SF
Signature Financial Management, Inc. Historical SEC 13F Holdings & Archive (Q4 2018)
Signature Financial Management, Inc.CIK: 0001542162
Diversified strategyMomentum followerSector-focused
Total reported value
$415.7M
Reporting period: 2018-12-31 · Number of holdings: 126
Signature Financial Management, Inc. disclosed 126 holdings in its latest 13F filing for the period ending 2018-12-31, with total reported value of $415.7M and a quarterly turnover rate of 53.2%.
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Personality snowflake
- Concentration
- 32.68
- Portfolio Stability
- 53.17
- Momentum
- 100
- Sector conviction
- 76.1
- Diversification
- 100
- Sizing Uniformity
- 69.39
Signature Financial Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.082 — mathematically equivalent to about 12 equally-sized positions, well below its 126 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.06), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPY
+38.1% $15.6M
Trim MUR
-68.1% -$36.0M
Trim VT
-64.3% -$35.5M
Add SCHE
+62.3% $9.9M
Trim MUSA
-61.2% -$20.3M
Trim MSFT
-66.5% -$8.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 23.75% | +9.06% | +38.13% | |
| 2 | XLF | Ss Financial Select Sector | ETF-Other | 7.33% | +1.10% | +0.00% | |
| 3 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 7.32% | +3.70% | +62.32% | |
| 4 | HEWJ | Isha Curr Hedged Msci Japan | ETF-Other | 5.21% | +0.55% | — | |
| 5 | SON | Sonoco Products Co | Stock-Consumer Disc | 5.00% | +5.00% | NEW | |
| 6 | SCHF | Schwab Intl Equity ETF | ETF-Other | 4.09% | +0.88% | +10.65% | |
| 7 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 4.07% | -0.20% | -19.02% | |
| 8 | VT | Vanguard Tot World Stk ETF | ETF-Other | 3.81% | -5.26% | -64.27% | |
| 9 | MUSA | Murphy USA Inc | Stock-Consumer Disc | 2.61% | -2.90% | -61.24% | |
| 10 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 2.58% | +1.17% | +40.00% | |
| 11 | MUR | Murphy Oil CORP | Stock-Energy | 2.50% | -5.70% | -68.08% | |
| 12 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.29% | +0.49% | -2.20% | |
| 13 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.69% | +0.22% | -0.36% | |
| 14 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.62% | -0.32% | -30.52% | |
| 15 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.59% | +0.68% | +38.74% | |
| 16 | SPGI | S&p Global Inc | Stock-Financials | 1.46% | +0.23% | +0.14% | |
| 17 | SCHB | Schwab US Broad Market ETF | ETF-Other | 1.33% | — | +17.31% | |
| 18 | MA | Mastercard Inc - A | Stock-Financials | 1.06% | +0.14% | +0.43% | |
| 19 | HRL | Hormel Foods CORP | Stock-Consumer Staples | 0.96% | — | -0.21% | |
| 20 | MSFT | Microsoft CORP | Stock-Tech | 0.84% | -1.24% | -66.55% | |
| 21 | PCH | Potlatchdeltic CORP | Stock-Other | 0.82% | -0.73% | -49.62% | |
| 22 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.81% | — | — | |
| 23 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.69% | — | +30.02% | |
| 24 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.67% | — | -1.29% | |
| 25 | AAPL | Apple Inc | Stock-Tech | 0.57% | +0.01% | +6.00% | |
| 26 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.56% | — | +27.16% | |
| 27 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.50% | — | -0.70% | |
| 28 | TY | Tri-continental CORP | Stock-Other | 0.49% | — | — | |
| 29 | WFC | Wells Fargo & Co | Stock-Financials | 0.44% | — | -1.55% | |
| 30 | INTC | Intel CORP | Stock-Tech | 0.39% | — | -10.80% | |
| 31 | MKL | Markel Group Inc | Stock-Financials | 0.37% | -1.19% | -79.91% | |
| 32 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.37% | -0.50% | -66.58% | |
| 33 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.37% | — | -6.48% | |
| 34 | NSC | Norfolk Southern CORP | Stock-Industrials | 0.34% | -0.56% | -66.53% | |
| 35 | XOM | Exxon Mobil CORP | Stock-Energy | 0.33% | -0.27% | -49.54% | |
| 36 | VTV | Vanguard Value ETF | ETF-Other | 0.33% | +0.22% | +152.52% | |
| 37 | VUG | Vanguard Growth ETF | ETF-Other | 0.32% | — | +62.07% | |
| 38 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.31% | — | -0.59% | |
| 39 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.30% | — | — | |
| 40 | TOWN | Towne Bank | Stock-Other | 0.29% | — | — | |
| 41 | KYN | Kayne Anderson Energy Infra | Stock-Other | 0.29% | -0.19% | -43.13% | |
| 42 | GVA | Granite Construction Inc | Stock-Industrials | 0.28% | — | — | |
| 43 | UDR | Udr Inc | Stock-Real Estate | 0.27% | — | — | |
| 44 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.26% | — | — | |
| 45 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.25% | -0.17% | -60.24% | |
| 46 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.25% | — | +24.70% | |
| 47 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.23% | — | — | |
| 48 | DHR | Danaher CORP | Stock-Healthcare | 0.22% | -0.22% | -60.83% | |
| 49 | PFE | Pfizer Inc | Stock-Healthcare | 0.22% | -0.33% | -70.31% | |
| 50 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.22% | — | -0.39% |
1–50 of 126
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2018 Q4 | 126 | $415.7M | 53 | ||
| 2018 Q3 | 227 | $566.0M | 25 | ||
| 2018 Q2 | 230 | $472.9M | 35 | ||
| 2018 Q1 | 201 | $480.7M | 33 | ||
| 2017 Q4 | 113 | $370.0M | 32 | ||
| 2017 Q3 | 170 | $328.1M | 10 | ||
| 2017 Q2 | 156 | $318.3M | 18 | ||
| 2017 Q1 | 148 | $312.0M | 33 | ||
| 2016 Q4 | 134 | $265.9M | 33 | ||
| 2016 Q3 | 126 | $246.5M | 38 | ||
| 2016 Q2 | 116 | $213.1M | 29 | ||
| 2016 Q1 | 115 | $205.2M | 61 | ||
| 2015 Q4 | 107 | $205.5M | 56 | ||
| 2015 Q3 | 99 | $162.6M | 33 | ||
| 2015 Q2 | 101 | $154.5M | 15 | ||
| 2015 Q1 | 95 | $155.1M | 20 | ||
| 2014 Q4 | 88 | $142.9M | 31 | ||
| 2014 Q3 | 89 | $139.5M | 17 | ||
| 2014 Q2 | 88 | $131.6M | 16 | ||
| 2014 Q1 | 72 | $116.5M | 19 | ||
| 2013 Q4 | 73 | $128.2M | 21 | ||
| 2013 Q3 | 70 | $113.3M | 39 | ||
| 2013 Q2 | 82 | $146.4M | 0 |
Holding changes this quarter
Signature Financial Management, Inc.'s most significant position changes for 2018-12-31: New buy: Sonoco Products Co (SON); Sold out: Vanguard Ftse Pacific ETF (VPL); Sold out: US Bancorp (USB); Sold out: Ishares Gold Trust (IAUUSD); Sold out: Amgen Inc (AMGN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +9.1% | +38.13% | Add |
| 2 | SCHE | Schwab Emrg Mrkts Eqty ETF | +3.7% | +62.32% | Add |
| 3 | BRK-A | Berkshire Hathaway Inc-cl A | +1.2% | +40.00% | Add |
| 4 | XLF | Ss Financial Select Sector | +1.1% | +0.00% | Add |
| 5 | SCHF | Schwab Intl Equity ETF | +0.9% | +10.65% | Add |
| 6 | VWO | Vanguard Ftse Emerging Marke | +0.7% | +38.74% | Add |
| 7 | HEWJ | Isha Curr Hedged Msci Japan | +0.6% | — | Unchanged |
| 8 | BRK-B | Berkshire Hathaway Inc-cl B | +0.5% | -2.20% | Trim |
| 9 | SPGI | S&p Global Inc | +0.2% | +0.14% | Add |
| 10 | VTI | Vanguard Total Stock Mkt ETF | +0.2% | -0.36% | Trim |
| 11 | VTV | Vanguard Value ETF | +0.2% | +152.52% | Add |
| 12 | MA | Mastercard Inc - A | +0.1% | +0.43% | Add |
| 13 | AAPL | Apple Inc | 0% | +6.00% | Add |
| 14 | EFA | Ishares Msci Eafe ETF | -0.1% | -49.92% | Trim |
| 15 | FTV | Fortive CORP | -0.1% | -49.55% | Trim |
| 16 | IJH | Ishares Core S&p Midcap ETF | -0.1% | -54.88% | Trim |
| 17 | AGG | Ishares Core U.s. Aggregate | -0.1% | -72.38% | Trim |
| 18 | AEP | American Electric Power Company, Inc. | -0.1% | -74.40% | Trim |
| 19 | PG | Procter & Gamble Co/the | -0.2% | -60.24% | Trim |
| 20 | KYN | Kayne Anderson Energy Infra | -0.2% | -43.13% | Trim |
| 21 | ACWI | Ishares Msci Acwi ETF | -0.2% | -19.02% | Trim |
| 22 | MRK | Merck & Co. Inc. | -0.2% | -65.58% | Trim |
| 23 | DHR | Danaher CORP | -0.2% | -60.83% | Trim |
| 24 | XOM | Exxon Mobil CORP | -0.3% | -49.54% | Trim |
| 25 | SCHD | Schwab US Dvd Equity ETF | -0.3% | -30.52% | Trim |
| 26 | PFE | Pfizer Inc | -0.3% | -70.31% | Trim |
| 27 | BMY | Bristol-myers Squibb Co | -0.4% | -85.89% | Trim |
| 28 | JNJ | Johnson & Johnson | -0.5% | -66.58% | Trim |
| 29 | NSC | Norfolk Southern CORP | -0.6% | -66.53% | Trim |
| 30 | MMM | 3m Co | -0.6% | -84.41% | Trim |
| 31 | PCH | Potlatchdeltic CORP | -0.7% | -49.62% | Trim |
| 32 | MKL | Markel Group Inc | -1.2% | -79.91% | Trim |
| 33 | MSFT | Microsoft CORP | -1.2% | -66.55% | Trim |
| 34 | MUSA | Murphy USA Inc | -2.9% | -61.24% | Trim |
| 35 | VT | Vanguard Tot World Stk ETF | -5.3% | -64.27% | Trim |
| 36 | MUR | Murphy Oil CORP | -5.7% | -68.08% | Trim |
| 37 | SON | Sonoco Products Co | — | NEW | New buy |
| 38 | VPL | Vanguard Ftse Pacific ETF | — | EXIT | Sold out |
| 39 | USB | US Bancorp | — | EXIT | Sold out |
| 40 | IAUUSD | Ishares Gold Trust | — | EXIT | Sold out |
| 41 | AMGN | Amgen Inc | — | EXIT | Sold out |
| 42 | XLNXEUR | Xilinx Inc | — | EXIT | Sold out |
| 43 | MDT | Medtronic plc | — | EXIT | Sold out |
| 44 | RDS-A | Shell Plc-spon Adr-a | — | EXIT | Sold out |
| 45 | LOW | Lowe's Cos Inc | — | EXIT | Sold out |
| 46 | HUBB | Hubbell Inc | — | EXIT | Sold out |
| 47 | VIG | Vanguard Dividend Apprec ETF | — | NEW | New buy |
| 48 | FIZZ | National Beverage CORP | — | EXIT | Sold out |
| 49 | ASTE | Astec Industries Inc | — | EXIT | Sold out |
| 50 | EPD | Enterprise Products Partners | — | EXIT | Sold out |
Filing History
FAQ
What is Signature Financial Management, Inc. and what type of investor is it?
Signature Financial Management, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-12-31), the firm manages a tracked equity portfolio valued at approximately $415.7M, spread across 126 disclosed positions.
What are Signature Financial Management, Inc.'s largest equity positions?
Based on the latest 13F filing, Signature Financial Management, Inc.'s top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $98.7M (23.8%)
2. Ss Financial Select Sector (XLF) — $30.5M (7.3%)
3. Schwab Emrg Mrkts Eqty ETF (SCHE) — $30.4M (7.3%)
4. Isha Curr Hedged Msci Japan (HEWJ) — $21.6M (5.2%)
5. Sonoco Products Co (SON) — $20.8M (5.0%)
What changes did Signature Financial Management, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Signature Financial Management, Inc. made 49 notable position adjustments: 2 new positions were initiated, 10 existing holdings were added to, 25 positions were partially reduced, and 12 were completely exited. The largest of these moves: New buy: Sonoco Products Co (SON); Sold out: Vanguard Ftse Pacific ETF (VPL); Sold out: US Bancorp (USB); Sold out: Ishares Gold Trust (IAUUSD); Sold out: Amgen Inc (AMGN)
What sectors does Signature Financial Management, Inc. focus on?
Signature Financial Management, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 43.0%
• Communication Services: 17.6%
• Information Technology: 14.7%
• Health Care: 9.9%
• Consumer Discretionary: 5.0%
• Consumer Staples: 4.8%
Investment Profile
Signature Financial Management, Inc.'s portfolio is broadly diversified and moderately active, with 43.0% of the portfolio concentrated in Financials.
Its turnover score has risen from 32 to 53 over the past 4 quarters — a shift toward more active trading.
It has added to its SPY position over the past two quarters (+$21.1M, now $98.7M), while trimming XOM over the same stretch (-$2.1M, still holding $1.4M).
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Developer Access
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