% | +9.29% | |
| 30 | GOF | Guggenheim Strategic Opport | Stock-Other | 1.20% | -0.11% | +0.74% | |
| 31 | BUI | Blckrck Util Infra & Pwr Opp | Stock-Other | 1.20% | -0.01% | -1.53% | |
| 32 | ASGI | Abrdn Global Infrastructure | Stock-Other | 1.03% | -0.10% | -3.69% | |
| 33 | XSORX | Source Capital Inc | Stock-Other | 1.01% | -0.11% | -0.58% | |
| 34 | XFFCX | Flaherty & Crumrine Pref Inc | Stock-Other | 0.96% | -0.06% | -2.52% | |
| 35 | GDO | Western Ast Glb CORP Opprnty | Stock-Other | 0.94% | -0.10% | -1.31% | |
| 36 | MPV | Barings Participation Invest | Stock-Other | 0.90% | -0.11% | -0.88% | |
| 37 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.90% | +0.12% | +10.17% | |
| 38 | NVG | Nuveen Amt-fr Muni Crdt | Stock-Other | 0.87% | -0.06% | -1.00% | |
| 39 | VTV | Vanguard Value ETF | ETF-Other | 0.87% | +0.01% | -0.39% | |
| 40 | XRNPX | Cohen & Steers Reit And Pref | Stock-Other | 0.72% | -0.05% | +0.38% | |
| 41 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 0.70% | +0.70% | NEW | |
| 42 | STK | Columbia Slgmn Prem Tech Gr | Stock-Other | 0.67% | +0.15% | -2.29% | |
| 43 | PFD | Flaherty & Crumrin Pre&inc F | Stock-Other | 0.66% | -0.05% | -1.89% | |
| 44 | OHI | Omega Healthcare Investors | Stock-Real Estate | 0.59% | -0.03% | -5.05% | |
| 45 | SPH | Suburban Propane Partners LP | Stock-Other | 0.56% | -0.15% | -1.34% | |
| 46 | XBMEX | Blackrock Health Sciences | Stock-Other | 0.55% | — | -2.12% | |
| 47 | BLW | Blackrock LTD Durat Inc Tr | Stock-Other | 0.52% | -0.07% | -3.11% | |
| 48 | OUT | Outfront Media Inc | Stock-Other | 0.50% | +0.50% | NEW | |
| 49 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.48% | +0.09% | +7.34% | |
| 50 | HYT | Blackrock CORP Hi Yld | Stock-Other | 0.47% | -0.05% | -0.47% |
1–50 of 70
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q3 2026
+1.6%
Performance Last 4 Quarters
+7.6%
- Stdev
- +8.9%
- Beta
- +0.58
- Alpha
- -2.2%
- Max Drawdown
- -5.7%
- Annualized Perf
- +8.8%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +1.71
- Stutzer
- +0.29
- Treynor
- +0.15
- Sterling
- +0.56
- Calmar
- +1.56
- Information Ratio
- -1.41
- Tracking Error
- +7.2%
- Stdev Down
- +5.2%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +14.6%
- Worst 12 Months
- +4.5%
- Efficiency Ratio
- +0.39
- Sharpe
- +0.99
- Stdev Sectors
- +15.5%
- Skewness
- -0.16
- Kurtosis
- +1.6
- Upside Potential
- +3.06
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Smith Asset Management Co., LLC's most significant position changes for 2026-06-30: New buy: First Trst Nasd Cl Edg Sgiif (GRID); Sold out: Vanguard Small-cap ETF (VB); New buy: Outfront Media Inc (OUT); Sold out: Vanguard Energy ETF (VDE); Sold out: Ss Health Care Select Sector (XLV).
1–50 of 75
Filing History
FAQ
What is Smith Asset Management Co., LLC and what type of investor is it?
Smith Asset Management Co., LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $127.1M, spread across 70 disclosed positions.
What are Smith Asset Management Co., LLC's largest equity positions?
Based on the latest 13F filing, Smith Asset Management Co., LLC's top holdings by market value are:
1. Berkshire Hathaway Inc-cl B (BRK-B) — $8.0M (6.3%)
2. Nuveen Prefered & Income Opp (JPC) — $7.0M (5.5%)
3. Ares Capital CORP (ARCC) — $6.5M (5.1%)
4. Vanguard Info Tech ETF (VGT) — $5.5M (4.3%)
5. Calamos Strat Ttl Rtrn Fnd (CSQ) — $4.7M (3.7%)
What changes did Smith Asset Management Co., LLC make in its most recent portfolio filing?
In the latest reported quarter, Smith Asset Management Co., LLC made 70 notable position adjustments: 4 new positions were initiated, 14 existing holdings were added to, 47 positions were partially reduced, and 5 were completely exited. The largest of these moves: New buy: First Trst Nasd Cl Edg Sgiif (GRID); Sold out: Vanguard Small-cap ETF (VB); New buy: Outfront Media Inc (OUT); Sold out: Vanguard Energy ETF (VDE); Sold out: Ss Health Care Select Sector (XLV)
What sectors does Smith Asset Management Co., LLC focus on?
Smith Asset Management Co., LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 48.8%
• Information Technology: 20.8%
• Real Estate: 17.2%
• Consumer Discretionary: 6.1%
• Consumer Staples: 2.8%
• Communication Services: 2.2%
Investment Profile
Smith Asset Management Co., LLC returned an annualized 8.8% over the trailing 18 months — underperforming the S&P 500 by 2.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.58 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 48.8% of the portfolio concentrated in Financials.
Its turnover score has fallen from 15 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its MSFT position over the past two quarters (+$1.5M, now $1.9M), while trimming XAWFX over the same stretch (-$316.7K, still holding $4.0M).
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Developer Access
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