SG
Slocum, Gordon & Co LLP Holdings Report (Q3 2026) — 13F Stock Portfolio
Slocum, Gordon & Co LLPCIK: 0001993325
Diversified strategyContrarianQuality / disciplined sizing
Total reported value
$143.3M
Reporting period: 2026-09-30 · Number of holdings: 66
Slocum, Gordon & Co LLP disclosed 66 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $143.3M and a quarterly turnover rate of 29.7%.
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Personality snowflake
- Concentration
- 15.33
- Portfolio Stability
- 29.66
- Momentum
- 0
- Sector conviction
- 53.97
- Diversification
- 100
- Sizing Uniformity
- 87.54
Slocum, Gordon & Co LLP's disclosed holdings carry a Herfindahl concentration index of 0.038 — mathematically equivalent to about 26 equally-sized positions, well below its 66 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.25), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 30233Q108
Sold out XOM
Sold out MCD
Add MRK
-1.6% $1.3M
New buy ZTS
Trim SBUX
-46.4% -$1.9M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MRK | Merck & Co. Inc. | Stock-Healthcare | 9.30% | +1.35% | -1.60% | |
| 2 | JNJ | Johnson & Johnson | Stock-Healthcare | 7.44% | +0.27% | -5.21% | |
| 3 | ✓ | Stock-Other | 7.31% | +7.31% | NEW | ||
| 4 | NEE | Nextera Energy Inc | Stock-Utilities | 5.24% | -0.67% | -2.27% | |
| 5 | AEP | American Electric Power | Stock-Utilities | 5.11% | -0.69% | -3.30% | |
| 6 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 4.69% | +0.03% | -3.20% | |
| 7 | ABBV | Abbvie Inc | Stock-Healthcare | 3.67% | +0.30% | -0.43% | |
| 8 | VZ | Verizon Communications Inc | Stock-Comm Services | 3.61% | +0.35% | -2.69% | |
| 9 | FE | Firstenergy CORP | Stock-Utilities | 3.28% | -0.11% | +1.17% | |
| 10 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.56% | +0.14% | -0.31% | |
| 11 | TIP | Ishares Tips Bond ETF | ETF-Other | 2.52% | -0.56% | -17.86% | |
| 12 | UL | Unilever Plc-sponsored Adr | Stock-Consumer Staples | 2.46% | +0.14% | -0.33% | |
| 13 | EWA | Ishares Msci Australia ETF | ETF-Other | 2.30% | +0.12% | -0.26% | |
| 14 | DUK | Duke Energy CORP | Stock-Utilities | 2.25% | -0.09% | +1.83% | |
| 15 | EWJ | Ishares Msci Japan ETF | ETF-Other | 2.12% | +0.19% | +0.21% | |
| 16 | COP | Conocophillips | Stock-Energy | 2.11% | +0.45% | +0.27% | |
| 17 | GE | General Electric | Stock-Industrials | 1.89% | -0.40% | -5.83% | |
| 18 | PFE | Pfizer Inc | Stock-Healthcare | 1.75% | +0.33% | -0.55% | |
| 19 | WMB | Williams Cos Inc | Stock-Energy | 1.64% | -0.09% | -1.40% | |
| 20 | T | At&t Inc | Stock-Comm Services | 1.59% | +0.29% | -1.06% | |
| 21 | GEV | GE Vernova Inc | Stock-Industrials | 1.51% | -0.28% | -0.79% | |
| 22 | AAPL | Apple Inc | Stock-Tech | 1.38% | +0.08% | -11.87% | |
| 23 | SBUX | Starbucks CORP | Stock-Consumer Disc | 1.31% | -1.22% | -46.39% | |
| 24 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 1.30% | +0.10% | -0.25% | |
| 25 | ZTS | Zoetis Inc | Stock-Healthcare | 1.29% | +1.29% | NEW | |
| 26 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.27% | +0.06% | +0.42% | |
| 27 | OXY | Occidental Petroleum CORP | Stock-Energy | 1.25% | +0.21% | — | |
| 28 | BDX | Becton Dickinson And Co | Stock-Healthcare | 1.16% | +0.22% | -0.38% | |
| 29 | IBM | Intl Business Machines CORP | Stock-Tech | 1.11% | -0.29% | -3.99% | |
| 30 | WY | Weyerhaeuser Co | Stock-Real Estate | 1.06% | -0.05% | +13.61% | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 1.05% | +0.23% | -12.02% | |
| 32 | D | Dominion Energy Inc | Stock-Utilities | 0.98% | +0.52% | +127.97% | |
| 33 | IRT | Independence Realty Trust In | Stock-Real Estate | 0.90% | -0.09% | -0.38% | |
| 34 | GLD | Spdr Gold Shares | ETF-Commodities | 0.89% | +0.13% | +8.85% | |
| 35 | UNP | Union Pacific CORP | Stock-Industrials | 0.88% | +0.04% | — | |
| 36 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 0.88% | — | +1.36% | |
| 37 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.82% | -0.02% | -1.17% | |
| 38 | WMT | Walmart Inc | Stock-Consumer Staples | 0.75% | -0.08% | -7.04% | |
| 39 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.62% | +0.02% | +0.41% | |
| 40 | CAT | Caterpillar Inc | Stock-Industrials | 0.57% | -0.49% | -33.27% | |
| 41 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.45% | — | -10.47% | |
| 42 | MMM | 3m Co | Stock-Industrials | 0.42% | +0.03% | — | |
| 43 | MRNA | Moderna Inc | Stock-Healthcare | 0.40% | +0.26% | — | |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.38% | -0.01% | -8.43% | |
| 45 | CVX | Chevron CORP | Stock-Energy | 0.35% | +0.08% | — | |
| 46 | HD | Home Depot Inc | Stock-Consumer Disc | 0.31% | -0.06% | -0.95% | |
| 47 | TRV | Travelers Cos Inc/the | Stock-Financials | 0.28% | +0.02% | -3.83% | |
| 48 | ABT | Abbott Laboratories | Stock-Healthcare | 0.26% | +0.03% | — | |
| 49 | RVTY | Revvity Inc | Stock-Healthcare | 0.25% | +0.08% | — | |
| 50 | ✓ | Stock-Other | 0.24% | +0.03% | +14.10% |
1–50 of 66
Portfolio Performance
Performance for Q4 2026
+2.3%
Performance Last 4 Quarters
+20%
- Stdev
- +10.9%
- Beta
- +0.28
- Alpha
- +10.2%
- Max Drawdown
- -6.2%
- Annualized Perf
- +17.1%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +3.02
- Stutzer
- +0.44
- Treynor
- +0.58
- Sterling
- +1.19
- Calmar
- +2.75
- Information Ratio
- -0.43
- Tracking Error
- +13.5%
- Stdev Down
- +5.5%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +28.1%
- Worst 12 Months
- +2.3%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.52
- Stdev Sectors
- +9%
- Skewness
- -0.24
- Kurtosis
- -0.42
- Upside Potential
- +4.6
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 66 | $143.3M | 30 | ||
| 2026 Q2 | 70 | $150.5M | 21 | ||
| 2026 Q1 | 64 | $147.0M | 23 | ||
| 2025 Q4 | 60 | $138.1M | 26 | ||
| 2025 Q3 | 56 | $125.4M | 31 | ||
| 2025 Q2 | 125 | $124.1M | 0 | ||
| 2025 Q1 | 135 | $134.2M | 0 | ||
| 2024 Q4 | 137 | $121.6M | 0 | ||
| 2024 Q3 | 135 | $248.6M | 0 | ||
| 2024 Q2 | 148 | $134.4M | 0 | ||
| 2024 Q1 | 131 | $134.7M | 0 | ||
| 2023 Q4 | 134 | $114.0M | 0 | ||
| 2023 Q3 | 146 | $114.8M | 0 | ||
| 2023 Q2 | 123 | $137.8M | — | ||
| 2023 Q1 | 144 | $120.6M | — | ||
| 2022 Q4 | 142 | $155.1M | — |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Slocum, Gordon & Co LLP's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Mcdonald's CORP (MCD); New buy: Zoetis Inc (ZTS); Sold out: Sandisk CORP (SNDK).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +7.3% | NEW | New buy | |
| 2 | MRK | Merck & Co. Inc. | +1.4% | -1.60% | Trim |
| 3 | ZTS | Zoetis Inc | +1.3% | NEW | New buy |
| 4 | D | Dominion Energy Inc | +0.5% | +127.97% | Add |
| 5 | COP | Conocophillips | +0.5% | +0.27% | Add |
| 6 | VZ | Verizon Communications Inc | +0.4% | -2.69% | Trim |
| 7 | PFE | Pfizer Inc | +0.3% | -0.55% | Trim |
| 8 | ABBV | Abbvie Inc | +0.3% | -0.43% | Trim |
| 9 | T | At&t Inc | +0.3% | -1.06% | Trim |
| 10 | JNJ | Johnson & Johnson | +0.3% | -5.21% | Trim |
| 11 | MRNA | Moderna Inc | +0.3% | — | Unchanged |
| 12 | MSFT | Microsoft CORP | +0.2% | -12.02% | Trim |
| 13 | BDX | Becton Dickinson And Co | +0.2% | -0.38% | Trim |
| 14 | OXY | Occidental Petroleum CORP | +0.2% | — | Unchanged |
| 15 | EWJ | Ishares Msci Japan ETF | +0.2% | +0.21% | Add |
| 16 | TMO | Thermo Fisher Scientific Inc | +0.2% | NEW | New buy |
| 17 | JPM | Jpmorgan Chase & Co | +0.1% | -0.31% | Trim |
| 18 | UL | Unilever Plc-sponsored Adr | +0.1% | -0.33% | Trim |
| 19 | GLD | Spdr Gold Shares | +0.1% | +8.85% | Add |
| 20 | EWA | Ishares Msci Australia ETF | +0.1% | -0.26% | Trim |
| 21 | VYMI | Vanguard Int High Dvd Yld In | +0.1% | -0.25% | Trim |
| 22 | RVTY | Revvity Inc | +0.1% | — | Unchanged |
| 23 | CVX | Chevron CORP | +0.1% | — | Unchanged |
| 24 | AAPL | Apple Inc | +0.1% | -11.87% | Trim |
| 25 | LMT | Lockheed Martin CORP | +0.1% | +0.42% | Add |
| 26 | UNP | Union Pacific CORP | 0% | — | Unchanged |
| 27 | PG | Procter & Gamble Co/the | 0% | -3.20% | Trim |
| 28 | AMGN | Amgen Inc | 0% | — | Unchanged |
| 29 | ABT | Abbott Laboratories | 0% | — | Unchanged |
| 30 | ✓ | 0% | +14.10% | Add | |
| 31 | MMM | 3m Co | 0% | — | Unchanged |
| 32 | COST | Costco Wholesale CORP | 0% | +0.41% | Add |
| 33 | BMY | Bristol-myers Squibb Co | 0% | — | Unchanged |
| 34 | TRV | Travelers Cos Inc/the | 0% | -3.83% | Trim |
| 35 | KO | Coca-cola Co/the | 0% | — | Unchanged |
| 36 | PM | Philip Morris International | 0% | -1.86% | Trim |
| 37 | IVV | Ishares Core S&p 500 ETF | 0% | — | Unchanged |
| 38 | GOOGL | Alphabet Inc-cl A | 0% | +0.22% | Add |
| 39 | HEFT | Hedgeye Fourth Turning ETF | 0% | -0.30% | Trim |
| 40 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | — | +1.36% | Add |
| 41 | AMZN | Amazon.com Inc | — | -10.47% | Trim |
| 42 | CL | Colgate-palmolive Co | — | — | Unchanged |
| 43 | EPD | Enterprise Products Partners | — | — | Unchanged |
| 44 | ECL | Ecolab Inc | — | — | Unchanged |
| 45 | LECO | Lincoln Electric Holdings | — | — | Unchanged |
| 46 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | -8.43% | Trim |
| 47 | MOG-A | Moog Inc-class A | 0% | — | Unchanged |
| 48 | AXP | American Express Co | 0% | — | Unchanged |
| 49 | BBT | Beacon Financial CORP | 0% | — | Unchanged |
| 50 | KMI | Kinder Morgan, Inc. | 0% | -1.17% | Trim |
1–50 of 73
Filing History
FAQ
What is Slocum, Gordon & Co LLP and what type of investor is it?
Slocum, Gordon & Co LLP is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $143.3M, spread across 66 disclosed positions.
What are Slocum, Gordon & Co LLP's largest equity positions?
Based on the latest 13F filing, Slocum, Gordon & Co LLP's top holdings by market value are:
1. Merck & Co. Inc. (MRK) — $13.3M (9.3%)
2. Johnson & Johnson (JNJ) — $10.7M (7.4%)
3. — $10.5M (7.3%)
4. Nextera Energy Inc (NEE) — $7.5M (5.2%)
5. American Electric Power (AEP) — $7.3M (5.1%)
What changes did Slocum, Gordon & Co LLP make in its most recent portfolio filing?
In the latest reported quarter, Slocum, Gordon & Co LLP made 54 notable position adjustments: 3 new positions were initiated, 12 existing holdings were added to, 32 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Mcdonald's CORP (MCD); New buy: Zoetis Inc (ZTS); Sold out: Sandisk CORP (SNDK)
What sectors does Slocum, Gordon & Co LLP focus on?
Slocum, Gordon & Co LLP is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 32.0%
• Utilities: 20.7%
• Consumer Staples: 11.2%
• Industrials: 8.3%
• Energy: 7.8%
• Communication Services: 6.7%
Investment Profile
Slocum, Gordon & Co LLP returned an annualized 17.1% over the trailing 36 months — outperforming the S&P 500 by 10.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.28 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 32.0% of the portfolio concentrated in Health Care.
It has added to its MRK position over the past two quarters (+$2.0M, now $13.3M), while trimming NEE over the same stretch (-$2.4M, still holding $7.5M).
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