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CIK: 0001449126
Total reported value
$4.0B
$4.0B
1289 檔
16.4%
During the Q4 2025 filing period, Sigma Planning Corp (CIK: 0001449126) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $4.0B across 1289 reported positions.
In Q4 2025, Sigma Planning Corp displayed an active expansion posture, initiating 3 new positions and adding to 27 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 1289 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.55% | -0.09% | +0.18% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 4.67% | -0.09% | -2.24% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 3.39% | -0.32% | -1.25% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.24% | -0.23% | -1.18% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.08% | +0.46% | +2.94% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 1.81% | -0.13% | +0.25% | |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.66% | -0.03% | +1.37% | |
| 8 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.48% | +0.12% | +0.65% | |
| 9 | DGRO | Ishares Core Dividend Growth | ETF-Other | 1.40% | -0.03% | -2.96% | |
| 10 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.39% | -0.09% | +1.08% | |
| 11 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.21% | +0.12% | +1.05% | |
| 12 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.01% | -0.11% | +3.15% | |
| 13 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.86% | +0.06% | +0.70% | |
| 14 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.74% | -0.12% | +2.92% | |
| 15 | AVGO | Broadcom Inc | Stock-Tech | 0.73% | -0.06% | -1.78% | |
| 16 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.69% | +0.14% | -0.78% | |
| 17 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.67% | -0.04% | +8.50% | |
| 18 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.66% | -0.12% | +3.20% | |
| 19 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.64% | -0.10% | +1.66% | |
| 20 | GLD | Spdr Gold Shares | ETF-Commodities | 0.64% | -0.15% | +1.28% | |
| 21 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.62% | -0.08% | +1.61% | |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.62% | — | -15.71% | |
| 23 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.62% | — | +2.37% | |
| 24 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.60% | — | +23.30% | |
| 25 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.52% | -0.13% | -12.68% | |
| 26 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.51% | — | +0.82% | |
| 27 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.51% | -0.03% | +5.08% | |
| 28 | IAU | Ishares Gold Trust | ETF-Commodities | 0.50% | -0.13% | +2.41% | |
| 29 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.49% | -0.02% | +2.76% | |
| 30 | RDVY | First Trust Rising Dividend | ETF-Other | 0.48% | +0.03% | +6.39% | |
| 31 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.47% | -0.26% | +1.14% | |
| 32 | XLK | Ss Technology Select Sector | ETF-Tech | 0.43% | +0.06% | +114.34% | |
| 33 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.42% | -0.07% | -6.21% | |
| 34 | IDV | Ishares International Select | ETF-Other | 0.42% | -0.05% | -0.95% | |
| 35 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 0.42% | -0.05% | -9.21% | |
| 36 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.40% | +0.13% | +10.27% | |
| 37 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.40% | +0.01% | -4.30% | |
| 38 | SLV | Ishares Silver Trust | ETF-Commodities | 0.40% | -0.09% | +11.52% | |
| 39 | CAT | Caterpillar Inc | Stock-Industrials | 0.39% | +0.24% | +18.41% | |
| 40 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.39% | -0.21% | -1.60% | |
| 41 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.38% | -0.04% | +1.79% | |
| 42 | ABBV | Abbvie Inc | Stock-Healthcare | 0.37% | +0.01% | +0.65% | |
| 43 | VTV | Vanguard Value ETF | ETF-Other | 0.37% | — | +2.63% | |
| 44 | IBM | Intl Business Machines CORP | Stock-Tech | 0.36% | — | +13.21% | |
| 45 | WMT | Walmart Inc | Stock-Consumer Staples | 0.35% | -0.06% | +2.62% | |
| 46 | CGDV | Cap Group Dividend Value | ETF-Other | 0.34% | +0.09% | +24.08% | |
| 47 | CVX | Chevron CORP | Stock-Energy | 0.34% | -0.09% | +5.09% | |
| 48 | HD | Home Depot Inc | Stock-Consumer Disc | 0.34% | -0.02% | -0.24% | |
| 49 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.34% | -0.03% | +4.75% | |
| 50 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.33% | -0.01% | -1.97% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GOOG | Alphabet Inc-cl C | +0.3% | +1.05% | Add |
| 2 | LLY | Eli Lilly & Co | +0.2% | +5.08% | Add |
| 3 | SLV | Ishares Silver Trust | +0.2% | +11.52% | Add |
| 4 | MU | Micron Technology Inc | +0.2% | +35.38% | Add |
| 5 | GOOGL | Alphabet Inc-cl A | +0.1% | -0.78% | Trim |
| 6 | AAPL | Apple Inc | +0.1% | -2.24% | Trim |
| 7 | CAT | Caterpillar Inc | +0.1% | +18.41% | Add |
| 8 | TSLA | Tesla Inc | +0.1% | +23.30% | Add |
| 9 | CGDV | Cap Group Dividend Value | +0.1% | +24.08% | Add |
| 10 | PLTM | Graniteshares Platinum Trust | +0.1% | +91.99% | Add |
| 11 | XBI | Ss Spdr S&p Biotech ETF | +0.1% | +919.81% | Add |
| 12 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | +2.94% | Add |
| 13 | GLD | Spdr Gold Shares | +0.1% | +1.28% | Add |
| 14 | IAU | Ishares Gold Trust | +0.1% | +2.41% | Add |
| 15 | JNJ | Johnson & Johnson | +0.1% | +8.95% | Add |
| 16 | AMD | Advanced Micro Devices | +0.1% | -5.78% | Trim |
| 17 | KHPI | Kensington Hedged Prm In ETF | +0.1% | +68.03% | Add |
| 18 | MRK | Merck & Co. Inc. | +0.1% | +28.32% | Add |
| 19 | XLV | Ss Health Care Select Sector | +0.1% | +15.29% | Add |
| 20 | AEM | Agnico Eagle Mines LTD | +0.1% | +163.25% | Add |
| 21 | IBM | Intl Business Machines CORP | 0% | +13.21% | Add |
| 22 | AMGN | Amgen Inc | 0% | +24.05% | Add |
| 23 | GDX | Vaneck Gold Miners ETF | 0% | +43.12% | Add |
| 24 | LRCX | Lam Research CORP | 0% | +26.07% | Add |
| 25 | SHY | Ishares 1-3 Year Treasury Bo | 0% | +8.50% | Add |
| 26 | AMZN | Amazon.com Inc | 0% | -1.18% | Trim |
| 27 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +1.37% | Add |
| 28 | IVV | Ishares Core S&p 500 ETF | 0% | +0.18% | Add |
| 29 | TMUS | T-mobile US Inc | -0.1% | -58.07% | Trim |
| 30 | IUSV | Ishares Core S&p U.s. Value | -0.1% | -15.20% | Trim |
| 31 | TDIV | Ft Nasdaq Tech Dvd Index Fd | -0.1% | -25.01% | Trim |
| 32 | VPU | Vanguard Utilities ETF | -0.1% | +6.54% | Add |
| 33 | GEV | GE Vernova Inc | -0.1% | -37.72% | Trim |
| 34 | UBER | Uber Technologies Inc | -0.1% | -5.74% | Trim |
| 35 | MOAT | Vaneck Morningstar Wide Moat | -0.1% | -21.80% | Trim |
| 36 | HD | Home Depot Inc | -0.1% | -0.24% | Trim |
| 37 | JEPI | Jpmorgan Equity Premium Inco | -0.1% | -20.17% | Trim |
| 38 | MP | Mp Materials CORP | -0.1% | -69.29% | Trim |
| 39 | META | Meta Platforms Inc-class A | -0.1% | +2.92% | Add |
| 40 | FDEC | Ft Vest U.s. Equity Buffer E | -0.1% | -88.65% | Trim |
| 41 | ORCL | Oracle CORP | -0.1% | -6.05% | Trim |
| 42 | ALAB | Astera Labs Inc | -0.1% | -82.88% | Trim |
| 43 | PLTR | Palantir Technologies Inc-a | -0.1% | -12.68% | Trim |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | -15.71% | Trim |
| 45 | NVDA | Nvidia CORP | -0.2% | -1.25% | Trim |
| 46 | MSFT | Microsoft CORP | -0.2% | +0.25% | Add |
| 47 | ✓ | Blackrock ETF Trust | — | NEW | New buy |
| 48 | FOCT | Ft Vest U.s. Equity Buffer E | — | NEW | New buy |
| 49 | LST | Leuthold Sel Ind | — | NEW | New buy |
| 50 | BSCP | Invesco Bulletshares 2025 Cb | — | EXIT | Sold out |
According to official SEC Form 13F filings, Sigma Planning Corp reported a total U.S. public equity portfolio value of $4.0B across 1289 disclosed positions in Q4 2025.
During Q4 2025, Sigma Planning Corp's top holdings by market value included IVV (5.5%)、AAPL (4.7%)、NVDA (3.4%). The largest single position, IVV, represented 5.5% of total portfolio value.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including IVV, AAPL, NVDA) accounted for 16.4% of total reported equity market value during Q4 2025.
Top New Position Initiated
BLACKROCK ETF TRUST
市值: $4.1M
Top Position Liquidated / Trimmed
BSCP
前期市值: $1.7M
In Q4 2025, Sigma Planning Corp made 50 total portfolio adjustments, initiating 3 new buys, adding to 27 positions, trimming 19 holdings, and fully liquidating 1 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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