SI
Sims Investment Management, LLC 13F Holdings (Q2 2026) — Stock Portfolio & Buys
Sims Investment Management, LLCCIK: 0002053807
Momentum followerLong-term holderSector-focused
Total reported value
$323.4M
Reporting period: 2026-06-30 · Number of holdings: 184
SIMS INVESTMENT MANAGEMENT, LLC disclosed 184 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $323.4M and a quarterly turnover rate of 18.6%.
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Personality snowflake
- Concentration
- 59.8
- Portfolio Stability
- 18.65
- Momentum
- 100
- Sector conviction
- 65.3
- Diversification
- 100
- Sizing Uniformity
- 48.37
Sims Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.150 — mathematically equivalent to about 7 equally-sized positions, well below its 184 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 5.16), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 3.8 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim QYLD
-4.8% $450.3K
Add SCHA
-0.0% $12.2M
Trim SCHD
+2.0% $928.2K
Trim SCHX
+1.3% $13.8M
Add SMH
-3.2% $2.8M
Trim XYLD
+2.7% $1.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHX | Schwab US Large-cap ETF | ETF-Other | 30.48% | -0.67% | +1.33% | |
| 2 | SCHA | Schwab US Small-cap ETF | ETF-Other | 19.38% | +0.84% | -0.02% | |
| 3 | QYLD | Global X Nasd 100 Cov Call | ETF-Other | 6.23% | -1.01% | -4.82% | |
| 4 | JHSC | John Hancock Multi Small Cap | ETF-Small Cap | 5.63% | +0.12% | +7.40% | |
| 5 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 5.58% | -0.71% | +2.00% | |
| 6 | XYLD | Global X S&p 500 Cove Call E | ETF-Large Cap & Growth | 5.53% | -0.61% | +2.71% | |
| 7 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 4.67% | +0.46% | +3.31% | |
| 8 | SCHO | Schwab Short-term US Treas | ETF-Other | 3.40% | -0.37% | +7.79% | |
| 9 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.42% | +0.16% | -0.18% | |
| 10 | SMH | Vaneck Semiconductor ETF | ETF-Other | 2.22% | +0.63% | -3.22% | |
| 11 | VTV | Vanguard Value ETF | ETF-Other | 2.14% | +0.50% | +39.64% | |
| 12 | ETV | Eaton Vance T/m Buy-writ Opp | Stock-Other | 1.78% | -0.17% | -0.48% | |
| 13 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.24% | -0.20% | +3.06% | |
| 14 | UBER | Uber Technologies Inc | Stock-Industrials | 1.11% | -0.16% | +3.91% | |
| 15 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.97% | -0.01% | +18.17% | |
| 16 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.76% | -0.02% | +0.85% | |
| 17 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.74% | -0.02% | +1.40% | |
| 18 | PRSU | Pursuit Attractions And Hosp | Stock-Other | 0.64% | +0.14% | -0.13% | |
| 19 | ✓ | Carnival CORP LTD F | Stock-Other | 0.50% | +0.50% | NEW | |
| 20 | ETB | Eaton Vance T/m Buy-wrt Inc | Stock-Other | 0.48% | -0.05% | — | |
| 21 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.31% | +0.09% | +8.27% | |
| 22 | XSSPX | Nuveen S&p 500 Dynam Overwr | Stock-Other | 0.29% | -0.01% | — | |
| 23 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.28% | -0.21% | -30.50% | |
| 24 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.28% | — | — | |
| 25 | FUN | Six Flags Entertainment CORP | Stock-Other | 0.22% | — | — | |
| 26 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.21% | +0.03% | +700.00% | |
| 27 | BND | Vanguard Total Bond Market | ETF-Other | 0.21% | -0.05% | -6.27% | |
| 28 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.18% | -0.01% | +9.27% | |
| 29 | AFG | American Financial Group Inc | Stock-Financials | 0.16% | -0.01% | — | |
| 30 | AAPL | Apple Inc | Stock-Tech | 0.14% | +0.02% | +26.09% | |
| 31 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.11% | +0.01% | +4.16% | |
| 32 | RCL | Royal Caribbean Cruises Ltd. | Stock-Consumer Disc | 0.10% | — | — | |
| 33 | VB | Vanguard Small-cap ETF | ETF-Other | 0.09% | -0.01% | -4.44% | |
| 34 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.08% | -0.01% | -3.99% | |
| 35 | MSFT | Microsoft CORP | Stock-Tech | 0.08% | +0.08% | NEW | |
| 36 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.07% | +0.07% | NEW | |
| 37 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.06% | +0.06% | NEW | |
| 38 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.06% | +0.06% | NEW | |
| 39 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 0.06% | +0.06% | NEW | |
| 40 | PWV | Invesco Large Cap Value ETF | ETF-Large Cap & Growth | 0.06% | +0.06% | NEW | |
| 41 | GM | General Motors Co | Stock-Consumer Disc | 0.06% | +0.06% | NEW | |
| 42 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.06% | +0.06% | NEW | |
| 43 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.06% | +0.06% | NEW | |
| 44 | XOM | Exxon Mobil CORP | Stock-Energy | 0.05% | +0.05% | NEW | |
| 45 | GE | General Electric | Stock-Industrials | 0.05% | +0.05% | NEW | |
| 46 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.05% | +0.05% | NEW | |
| 47 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.03% | +0.03% | NEW | |
| 48 | GSY | Invesco Ultra Short Duration | ETF-Other | 0.03% | +0.03% | NEW | |
| 49 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.03% | +0.03% | NEW | |
| 50 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.03% | +0.03% | NEW |
1–50 of 184
Portfolio Performance
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+21.3%
- Stdev
- +12.3%
- Beta
- +0.88
- Alpha
- +1.4%
- Max Drawdown
- -4.3%
- Annualized Perf
- +18.9%
- Batting Avg vs S&P
- +50%
- Sortino
- +2.9
- Stutzer
- +0.43
- Treynor
- +0.21
- Sterling
- +1.33
- Calmar
- +4.45
- Information Ratio
- -0.22
- Tracking Error
- +4.2%
- Stdev Down
- +6.3%
- Winning Months %
- +77.8%
- Losing Months %
- +22.2%
- Best 12 Months
- +31.2%
- Worst 12 Months
- +16.3%
- Efficiency Ratio
- +0.54
- Sharpe
- +1.47
- Stdev Sectors
- +10.7%
- Skewness
- -0.1
- Kurtosis
- +0.15
- Upside Potential
- +4.4
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Sims Investment Management, LLC's most significant position changes for 2026-06-30: New buy: Carnival CORP LTD F; Sold out: Carnival CORP LTD (CCL1EUR); New buy: Microsoft CORP (MSFT); New buy: Schwab US Broad Market ETF (SCHB); New buy: Amazon.com Inc (AMZN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHA | Schwab US Small-cap ETF | +0.8% | -0.02% | Trim |
| 2 | SMH | Vaneck Semiconductor ETF | +0.6% | -3.22% | Trim |
| 3 | VTV | Vanguard Value ETF | +0.5% | +39.64% | Add |
| 4 | ✓ | Carnival CORP LTD F | +0.5% | NEW | New buy |
| 5 | QQQM | Invesco Nasdaq 100 ETF | +0.5% | +3.31% | Add |
| 6 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | -0.18% | Trim |
| 7 | PRSU | Pursuit Attractions And Hosp | +0.1% | -0.13% | Trim |
| 8 | JHSC | John Hancock Multi Small Cap | +0.1% | +7.40% | Add |
| 9 | UNH | Unitedhealth Group Inc | +0.1% | +8.27% | Add |
| 10 | MSFT | Microsoft CORP | +0.1% | NEW | New buy |
| 11 | SCHB | Schwab US Broad Market ETF | +0.1% | NEW | New buy |
| 12 | AMZN | Amazon.com Inc | +0.1% | NEW | New buy |
| 13 | IJH | Ishares Core S&p Midcap ETF | +0.1% | NEW | New buy |
| 14 | PRF | Invesco Rafi US 1000 ETF | +0.1% | NEW | New buy |
| 15 | PWV | Invesco Large Cap Value ETF | +0.1% | NEW | New buy |
| 16 | GM | General Motors Co | +0.1% | NEW | New buy |
| 17 | PG | Procter & Gamble Co/the | +0.1% | NEW | New buy |
| 18 | IJR | Ishares Core S&p Small-cap E | +0.1% | NEW | New buy |
| 19 | XOM | Exxon Mobil CORP | +0.1% | NEW | New buy |
| 20 | GE | General Electric | +0.1% | NEW | New buy |
| 21 | GOOGL | Alphabet Inc-cl A | +0.1% | NEW | New buy |
| 22 | VGT | Vanguard Info Tech ETF | 0% | +700.00% | Add |
| 23 | BIV | Vanguard Intermediate-term B | 0% | NEW | New buy |
| 24 | GSY | Invesco Ultra Short Duration | 0% | NEW | New buy |
| 25 | VXUS | Vanguard Total Intl Stock | 0% | NEW | New buy |
| 26 | GOOG | Alphabet Inc-cl C | 0% | NEW | New buy |
| 27 | AAPL | Apple Inc | 0% | +26.09% | Add |
| 28 | IWB | Ishares Russell 1000 ETF | 0% | NEW | New buy |
| 29 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | NEW | New buy |
| 30 | VUG | Vanguard Growth ETF | 0% | NEW | New buy |
| 31 | NVDA | Nvidia CORP | 0% | NEW | New buy |
| 32 | EVRG | Evergy Inc | 0% | NEW | New buy |
| 33 | VO | Vanguard Mid-cap ETF | 0% | NEW | New buy |
| 34 | STT | State Street CORP | 0% | NEW | New buy |
| 35 | ABBV | Abbvie Inc | 0% | NEW | New buy |
| 36 | FIX | Comfort Systems USA Inc | 0% | NEW | New buy |
| 37 | IBM | Intl Business Machines CORP | 0% | NEW | New buy |
| 38 | JETS | US Global Jets ETF | 0% | NEW | New buy |
| 39 | MPC | Marathon Petroleum CORP | 0% | NEW | New buy |
| 40 | FE | Firstenergy CORP | 0% | NEW | New buy |
| 41 | VTI | Vanguard Total Stock Mkt ETF | 0% | +4.16% | Add |
| 42 | VT | Vanguard Tot World Stk ETF | 0% | NEW | New buy |
| 43 | MU | Micron Technology Inc | 0% | NEW | New buy |
| 44 | VZ | Verizon Communications Inc | 0% | NEW | New buy |
| 45 | CASY | Casey's General Stores Inc | 0% | NEW | New buy |
| 46 | VEA | Vanguard Ftse Developed ETF | 0% | NEW | New buy |
| 47 | HUM | Humana Inc | 0% | NEW | New buy |
| 48 | QUAL | Ishares Msci USA Quality Fac | 0% | NEW | New buy |
| 49 | BA | Boeing Co/the | 0% | NEW | New buy |
| 50 | JHML | John Hancock Multi Fact Lrg | 0% | NEW | New buy |
1–50 of 185
Filing History
FAQ
What is Sims Investment Management, LLC and what type of investor is it?
Sims Investment Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $323.4M, spread across 184 disclosed positions.
What are Sims Investment Management, LLC's largest equity positions?
Based on the latest 13F filing, Sims Investment Management, LLC's top holdings by market value are:
1. Schwab US Large-cap ETF (SCHX) — $98.6M (30.5%)
2. Schwab US Small-cap ETF (SCHA) — $62.7M (19.4%)
3. Global X Nasd 100 Cov Call (QYLD) — $20.1M (6.2%)
4. John Hancock Multi Small Cap (JHSC) — $18.2M (5.6%)
5. Schwab US Dvd Equity ETF (SCHD) — $18.0M (5.6%)
What changes did Sims Investment Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Sims Investment Management, LLC made 179 notable position adjustments: 150 new positions were initiated, 17 existing holdings were added to, 11 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Carnival CORP LTD F; Sold out: Carnival CORP LTD (CCL1EUR); New buy: Microsoft CORP (MSFT); New buy: Schwab US Broad Market ETF (SCHB); New buy: Amazon.com Inc (AMZN)
What sectors does Sims Investment Management, LLC focus on?
Sims Investment Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Industrials: 33.4%
• Consumer Discretionary: 27.1%
• Communication Services: 11.1%
• Health Care: 9.6%
• Information Technology: 8.3%
• Financials: 5.9%
Investment Profile
Sims Investment Management, LLC returned an annualized 18.9% over the trailing 18 months — outperforming the S&P 500 by 1.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.88 (less volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 33.4% of the portfolio concentrated in Industrials.
Its turnover score has risen from 0 to 19 over the past 4 quarters — a shift toward more active trading.
It has added to its JHSC position over the past two quarters (+$4.7M, now $18.2M), while trimming META over the same stretch (-$939.3K, still holding $921.5K).
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Developer Access
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REST API
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