CIK: 0001993325
Total reported value
$147.0M
Reporting period: 2026-03-31 · Number of holdings: 64
Slocum, Gordon & Co LLP disclosed 64 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $147.0M and a quarterly turnover rate of 23.1%.
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Slocum, Gordon & Co LLP's disclosed holdings carry a Herfindahl concentration index of 0.040 — mathematically equivalent to about 25 equally-sized positions, well below its 64 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.25), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Add XOM
-1.4% $3.3M
Add MCD
+43.1% $1.5M
Add SBUX
+100.5% $1.2M
Add JNJ
-0.7% $1.6M
Add COP
+1.0% $1.0M
Trim UL
-0.8% -$583.3K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | Stock-Energy | 8.05% | +1.88% | -1.43% | |
| 2 | MRK | Merck & Co. INC. | Stock-Healthcare | 7.73% | +0.43% | -1.41% | |
| 3 | JNJ | Johnson & Johnson | Stock-Healthcare | 7.17% | +0.66% | -0.70% | |
| 4 | NEE | Nextera Energy INC | Stock-Utilities | 6.73% | +0.48% | -0.79% | |
| 5 | AEP | American Electric Power | Stock-Utilities | 5.90% | +0.34% | -0.76% | |
| 6 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 4.84% | -0.36% | -1.83% | |
| 7 | VZ | Verizon Communications INC | Stock-Comm Services | 4.11% | +0.51% | -1.43% | |
| 8 | TIP | Ishares Tips Bond ETF | ETF-Other | 3.27% | — | +0.17% | |
| 9 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 3.23% | +0.87% | +43.05% | |
| 10 | ABBV | Abbvie INC | Stock-Healthcare | 3.03% | -0.45% | -2.64% | |
| 11 | DUK | Duke Energy CORP | Stock-Utilities | 2.66% | +0.10% | -0.96% | |
| 12 | UL | Unilever Plc-sponsored Adr | Stock-Consumer Staples | 2.52% | -0.58% | -0.84% | |
| 13 | COP | Conocophillips | Stock-Energy | 2.40% | +0.61% | +0.97% | |
| 14 | EWA | Ishares Msci Australia ETF | ETF-Other | 2.39% | -0.02% | -0.35% | |
| 15 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.23% | -0.45% | -2.79% | |
| 16 | T | At&t INC | Stock-Comm Services | 2.14% | +0.19% | +0.05% | |
| 17 | WMB | Williams Cos INC | Stock-Energy | 1.93% | +0.23% | — | |
| 18 | EWJ | Ishares Msci Japan ETF | ETF-Other | 1.87% | -0.04% | +0.08% | |
| 19 | GE | General Electric | Stock-Industrials | 1.78% | -0.29% | -0.94% | |
| 20 | PFE | Pfizer INC | Stock-Healthcare | 1.74% | +0.09% | -0.55% | |
| 21 | SBUX | Starbucks CORP | Stock-Consumer Disc | 1.59% | +0.80% | +100.47% | |
| 22 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.49% | +0.22% | +0.11% | |
| 23 | OXY | Occidental Petroleum CORP | Stock-Energy | 1.43% | +0.44% | -3.14% | |
| 24 | GEV | GE Vernova INC | Stock-Industrials | 1.36% | +0.27% | — | |
| 25 | WY | Weyerhaeuser Co | Stock-Real Estate | 1.31% | — | -1.96% | |
| 26 | IBM | Intl Business Machines CORP | Stock-Tech | 1.24% | -0.37% | — | |
| 27 | AAPL | Apple INC | Stock-Tech | 1.16% | -0.21% | -3.17% | |
| 28 | BDX | Becton Dickinson And Co | Stock-Healthcare | 1.07% | -0.33% | +0.55% | |
| 29 | IRT | Independence Realty Trust In | Stock-Real Estate | 0.98% | -0.27% | -2.34% | |
| 30 | KMI | Kinder Morgan INC | Stock-Energy | 0.96% | +0.12% | — | |
| 31 | WMT | Walmart INC | Stock-Consumer Staples | 0.91% | +0.03% | -0.51% | |
| 32 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 0.90% | — | +1.29% | |
| 33 | MSFT | Microsoft CORP | Stock-Tech | 0.81% | -0.36% | -3.47% | |
| 34 | UNP | Union Pacific CORP | Stock-Industrials | 0.77% | — | — | |
| 35 | EMN | Eastman Chemical Co | Stock-Materials | 0.73% | +0.73% | NEW | |
| 36 | CAT | Caterpillar INC | Stock-Industrials | 0.72% | -0.32% | -40.00% | |
| 37 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.70% | +0.05% | +0.29% | |
| 38 | D | Dominion Energy INC | Stock-Utilities | 0.46% | — | -0.28% | |
| 39 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.40% | — | +0.75% | |
| 40 | MMM | 3m Co | Stock-Industrials | 0.35% | — | — | |
| 41 | 6D8 | Dupont De Nemours INC | Stock-Other | 0.34% | — | -1.86% | |
| 42 | CVX | Chevron CORP | Stock-Energy | 0.34% | +0.07% | — | |
| 43 | HD | Home Depot INC | Stock-Consumer Disc | 0.34% | — | -8.81% | |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.33% | — | -8.87% | |
| 45 | ABT | Abbott Laboratories | Stock-Healthcare | 0.27% | -0.12% | -10.59% | |
| 46 | SNDK | Sandisk CORP | Stock-Tech | 0.26% | +0.26% | NEW | |
| 47 | DOW | Dow INC | Stock-Materials | 0.26% | +0.10% | -2.23% | |
| 48 | BBT | Beacon Financial CORP | Stock-Other | 0.20% | — | — | |
| 49 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.19% | -0.52% | -72.84% | |
| 50 | GLD | Spdr Gold Shares | ETF-Commodities | 0.19% | — | +4.44% |
Performance for Q3 2026
-1%
Performance Last 4 Quarters
+15.2%
Based on 67% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 64 | $147.0M | 23 | |
| 2025-12-31 | 60 | $138.1M | 26 | |
| 2025-09-30 | 56 | $125.4M | 31 | |
| 2025-06-30 | 125 | $124.1M | 0 | |
| 2025-03-31 | 135 | $134.2M | 0 | |
| 2024-12-31 | 137 | $121.6M | 0 | |
| 2024-09-30 | 135 | $248.6M | 0 | |
| 2024-06-30 | 148 | $134.4M | 0 | |
| 2024-03-31 | 131 | $134.7M | 0 | |
| 2023-12-31 | 134 | $114.0M | 0 | |
| 2023-09-30 | 146 | $114.8M | 0 | |
| 2023-06-30 | 123 | $137.8M | — | |
| 2023-03-31 | 144 | $120.6M | — | |
| 2022-12-31 | 142 | $155.1M | — |
Slocum, Gordon & Co LLP's most significant position changes for 2026-03-31: Sold out: Ppl CORP (PPL); New buy: Eastman Chemical Co (EMN); Sold out: Timken Co (TKR); New buy: Sandisk CORP (SNDK); Sold out: Travelers Cos Inc/the (TRV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | +1.9% | -1.43% | Trim |
| 2 | MCD | Mcdonald's CORP | +0.9% | +43.05% | Add |
| 3 | SBUX | Starbucks CORP | +0.8% | +100.47% | Add |
| 4 | JNJ | Johnson & Johnson | +0.7% | -0.70% | Trim |
| 5 | COP | Conocophillips | +0.6% | +0.97% | Add |
| 6 | VZ | Verizon Communications INC | +0.5% | -1.43% | Trim |
| 7 | NEE | Nextera Energy INC | +0.5% | -0.79% | Trim |
| 8 | OXY | Occidental Petroleum CORP | +0.4% | -3.14% | Trim |
| 9 | MRK | Merck & Co. INC. | +0.4% | -1.41% | Trim |
| 10 | AEP | American Electric Power | +0.3% | -0.76% | Trim |
| 11 | GEV | GE Vernova INC | +0.3% | — | Unchanged |
| 12 | WMB | Williams Cos INC | +0.2% | — | Unchanged |
| 13 | LMT | Lockheed Martin CORP | +0.2% | +0.11% | Add |
| 14 | T | At&t INC | +0.2% | +0.05% | Add |
| 15 | KMI | Kinder Morgan INC | +0.1% | — | Unchanged |
| 16 | DUK | Duke Energy CORP | +0.1% | -0.96% | Trim |
| 17 | DOW | Dow INC | +0.1% | -2.23% | Trim |
| 18 | PFE | Pfizer INC | +0.1% | -0.55% | Trim |
| 19 | CVX | Chevron CORP | +0.1% | — | Unchanged |
| 20 | COST | Costco Wholesale CORP | +0.1% | +0.29% | Add |
| 21 | WMT | Walmart INC | 0% | -0.51% | Trim |
| 22 | EWA | Ishares Msci Australia ETF | 0% | -0.35% | Trim |
| 23 | EWJ | Ishares Msci Japan ETF | 0% | +0.08% | Add |
| 24 | ABT | Abbott Laboratories | -0.1% | -10.59% | Trim |
| 25 | AAPL | Apple INC | -0.2% | -3.17% | Trim |
| 26 | IRT | Independence Realty Trust In | -0.3% | -2.34% | Trim |
| 27 | GE | General Electric | -0.3% | -0.94% | Trim |
| 28 | CAT | Caterpillar INC | -0.3% | -40.00% | Trim |
| 29 | BDX | Becton Dickinson And Co | -0.3% | +0.55% | Add |
| 30 | MSFT | Microsoft CORP | -0.4% | -3.47% | Trim |
| 31 | PG | Procter & Gamble Co/the | -0.4% | -1.83% | Trim |
| 32 | IBM | Intl Business Machines CORP | -0.4% | — | Unchanged |
| 33 | JPM | Jpmorgan Chase & Co | -0.5% | -2.79% | Trim |
| 34 | ABBV | Abbvie INC | -0.5% | -2.64% | Trim |
| 35 | CL | Colgate-palmolive Co | -0.5% | -72.84% | Trim |
| 36 | UL | Unilever Plc-sponsored Adr | -0.6% | -0.84% | Trim |
| 37 | PPL | Ppl CORP | — | EXIT | Sold out |
| 38 | EMN | Eastman Chemical Co | — | NEW | New buy |
| 39 | TKR | Timken Co | — | EXIT | Sold out |
| 40 | SNDK | Sandisk CORP | — | NEW | New buy |
| 41 | TRV | Travelers Cos Inc/the | — | EXIT | Sold out |
| 42 | AXP | American Express Co | — | EXIT | Sold out |
| 43 | HEFT | Hedgeye Fourth Turning ETF | — | NEW | New buy |
| 44 | TMO | Thermo Fisher Scientific INC | — | EXIT | Sold out |
| 45 | GOOGL | Alphabet Inc-cl A | — | NEW | New buy |
| 46 | EPD | Enterprise Products Partners | — | NEW | New buy |
| 47 | BMY | Bristol-myers Squibb Co | — | NEW | New buy |
| 48 | KO | Coca-cola Co/the | — | NEW | New buy |
| 49 | GLW | Corning INC | — | NEW | New buy |
| 50 | PEP | Pepsico INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-26 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-17 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-19 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-23 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-28 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-04 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-05 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-02 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-09 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-10-23 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-12-14 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-12-06 | 13F-HR | View on EDGAR |
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