CIK: 0002053807
Total reported value
$272.1M
Reporting period: 2026-03-31 · Number of holdings: 35
SIMS INVESTMENT MANAGEMENT, LLC disclosed 35 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $272.1M and a quarterly turnover rate of 9.5%.
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Sims Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.153 — mathematically equivalent to about 7 equally-sized positions, well below its 35 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.12), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SCHX
-3.3% -$7.3M
Add JHSC
+8.5% $1.5M
Trim QQQ
-13.3% -$1.4M
Add QYLD
+3.3% $60.3K
Add SCHD
-10.0% $116.3K
Add SCHO
+2.9% $244.9K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHX | Schwab US Large-cap ETF | ETF-Other | 31.15% | -1.38% | -3.34% | |
| 2 | SCHA | Schwab US Small-cap ETF | ETF-Other | 18.54% | +0.11% | -5.27% | |
| 3 | QYLD | Global X Nasd 100 Cov Call | ETF-Other | 7.24% | +0.30% | +3.35% | |
| 4 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 6.29% | +0.28% | -9.98% | |
| 5 | XYLD | Global X S&p 500 Cove Call E | ETF-Large Cap & Growth | 6.14% | +0.21% | +3.43% | |
| 6 | JHSC | John Hancock Multi Small Cap | ETF-Small Cap | 5.51% | +0.73% | +8.52% | |
| 7 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 4.21% | — | +2.32% | |
| 8 | SCHO | Schwab Short-term US Treas | ETF-Other | 3.77% | +0.23% | +2.87% | |
| 9 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.26% | -0.40% | -13.31% | |
| 10 | ETV | Eaton Vance T/m Buy-writ Opp | Stock-Other | 1.95% | -0.02% | -0.25% | |
| 11 | VTV | Vanguard Value ETF | ETF-Other | 1.64% | +1.64% | NEW | |
| 12 | SMH | Vaneck Semiconductor ETF | ETF-Other | 1.59% | +0.06% | -5.70% | |
| 13 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.44% | +0.20% | +12.31% | |
| 14 | UBER | Uber Technologies INC | Stock-Industrials | 1.27% | -0.05% | +5.11% | |
| 15 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.98% | +0.04% | +0.61% | |
| 16 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.78% | -0.01% | — | |
| 17 | TSLA | Tesla INC | Stock-Consumer Disc | 0.76% | -0.17% | -4.90% | |
| 18 | CCL1EUR | Carnival CORP LTD | Stock-Consumer Disc | 0.54% | -0.06% | +0.84% | |
| 19 | ETB | Eaton Vance T/m Buy-wrt INC | Stock-Other | 0.53% | -0.01% | — | |
| 20 | PRSU | Pursuit Attractions And Hosp | Stock-Other | 0.50% | +0.06% | +0.70% | |
| 21 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.49% | -0.17% | -16.50% | |
| 22 | XSSPX | Nuveen S&p 500 Dynam Overwr | Stock-Other | 0.30% | +0.30% | NEW | |
| 23 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.28% | +0.02% | — | |
| 24 | BND | Vanguard Total Bond Market | ETF-Other | 0.26% | +0.01% | -0.03% | |
| 25 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.22% | -0.04% | +2.73% | |
| 26 | FUN | Six Flags Entertainment CORP | Stock-Other | 0.22% | +0.04% | — | |
| 27 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.19% | — | -0.92% | |
| 28 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.18% | -0.01% | -0.85% | |
| 29 | AFG | American Financial Group INC | Stock-Financials | 0.17% | -0.01% | — | |
| 30 | AAPL | Apple INC | Stock-Tech | 0.12% | -0.16% | -56.24% | |
| 31 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.10% | -0.01% | — | |
| 32 | RCL | Royal Caribbean Cruises Ltd. | Stock-Consumer Disc | 0.10% | — | -0.99% | |
| 33 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.10% | -0.02% | -5.81% | |
| 34 | VB | Vanguard Small-cap ETF | ETF-Other | 0.10% | +0.01% | +0.29% | |
| 35 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.09% | — | -12.23% |
Performance for Q3 2026
+4.2%
Performance Last 4 Quarters
+22.6%
Based on 82% of reported portfolio value with available pricing
Sims Investment Management, LLC's most significant position changes for 2026-03-31: New buy: Vanguard Value ETF (VTV); Sold out: Nvidia CORP (NVDA); Sold out: Nuveen S&p 500 Buy-wr INC (XBXMX); New buy: Nuveen S&p 500 Dynam Overwr (XSSPX); Sold out: Microsoft CORP (MSFT).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JHSC | John Hancock Multi Small Cap | +0.7% | +8.52% | Add |
| 2 | QYLD | Global X Nasd 100 Cov Call | +0.3% | +3.35% | Add |
| 3 | SCHD | Schwab US Dvd Equity ETF | +0.3% | -9.98% | Trim |
| 4 | SCHO | Schwab Short-term US Treas | +0.2% | +2.87% | Add |
| 5 | XYLD | Global X S&p 500 Cove Call E | +0.2% | +3.43% | Add |
| 6 | TLT | Ishares 20+ Year Treasury Bd | +0.2% | +12.31% | Add |
| 7 | SCHA | Schwab US Small-cap ETF | +0.1% | -5.27% | Trim |
| 8 | PRSU | Pursuit Attractions And Hosp | +0.1% | +0.70% | Add |
| 9 | SMH | Vaneck Semiconductor ETF | +0.1% | -5.70% | Trim |
| 10 | FUN | Six Flags Entertainment CORP | 0% | — | Unchanged |
| 11 | VCSH | Vanguard S/t CORP Bond ETF | 0% | +0.61% | Add |
| 12 | SCHM | Schwab US Mid Cap ETF | 0% | — | Unchanged |
| 13 | VB | Vanguard Small-cap ETF | 0% | +0.29% | Add |
| 14 | BND | Vanguard Total Bond Market | 0% | -0.03% | Trim |
| 15 | QQQM | Invesco Nasdaq 100 ETF | — | +2.32% | Add |
| 16 | BRK-B | Berkshire Hathaway Inc-cl B | — | -0.92% | Trim |
| 17 | IJS | Ishares S&p Small-cap 600 Va | — | -12.23% | Trim |
| 18 | RCL | Royal Caribbean Cruises Ltd. | — | -0.99% | Trim |
| 19 | VOO | Vanguard S&p 500 ETF | 0% | — | Unchanged |
| 20 | ETB | Eaton Vance T/m Buy-wrt INC | 0% | — | Unchanged |
| 21 | VGT | Vanguard Info Tech ETF | 0% | -0.85% | Trim |
| 22 | AFG | American Financial Group INC | 0% | — | Unchanged |
| 23 | VTI | Vanguard Total Stock Mkt ETF | 0% | — | Unchanged |
| 24 | ETV | Eaton Vance T/m Buy-writ Opp | 0% | -0.25% | Trim |
| 25 | DIS | Walt Disney Co/the | 0% | -5.81% | Trim |
| 26 | UNH | Unitedhealth Group INC | 0% | +2.73% | Add |
| 27 | UBER | Uber Technologies INC | -0.1% | +5.11% | Add |
| 28 | CCL1EUR | Carnival CORP LTD | -0.1% | +0.84% | Add |
| 29 | AAPL | Apple INC | -0.2% | -56.24% | Trim |
| 30 | TSLA | Tesla INC | -0.2% | -4.90% | Trim |
| 31 | META | Meta Platforms Inc-class A | -0.2% | -16.50% | Trim |
| 32 | QQQ | Invesco Qqq Trust Series 1 | -0.4% | -13.31% | Trim |
| 33 | SCHX | Schwab US Large-cap ETF | -1.4% | -3.34% | Trim |
| 34 | VTV | Vanguard Value ETF | — | NEW | New buy |
| 35 | NVDA | Nvidia CORP | — | EXIT | Sold out |
| 36 | XBXMX | Nuveen S&p 500 Buy-wr INC | — | EXIT | Sold out |
| 37 | XSSPX | Nuveen S&p 500 Dynam Overwr | — | NEW | New buy |
| 38 | MSFT | Microsoft CORP | — | EXIT | Sold out |
| 39 | GOOGL | Alphabet Inc-cl A | — | EXIT | Sold out |
| 40 | AMZN | Amazon.com INC | — | EXIT | Sold out |
| 41 | AVGO | Broadcom INC | — | EXIT | Sold out |
| 42 | JPM | Jpmorgan Chase & Co | — | EXIT | Sold out |
| 43 | XOM | Exxon Mobil CORP | — | EXIT | Sold out |
| 44 | LLY | Eli Lilly & Co | — | EXIT | Sold out |
| 45 | GM | General Motors Co | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-21 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-16 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2026-01-16 | Amendment | View on EDGAR |
| 2025-09-30 | 2025-10-22 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-29 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-24 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-05 | 13F-HR | View on EDGAR |
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