SI
Sims Investment Management, LLC 13F Holdings (Q3 2026) — Stock Portfolio & Buys
Sims Investment Management, LLCCIK: 0002053807
Momentum followerLong-term holderSector-focused
Total reported value
$320.3M
Reporting period: 2026-09-30 · Number of holdings: 39
SIMS INVESTMENT MANAGEMENT, LLC disclosed 39 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $320.3M and a quarterly turnover rate of 6.7%.
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Personality snowflake
- Concentration
- 60.95
- Portfolio Stability
- 6.72
- Momentum
- 100
- Sector conviction
- 73.54
- Diversification
- 78
- Sizing Uniformity
- 77.48
Sims Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.152 — mathematically equivalent to about 7 equally-sized positions, well below its 39 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.25), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 4.7 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim SCHA
+0.1% -$6.0M
Add SCHX
+0.9% $2.8M
Add QYLD
+8.6% $1.9M
Add XYLD
+5.2% $1.3M
Add SCHD
+2.3% $890.7K
Add VTV
+11.7% $741.7K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHX | Schwab US Large-cap ETF | ETF-Other | 31.64% | +1.16% | +0.86% | |
| 2 | SCHA | Schwab US Small-cap ETF | ETF-Other | 17.68% | -1.70% | +0.06% | |
| 3 | QYLD | Global X Nasd 100 Cov Call | ETF-Other | 6.87% | +0.64% | +8.55% | |
| 4 | XYLD | Global X S&p 500 Cove Call E | ETF-Large Cap & Growth | 5.98% | +0.45% | +5.16% | |
| 5 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 5.91% | +0.33% | +2.29% | |
| 6 | JHSC | John Hancock Multi Small Cap | ETF-Small Cap | 5.53% | -0.10% | +3.93% | |
| 7 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 4.83% | +0.16% | +1.94% | |
| 8 | SCHO | Schwab Short-term US Treas | ETF-Other | 3.51% | +0.11% | +3.54% | |
| 9 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.45% | +0.03% | -0.12% | |
| 10 | VTV | Vanguard Value ETF | ETF-Other | 2.39% | +0.25% | +11.66% | |
| 11 | SMH | Vaneck Semiconductor ETF | ETF-Other | 2.07% | -0.15% | -0.36% | |
| 12 | ETV | Eaton Vance T/m Buy-writ Opp | Stock-Other | 1.80% | +0.02% | -0.18% | |
| 13 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.30% | +0.06% | +15.42% | |
| 14 | UBER | Uber Technologies Inc | Stock-Industrials | 1.10% | -0.01% | +3.36% | |
| 15 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.05% | +0.08% | +9.11% | |
| 16 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.78% | +0.02% | +0.11% | |
| 17 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.62% | -0.12% | -0.86% | |
| 18 | PRSU | Pursuit Attractions And Hosp | Stock-Other | 0.57% | -0.07% | -0.94% | |
| 19 | ETB | Eaton Vance T/m Buy-wrt Inc | Stock-Other | 0.48% | — | — | |
| 20 | ✓ | Carnival CORP LTD F | Stock-Other | 0.44% | -0.06% | +1.04% | |
| 21 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.37% | +0.09% | — | |
| 22 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.29% | -0.02% | +4.70% | |
| 23 | XSSPX | Nuveen S&p 500 Dynam Overwr | Stock-Other | 0.29% | — | — | |
| 24 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.26% | -0.02% | — | |
| 25 | BND | Vanguard Total Bond Market | ETF-Other | 0.20% | -0.01% | +0.09% | |
| 26 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.20% | -0.01% | -10.71% | |
| 27 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.18% | — | — | |
| 28 | AFG | American Financial Group Inc | Stock-Financials | 0.16% | — | — | |
| 29 | AAPL | Apple Inc | Stock-Tech | 0.15% | +0.01% | -5.11% | |
| 30 | FUN | Six Flags Entertainment CORP | Stock-Other | 0.14% | -0.08% | +30.30% | |
| 31 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.11% | — | — | |
| 32 | ✓ | Stock-Other | 0.09% | +0.09% | +15023.08% | ||
| 33 | MSFT | Microsoft CORP | Stock-Tech | 0.09% | +0.01% | -14.18% | |
| 34 | VB | Vanguard Small-cap ETF | ETF-Other | 0.09% | — | +0.30% | |
| 35 | RCL | Royal Caribbean Cruises Ltd. | Stock-Consumer Disc | 0.08% | -0.02% | — | |
| 36 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.08% | — | -1.56% | |
| 37 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.07% | — | -0.03% | |
| 38 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.07% | +0.01% | -1.15% | |
| 39 | PWV | Invesco Large Cap Value ETF | ETF-Large Cap & Growth | 0.06% | — | — |
Portfolio Performance
Performance for Q4 2026
+2.7%
Performance Last 4 Quarters
+15.8%
- Stdev
- +11.9%
- Beta
- +0.88
- Alpha
- +0.1%
- Max Drawdown
- -4.3%
- Annualized Perf
- +16.8%
- Batting Avg vs S&P
- +40%
- Sortino
- +2.69
- Stutzer
- +0.41
- Treynor
- +0.18
- Sterling
- +1.18
- Calmar
- +3.95
- Information Ratio
- -0.5
- Tracking Error
- +4.1%
- Stdev Down
- +6.1%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +31.2%
- Worst 12 Months
- +15.8%
- Efficiency Ratio
- +0.51
- Sharpe
- +1.37
- Stdev Sectors
- +11.4%
- Skewness
- +0.01
- Kurtosis
- +0.29
- Upside Potential
- +4.23
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Sims Investment Management, LLC's most significant position changes for 2026-09-30: Sold out: Ishares Core S&p Midcap ETF (IJH); Sold out: Invesco Rafi US 1000 ETF (PRF); Sold out: General Motors Co (GM); Sold out: Procter & Gamble Co/the (PG); Sold out: Ishares Core S&p Small-cap E (IJR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHX | Schwab US Large-cap ETF | +1.2% | +0.86% | Add |
| 2 | QYLD | Global X Nasd 100 Cov Call | +0.6% | +8.55% | Add |
| 3 | XYLD | Global X S&p 500 Cove Call E | +0.5% | +5.16% | Add |
| 4 | SCHD | Schwab US Dvd Equity ETF | +0.3% | +2.29% | Add |
| 5 | VTV | Vanguard Value ETF | +0.3% | +11.66% | Add |
| 6 | QQQM | Invesco Nasdaq 100 ETF | +0.2% | +1.94% | Add |
| 7 | SCHO | Schwab Short-term US Treas | +0.1% | +3.54% | Add |
| 8 | ✓ | +0.1% | +15023.08% | Add | |
| 9 | META | Meta Platforms Inc-class A | +0.1% | — | Unchanged |
| 10 | VCSH | Vanguard S/t CORP Bond ETF | +0.1% | +9.11% | Add |
| 11 | TLT | Ishares 20+ Year Treasury Bd | +0.1% | +15.42% | Add |
| 12 | QQQ | Invesco Qqq Trust Series 1 | 0% | -0.12% | Trim |
| 13 | VOO | Vanguard S&p 500 ETF | 0% | +0.11% | Add |
| 14 | ETV | Eaton Vance T/m Buy-writ Opp | 0% | -0.18% | Trim |
| 15 | MSFT | Microsoft CORP | 0% | -14.18% | Trim |
| 16 | AAPL | Apple Inc | 0% | -5.11% | Trim |
| 17 | AMZN | Amazon.com Inc | 0% | -1.15% | Trim |
| 18 | ETB | Eaton Vance T/m Buy-wrt Inc | — | — | Unchanged |
| 19 | IJS | Ishares S&p Small-cap 600 Va | — | -1.56% | Trim |
| 20 | VB | Vanguard Small-cap ETF | — | +0.30% | Add |
| 21 | IVW | Ishares S&p 500 Growth ETF | — | EXIT | Sold out |
| 22 | TER | Teradyne Inc | — | EXIT | Sold out |
| 23 | TXT | Textron Inc | — | EXIT | Sold out |
| 24 | AVGO | Broadcom Inc | — | EXIT | Sold out |
| 25 | SOXX | Ishares Semiconductor ETF | — | EXIT | Sold out |
| 26 | DAL | Delta Air Lines Inc | — | EXIT | Sold out |
| 27 | QCOM | Qualcomm Inc | — | EXIT | Sold out |
| 28 | AFG | American Financial Group Inc | — | — | Unchanged |
| 29 | FITB | Fifth Third Bancorp | — | EXIT | Sold out |
| 30 | EBAY | Ebay Inc | — | EXIT | Sold out |
| 31 | IJK | Ishares S&p Mid-cap 400 Grow | — | EXIT | Sold out |
| 32 | NOC | Northrop Grumman CORP | — | EXIT | Sold out |
| 33 | ✓ | Grayscale Digital Large Cap | — | EXIT | Sold out |
| 34 | TWLO | Twilio Inc - A | — | EXIT | Sold out |
| 35 | TFC | Truist Financial CORP | — | EXIT | Sold out |
| 36 | UPS | United Parcel Service-cl B | — | EXIT | Sold out |
| 37 | DFTX | Definium Therapeutics Inc | — | EXIT | Sold out |
| 38 | AMLP | Alerian Mlp ETF | — | EXIT | Sold out |
| 39 | IVE | Ishares S&p 500 Value ETF | — | EXIT | Sold out |
| 40 | LB | Landbridge Co Llc-a | — | EXIT | Sold out |
| 41 | XSSPX | Nuveen S&p 500 Dynam Overwr | — | — | Unchanged |
| 42 | ITOT | Ishares Core S&p Total U.s. | — | EXIT | Sold out |
| 43 | ETN | Eaton Corporation plc | — | EXIT | Sold out |
| 44 | EMBJ | Embraer Sa-spon Adr | — | EXIT | Sold out |
| 45 | RYLD | Global X Russell 2000 Cov Cl | — | EXIT | Sold out |
| 46 | CDE | Coeur Mining Inc | — | EXIT | Sold out |
| 47 | PLTR | Palantir Technologies Inc-a | — | EXIT | Sold out |
| 48 | MRK | Merck & Co. Inc. | — | EXIT | Sold out |
| 49 | NFLX | Netflix Inc | — | EXIT | Sold out |
| 50 | IGSB | Ishares 1-5y Inv Grade CORP | — | EXIT | Sold out |
1–50 of 184
Filing History
FAQ
What is Sims Investment Management, LLC and what type of investor is it?
Sims Investment Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $320.3M, spread across 39 disclosed positions.
What are Sims Investment Management, LLC's largest equity positions?
Based on the latest 13F filing, Sims Investment Management, LLC's top holdings by market value are:
1. Schwab US Large-cap ETF (SCHX) — $101.4M (31.6%)
2. Schwab US Small-cap ETF (SCHA) — $56.6M (17.7%)
3. Global X Nasd 100 Cov Call (QYLD) — $22.0M (6.9%)
4. Global X S&p 500 Cove Call E (XYLD) — $19.1M (6.0%)
5. Schwab US Dvd Equity ETF (SCHD) — $18.9M (5.9%)
What changes did Sims Investment Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Sims Investment Management, LLC made 175 notable position adjustments: 0 new positions were initiated, 19 existing holdings were added to, 11 positions were partially reduced, and 145 were completely exited. The largest of these moves: Sold out: Ishares Core S&p Midcap ETF (IJH); Sold out: Invesco Rafi US 1000 ETF (PRF); Sold out: General Motors Co (GM); Sold out: Procter & Gamble Co/the (PG); Sold out: Ishares Core S&p Small-cap E (IJR)
What sectors does Sims Investment Management, LLC focus on?
Sims Investment Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Industrials: 37.5%
• Consumer Discretionary: 26.3%
• Communication Services: 12.6%
• Health Care: 10.0%
• Information Technology: 8.3%
• Financials: 5.3%
Investment Profile
Sims Investment Management, LLC returned an annualized 16.8% over the trailing 20 months — outperforming the S&P 500 by 0.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.88 (less volatile than the market) and a 40% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 37.5% of the portfolio concentrated in Industrials.
Its turnover score has fallen from 26 to 7 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SCHX position over the past two quarters (+$16.6M, now $101.4M), while trimming BND over the same stretch (-$75.5K, still holding $634.8K).
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Developer Access
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REST API
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