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CIK: 0001449126
Total reported value
$3.9B
$3.9B
1395 檔
16.7%
According to the latest 13F quarterly dataset, Sigma Planning Corp managed an equity portfolio of $3.9B at the end of Q2 2026, spanning 1395 distinct U.S. exchange-listed positions.
In Q2 2026, Sigma Planning Corp displayed an active expansion posture, initiating 31 new positions and adding to 81 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 1395 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.33% | +0.23% | -5.32% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 4.22% | +0.71% | -5.25% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 2.79% | +0.40% | -12.27% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.15% | -0.11% | +9.56% | |
| 5 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.79% | +0.05% | -14.60% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.52% | -0.02% | +61.90% | |
| 7 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.48% | +0.02% | -1.08% | |
| 8 | DGRO | Ishares Core Dividend Growth | ETF-Other | 1.38% | +0.03% | +0.01% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 1.26% | +0.45% | -0.57% | |
| 10 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.24% | -0.03% | -10.73% | |
| 11 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.22% | -0.02% | -0.40% | |
| 12 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 0.92% | +0.01% | -1.58% | |
| 13 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.82% | +0.09% | +2.31% | |
| 14 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.77% | -0.03% | +8.93% | |
| 15 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.74% | — | +6.23% | |
| 16 | MU | Micron Technology Inc | Stock-Tech | 0.74% | -0.04% | -19.16% | |
| 17 | CAT | Caterpillar Inc | Stock-Industrials | 0.68% | -0.19% | +12.17% | |
| 18 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.66% | +0.04% | +5.61% | |
| 19 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.64% | — | +19.75% | |
| 20 | AVGO | Broadcom Inc | Stock-Tech | 0.61% | -0.04% | -17.14% | |
| 21 | CGDV | Cap Group Dividend Value | ETF-Other | 0.58% | -0.01% | +12.81% | |
| 22 | AMD | Advanced Micro Devices | Stock-Tech | 0.56% | +0.01% | -2.91% | |
| 23 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.55% | — | -11.02% | |
| 24 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.54% | -0.02% | -20.93% | |
| 25 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.53% | +0.02% | +6.61% | |
| 26 | RDVY | First Trust Rising Dividend | ETF-Other | 0.52% | -0.02% | -2.40% | |
| 27 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.51% | +0.11% | -8.21% | |
| 28 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.50% | -0.12% | -22.53% | |
| 29 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.45% | +0.01% | +0.33% | |
| 30 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.44% | -0.01% | -19.78% | |
| 31 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.44% | +0.14% | +20.44% | |
| 32 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.43% | -0.05% | -3.33% | |
| 33 | IAU | Ishares Gold Trust | ETF-Commodities | 0.42% | -0.03% | -2.32% | |
| 34 | XLK | Ss Technology Select Sector | ETF-Tech | 0.42% | +0.02% | -10.79% | |
| 35 | GLD | Spdr Gold Shares | ETF-Commodities | 0.41% | -0.03% | -5.46% | |
| 36 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.41% | -0.06% | +1.12% | |
| 37 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.40% | +0.05% | +10.19% | |
| 38 | VTV | Vanguard Value ETF | ETF-Other | 0.39% | -0.04% | -1.96% | |
| 39 | IDV | Ishares International Select | ETF-Other | 0.38% | +0.04% | +1.15% | |
| 40 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.38% | +0.02% | -2.91% | |
| 41 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.37% | -0.03% | +6.01% | |
| 42 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.37% | +0.05% | -7.12% | |
| 43 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 0.36% | -0.03% | -2.72% | |
| 44 | ABBV | Abbvie Inc | Stock-Healthcare | 0.35% | +0.02% | -1.48% | |
| 45 | CVX | Chevron CORP | Stock-Energy | 0.35% | +0.06% | +9.21% | |
| 46 | SDVY | First Trust Smid Cap Rising | ETF-Other | 0.35% | -0.02% | +5.84% | |
| 47 | WMT | Walmart Inc | Stock-Consumer Staples | 0.34% | -0.03% | +1.34% | |
| 48 | IMCG | Ishares Morningstar Mid-cap | ETF-Other | 0.32% | +0.01% | +0.84% | |
| 49 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.32% | +0.04% | +2.18% | |
| 50 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.32% | — | -1.33% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | +0.5% | +9.56% | Add |
| 2 | MU | Micron Technology Inc | +0.4% | -19.16% | Trim |
| 3 | AMD | Advanced Micro Devices | +0.3% | -2.91% | Trim |
| 4 | CAT | Caterpillar Inc | +0.2% | +12.17% | Add |
| 5 | CRWD | Crowdstrike Holdings Inc - A | +0.2% | +20.44% | Add |
| 6 | QQQM | Invesco Nasdaq 100 ETF | +0.2% | +179.43% | Add |
| 7 | FNDB | Schwab Fndmntl US Brd Mr ETF | +0.2% | NEW | New buy |
| 8 | JEPQ | JPM Nasdaq Equity Premium | +0.2% | +146.55% | Add |
| 9 | SMH | Vaneck Semiconductor ETF | +0.2% | +1.12% | Add |
| 10 | AVUV | Avantis US Small Cap Value | +0.2% | +152.84% | Add |
| 11 | SCHZ | Schwab US Aggregate Bond ETF | +0.2% | NEW | New buy |
| 12 | GOOGL | Alphabet Inc-cl A | +0.1% | +8.93% | Add |
| 13 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | +19.75% | Add |
| 14 | IVW | Ishares S&p 500 Growth ETF | +0.1% | -1.08% | Trim |
| 15 | GOOG | Alphabet Inc-cl C | +0.1% | -0.40% | Trim |
| 16 | CGIC | Cap Group Intl Core Eq | +0.1% | +336.19% | Add |
| 17 | CGDV | Cap Group Dividend Value | +0.1% | +12.81% | Add |
| 18 | AMAT | Applied Materials Inc | +0.1% | -13.13% | Trim |
| 19 | LRCX | Lam Research CORP | +0.1% | -9.62% | Trim |
| 20 | ✓ | +0.1% | NEW | New buy | |
| 21 | DELL | Dell Technologies -c | +0.1% | +12.34% | Add |
| 22 | GLW | Corning Inc | +0.1% | +7.20% | Add |
| 23 | INTC | Intel CORP | +0.1% | -4.30% | Trim |
| 24 | VGSH | Vanguard Short-term Treasury | +0.1% | +146.60% | Add |
| 25 | PANW | Palo Alto Networks Inc | +0.1% | +3.70% | Add |
| 26 | ✓ | +0.1% | NEW | New buy | |
| 27 | VO | Vanguard Mid-cap ETF | +0.1% | +417.19% | Add |
| 28 | SPMO | Invesco S&p 500 Momentum ETF | +0.1% | +4.52% | Add |
| 29 | CIBR | First Trust Nasdaq Cybersecu | +0.1% | +13.14% | Add |
| 30 | ✓ | +0.1% | NEW | New buy | |
| 31 | SCHG | Schwab US Large-cap Growth | +0.1% | +2.31% | Add |
| 32 | XLK | Ss Technology Select Sector | +0.1% | -10.79% | Trim |
| 33 | VGT | Vanguard Info Tech ETF | +0.1% | +737.33% | Add |
| 34 | VB | Vanguard Small-cap ETF | +0.1% | +18.66% | Add |
| 35 | MGK | Vanguard Mega Cap Growth ETF | +0.1% | +682.25% | Add |
| 36 | FTCB | Ft Core Investment Grade ETF | +0.1% | +56.97% | Add |
| 37 | MRVL | Marvell Technology Inc | +0.1% | +27.55% | Add |
| 38 | SNDK | Sandisk CORP | +0.1% | +85.67% | Add |
| 39 | ZROZ | Pimco 25+ Yr Zero Cpn US Tif | +0.1% | NEW | New buy |
| 40 | LQDA | Liquidia CORP | +0.1% | -4.15% | Trim |
| 41 | ✓ | +0.1% | NEW | New buy | |
| 42 | EDV | Vanguard Extended Dur Treas | +0.1% | NEW | New buy |
| 43 | AIRR | First Trust Rba American Ind | +0.1% | +17.65% | Add |
| 44 | TDIV | Ft Nasdaq Tech Dvd Index Fd | +0.1% | +16.81% | Add |
| 45 | AVDV | Avantis Intl S/c Value ETF | +0.1% | +114.08% | Add |
| 46 | QTEC | First Trust Nasdq 100 Tech I | +0.1% | +604.73% | Add |
| 47 | VGHY | Vanguard High-yield Act ETF | +0.1% | NEW | New buy |
| 48 | PWR | Quanta Services Inc | +0.1% | +98.79% | Add |
| 49 | IMCG | Ishares Morningstar Mid-cap | 0% | +0.84% | Add |
| 50 | CSCO | Cisco Systems Inc | 0% | +1.84% | Add |
According to official SEC Form 13F filings, Sigma Planning Corp reported a total U.S. public equity portfolio value of $3.9B across 1395 disclosed positions in Q2 2026.
During Q2 2026, Sigma Planning Corp's top holdings by market value included IVV (5.3%)、AAPL (4.2%)、NVDA (2.8%). The largest single position, IVV, represented 5.3% of total portfolio value.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including IVV, AAPL, NVDA) accounted for 16.7% of total reported equity market value during Q2 2026.
Top New Position Initiated
FNDB
市值: $8.1M
Top Position Liquidated / Trimmed
HON
前期市值: $6.6M
In Q2 2026, Sigma Planning Corp made 200 total portfolio adjustments, initiating 31 new buys, adding to 81 positions, trimming 72 holdings, and fully liquidating 16 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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