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CIK: 0001449126
Total reported value
$4.0B
$4.0B
1303 檔
15.0%
At the close of Q1 2026, Sigma Planning Corp disclosed equity holdings valued at approximately $4.0B, spread across 1303 reported holdings.
Sigma Planning Corp executed strategic sector rebalancing during Q1 2026, establishing 33 new positions while fully exiting 17 holdings and trimming 83 positions.
In terms of portfolio concentration, the top 5 core holdings (including IVV, AAPL, NVDA) accounted for 15.0% of total reported equity market value during Q1 2026.
Showing top 200 holdings (of 1303 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.42% | -0.09% | +1.73% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 4.31% | -0.09% | -1.60% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 3.11% | -0.32% | +0.23% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.02% | -0.23% | -0.71% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.69% | +0.46% | -13.63% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.55% | -0.03% | -23.54% | |
| 7 | DGRO | Ishares Core Dividend Growth | ETF-Other | 1.41% | -0.03% | -1.34% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 1.39% | -0.13% | +0.04% | |
| 9 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.36% | +0.12% | -0.38% | |
| 10 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.33% | -0.09% | -0.46% | |
| 11 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.09% | +0.12% | -1.34% | |
| 12 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.03% | -0.11% | +2.53% | |
| 13 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.76% | +0.06% | -3.52% | |
| 14 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.74% | — | +4.40% | |
| 15 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.70% | -0.04% | +2.98% | |
| 16 | AVGO | Broadcom Inc | Stock-Tech | 0.67% | -0.06% | +1.92% | |
| 17 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.66% | -0.12% | -2.46% | |
| 18 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.63% | -0.08% | +1.80% | |
| 19 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.63% | +0.14% | -0.44% | |
| 20 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.63% | -0.12% | -2.39% | |
| 21 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.60% | -0.10% | -10.02% | |
| 22 | GLD | Spdr Gold Shares | ETF-Commodities | 0.56% | -0.15% | -20.97% | |
| 23 | IAU | Ishares Gold Trust | ETF-Commodities | 0.55% | -0.13% | +2.14% | |
| 24 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.53% | — | -10.62% | |
| 25 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.52% | -0.26% | +10.43% | |
| 26 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.51% | +0.13% | +31.95% | |
| 27 | RDVY | First Trust Rising Dividend | ETF-Other | 0.49% | +0.03% | +3.18% | |
| 28 | CGDV | Cap Group Dividend Value | ETF-Other | 0.49% | +0.09% | +46.65% | |
| 29 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.47% | -0.03% | +7.39% | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.45% | — | -4.50% | |
| 31 | CAT | Caterpillar Inc | Stock-Industrials | 0.44% | +0.24% | -9.49% | |
| 32 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.44% | -0.07% | +2.87% | |
| 33 | CVX | Chevron CORP | Stock-Energy | 0.44% | -0.09% | -5.70% | |
| 34 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.43% | — | -13.29% | |
| 35 | IDV | Ishares International Select | ETF-Other | 0.43% | -0.05% | -5.71% | |
| 36 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.41% | -0.04% | -6.72% | |
| 37 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 0.41% | -0.05% | -5.71% | |
| 38 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.40% | -0.21% | +4.04% | |
| 39 | WMT | Walmart Inc | Stock-Consumer Staples | 0.40% | -0.06% | +3.62% | |
| 40 | XOM | Exxon Mobil CORP | Stock-Energy | 0.40% | -0.12% | -1.59% | |
| 41 | VTV | Vanguard Value ETF | ETF-Other | 0.39% | — | +3.05% | |
| 42 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.38% | +0.02% | -1.17% | |
| 43 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.37% | +0.01% | -2.04% | |
| 44 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.37% | -0.13% | -5.46% | |
| 45 | XLK | Ss Technology Select Sector | ETF-Tech | 0.36% | +0.06% | -12.40% | |
| 46 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.35% | -0.03% | +3.79% | |
| 47 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.35% | -0.13% | +9.51% | |
| 48 | ABBV | Abbvie Inc | Stock-Healthcare | 0.34% | +0.01% | -4.18% | |
| 49 | SDVY | First Trust Smid Cap Rising | ETF-Other | 0.33% | +0.02% | +3.09% | |
| 50 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.33% | -0.01% | -6.03% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CGDV | Cap Group Dividend Value | +0.2% | +46.65% | Add |
| 2 | BOND | Pimco Active Bond Exchange-t | +0.1% | +1055.37% | Add |
| 3 | CGGO | Cap Group Global Growth | +0.1% | +847.80% | Add |
| 4 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +4.40% | Add |
| 5 | XOM | Exxon Mobil CORP | +0.1% | -1.59% | Trim |
| 6 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | +31.95% | Add |
| 7 | CVX | Chevron CORP | +0.1% | -5.70% | Trim |
| 8 | XLE | Ss Energy Select Sector | +0.1% | +13.44% | Add |
| 9 | VB | Vanguard Small-cap ETF | +0.1% | +45.90% | Add |
| 10 | GEV | GE Vernova Inc | +0.1% | +25.54% | Add |
| 11 | VRT | Vertiv Holdings Co-a | +0.1% | -2.03% | Trim |
| 12 | RSBA | Retrn Stckd Bd & Mrgr Ar ETF | +0.1% | +966.36% | Add |
| 13 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +18.58% | Add |
| 14 | CGMM | Cap Group Small And Mid Cap | +0.1% | +123.41% | Add |
| 15 | FTSM | First Trust Enh Short Mat Fd | +0.1% | +46.71% | Add |
| 16 | VXUS | Vanguard Total Intl Stock | +0.1% | +65.45% | Add |
| 17 | JNJ | Johnson & Johnson | +0.1% | -1.17% | Trim |
| 18 | IAU | Ishares Gold Trust | +0.1% | +2.14% | Add |
| 19 | IXC | Ishares Global Energy ETF | +0.1% | -4.72% | Trim |
| 20 | WMT | Walmart Inc | +0.1% | +3.62% | Add |
| 21 | PVAL | Putnam Focused Lrg Cap Value | +0.1% | +50.85% | Add |
| 22 | FCX | Freeport-mcmoran Inc | +0.1% | +74.78% | Add |
| 23 | VZ | Verizon Communications Inc | +0.1% | -0.94% | Trim |
| 24 | CAT | Caterpillar Inc | +0.1% | -9.49% | Trim |
| 25 | AGG | Ishares Core U.s. Aggregate | +0.1% | +10.43% | Add |
| 26 | AIRR | First Trust Rba American Ind | +0.1% | +19.02% | Add |
| 27 | HL | Hecla Mining Co | +0.1% | +395.38% | Add |
| 28 | GRID | First Trst Nasd Cl Edg Sgiif | 0% | +64.37% | Add |
| 29 | SCCO | Southern Copper CORP | 0% | +383.17% | Add |
| 30 | AMAT | Applied Materials Inc | 0% | +11.35% | Add |
| 31 | LYB | LyondellBasell Industries N.V. | 0% | +149.99% | Add |
| 32 | IDEV | Ishares Core Msci Dev Mkts | 0% | +63.85% | Add |
| 33 | BUFD | Ft Vst Lad Deep Buf Etf-usdi | 0% | +38.00% | Add |
| 34 | ASML | ASML Holding N.V. | 0% | +19.20% | Add |
| 35 | GLW | Corning Inc | 0% | -3.53% | Trim |
| 36 | LST | Leuthold Sel Ind | 0% | +42.50% | Add |
| 37 | BND | Vanguard Total Bond Market | 0% | +56.80% | Add |
| 38 | IEFA | Ishares Core Msci Eafe ETF | 0% | +9.51% | Add |
| 39 | MLI | Mueller Industries Inc | 0% | +273.61% | Add |
| 40 | MO | Altria Group Inc | 0% | +16.80% | Add |
| 41 | VIG | Vanguard Dividend Apprec ETF | 0% | +14.52% | Add |
| 42 | CLX | Clorox Company | 0% | +55.01% | Add |
| 43 | RIO | Rio Tinto Plc-spon Adr | 0% | +538.02% | Add |
| 44 | IEMG | Ishares Core Msci Emerging | 0% | +9.51% | Add |
| 45 | DOC | Healthpeak Properties Inc | 0% | +582.79% | Add |
| 46 | PCAR | Paccar Inc | 0% | +500.96% | Add |
| 47 | MINT | Pimco Enhanced Short Maturit | 0% | +25.67% | Add |
| 48 | VLO | Valero Energy CORP | 0% | +0.23% | Add |
| 49 | COST | Costco Wholesale CORP | 0% | -6.72% | Trim |
| 50 | VOE | Vanguard Mid-cap Value ETF | 0% | +26.94% | Add |
According to official SEC Form 13F filings, Sigma Planning Corp reported a total U.S. public equity portfolio value of $4.0B across 1303 disclosed positions in Q1 2026.
During Q1 2026, Sigma Planning Corp's top holdings by market value included IVV (5.4%)、AAPL (4.3%)、NVDA (3.1%). The largest single position, IVV, represented 5.4% of total portfolio value.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
Top New Position Initiated
GARP
市值: $8.3M
Top Position Liquidated / Trimmed
GJAN
前期市值: $4.2M
In Q1 2026, Sigma Planning Corp made 200 total portfolio adjustments, initiating 33 new buys, adding to 67 positions, trimming 83 holdings, and fully liquidating 17 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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