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CIK: 0001449126
Total reported value
$4.0B
$4.0B
1283 檔
15.9%
The Q3 2025 SEC filing reveals that Sigma Planning Corp held a total portfolio value of $4.0B, covering 1283 public equity positions.
Sigma Planning Corp executed strategic sector rebalancing during Q3 2025, establishing 6 new positions while fully exiting 1 holdings and trimming 25 positions.
In terms of portfolio concentration, the top 5 core holdings (including IVV, AAPL, NVDA) accounted for 15.9% of total reported equity market value during Q3 2025.
Showing top 200 holdings (of 1283 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.58% | -0.09% | -4.87% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 4.54% | -0.09% | -6.80% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 3.54% | -0.32% | -4.17% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.22% | -0.23% | +2.54% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.03% | +0.46% | -10.33% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 1.98% | -0.13% | -0.58% | |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.65% | -0.03% | -11.84% | |
| 8 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.48% | +0.12% | +0.77% | |
| 9 | DGRO | Ishares Core Dividend Growth | ETF-Other | 1.46% | -0.03% | -4.72% | |
| 10 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.39% | -0.09% | -21.51% | |
| 11 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.02% | -0.11% | +2.16% | |
| 12 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.95% | +0.12% | -2.86% | |
| 13 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.88% | +0.06% | +2.85% | |
| 14 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.82% | -0.12% | -0.57% | |
| 15 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.76% | — | +0.48% | |
| 16 | AVGO | Broadcom Inc | Stock-Tech | 0.72% | -0.06% | +0.22% | |
| 17 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.65% | -0.12% | -2.27% | |
| 18 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.64% | -0.10% | +0.84% | |
| 19 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.64% | -0.04% | +4.01% | |
| 20 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.63% | — | -9.06% | |
| 21 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.63% | -0.13% | -5.14% | |
| 22 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.61% | -0.08% | -9.81% | |
| 23 | GLD | Spdr Gold Shares | ETF-Commodities | 0.59% | -0.15% | -6.57% | |
| 24 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.55% | +0.14% | -5.18% | |
| 25 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.51% | — | -14.64% | |
| 26 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.50% | — | -25.64% | |
| 27 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.49% | -0.02% | +6.83% | |
| 28 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.48% | -0.26% | -3.17% | |
| 29 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.46% | -0.07% | -7.23% | |
| 30 | RDVY | First Trust Rising Dividend | ETF-Other | 0.45% | +0.03% | +32.71% | |
| 31 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 0.45% | -0.05% | -36.02% | |
| 32 | IAU | Ishares Gold Trust | ETF-Commodities | 0.45% | -0.13% | +4.47% | |
| 33 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.42% | +0.01% | -0.01% | |
| 34 | HD | Home Depot Inc | Stock-Consumer Disc | 0.41% | -0.02% | -1.85% | |
| 35 | XLK | Ss Technology Select Sector | ETF-Tech | 0.41% | +0.06% | +0.68% | |
| 36 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.41% | -0.21% | -4.99% | |
| 37 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.41% | -0.04% | -0.39% | |
| 38 | IDV | Ishares International Select | ETF-Other | 0.41% | -0.05% | -4.27% | |
| 39 | ABBV | Abbvie Inc | Stock-Healthcare | 0.39% | +0.01% | -42.09% | |
| 40 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.37% | +0.13% | -9.81% | |
| 41 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 0.36% | — | +1.58% | |
| 42 | VTV | Vanguard Value ETF | ETF-Other | 0.36% | — | -2.37% | |
| 43 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.36% | -0.01% | +1.19% | |
| 44 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.35% | -0.03% | -1.85% | |
| 45 | V | Visa Inc-class A Shares | Stock-Financials | 0.35% | +0.02% | -6.17% | |
| 46 | CVX | Chevron CORP | Stock-Energy | 0.34% | -0.09% | +39.74% | |
| 47 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.33% | -0.03% | +16.26% | |
| 48 | WMT | Walmart Inc | Stock-Consumer Staples | 0.32% | -0.06% | -0.62% | |
| 49 | SDVY | First Trust Smid Cap Rising | ETF-Other | 0.32% | +0.02% | -25.03% | |
| 50 | IBM | Intl Business Machines CORP | Stock-Tech | 0.32% | — | +8.58% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +1.1% | -4.17% | Trim |
| 2 | IDV | Ishares International Select | +0.4% | -4.27% | Add |
| 3 | PLTR | Palantir Technologies Inc-a | +0.4% | -5.14% | Add |
| 4 | AVGO | Broadcom Inc | +0.3% | +0.22% | Add |
| 5 | IVW | Ishares S&p 500 Growth ETF | +0.3% | +0.77% | Add |
| 6 | GOOG | Alphabet Inc-cl C | +0.2% | -2.86% | Trim |
| 7 | RDVY | First Trust Rising Dividend | +0.2% | +32.71% | Add |
| 8 | MSFT | Microsoft CORP | +0.2% | -0.58% | Trim |
| 9 | AMZN | Amazon.com Inc | +0.1% | +2.54% | Add |
| 10 | SCHG | Schwab US Large-cap Growth | +0.1% | +2.85% | Add |
| 11 | SLV | Ishares Silver Trust | +0.1% | +29.73% | Add |
| 12 | AFLG | First Trust Active Factor La | +0.1% | -2.16% | Add |
| 13 | GOOGL | Alphabet Inc-cl A | +0.1% | -5.18% | Trim |
| 14 | META | Meta Platforms Inc-class A | +0.1% | -0.57% | Add |
| 15 | ORCL | Oracle CORP | +0.1% | +0.67% | Trim |
| 16 | SPHQ | Invesco S&p 500 Quality ETF | +0.1% | +12.48% | Add |
| 17 | TSLA | Tesla Inc | +0.1% | -25.64% | Trim |
| 18 | SPMO | Invesco S&p 500 Momentum ETF | +0.1% | +129.71% | Add |
| 19 | IAU | Ishares Gold Trust | +0.1% | +4.47% | Add |
| 20 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +12.49% | Add |
| 21 | BLV | Vanguard Long-term Bond ETF | +0.1% | +209.48% | Add |
| 22 | AMD | Advanced Micro Devices | +0.1% | +17.31% | Trim |
| 23 | VGT | Vanguard Info Tech ETF | +0.1% | +28.76% | Add |
| 24 | IJR | Ishares Core S&p Small-cap E | 0% | +0.84% | Add |
| 25 | QQQ | Invesco Qqq Trust Series 1 | 0% | -10.33% | Trim |
| 26 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -11.84% | Add |
| 27 | PFEB | Innovator U.s. Equity Power | -0.1% | -0.91% | Trim |
| 28 | QGRO | American Century US Quality | -0.1% | -91.04% | Trim |
| 29 | KNG | Ft Vest S&p 500 Dvd Arst Trg | -0.1% | -50.66% | Trim |
| 30 | LMBS | First Trust Low Duration Opp | -0.1% | -41.43% | Trim |
| 31 | AIRR | First Trust Rba American Ind | -0.1% | -16.88% | Trim |
| 32 | UCON | First Trust Smith Unconstrai | -0.2% | -51.35% | Trim |
| 33 | BUFR | Ft Vest Lad Buffervetf-usd I | -0.2% | +1.19% | Trim |
| 34 | ABT | Abbott Laboratories | -0.2% | -54.83% | Trim |
| 35 | COST | Costco Wholesale CORP | -0.2% | -0.39% | Trim |
| 36 | IVV | Ishares Core S&p 500 ETF | -0.2% | -4.87% | Trim |
| 37 | FV | First Trust Dw Focus 5 Fund | -0.2% | -25.50% | Trim |
| 38 | MOAT | Vaneck Morningstar Wide Moat | -0.2% | -16.99% | Trim |
| 39 | BRK-B | Berkshire Hathaway Inc-cl B | -0.3% | +0.48% | Trim |
| 40 | SDVY | First Trust Smid Cap Rising | -0.3% | -25.03% | Trim |
| 41 | ABBV | Abbvie Inc | -0.3% | -42.09% | Trim |
| 42 | AAPL | Apple Inc | -0.4% | -6.80% | Trim |
| 43 | COWZ | Pacer US Cash Cows 100 ETF | -0.4% | -36.02% | Trim |
| 44 | QQWZ | Pcr Csh Cowz 100n 100r | — | NEW | New buy |
| 45 | BYLD | Ishares Yield Optimized Bond | — | EXIT | Sold out |
| 46 | BFRZ | Innovator Eq Mng 100 Bfr ETF | — | NEW | New buy |
| 47 | ALAB | Astera Labs Inc | — | NEW | New buy |
| 48 | JBND | Jpmorgan Active Bond ETF | — | NEW | New buy |
| 49 | DDFL | Invtr Eq D Di 15 B ETF - Jul | — | NEW | New buy |
| 50 | MP | Mp Materials CORP | — | NEW | New buy |
According to official SEC Form 13F filings, Sigma Planning Corp reported a total U.S. public equity portfolio value of $4.0B across 1283 disclosed positions in Q3 2025.
During Q3 2025, Sigma Planning Corp's top holdings by market value included IVV (5.6%)、AAPL (4.5%)、NVDA (3.5%). The largest single position, IVV, represented 5.6% of total portfolio value.
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Top New Position Initiated
QQWZ
市值: $5.4M
Top Position Liquidated / Trimmed
BYLD
前期市值: $4.9M
In Q3 2025, Sigma Planning Corp made 50 total portfolio adjustments, initiating 6 new buys, adding to 18 positions, trimming 25 holdings, and fully liquidating 1 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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