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CIK: 0001449126
Total reported value
$4.0B
$4.0B
1160 檔
15.3%
At the close of Q4 2024, Sigma Planning Corp disclosed equity holdings valued at approximately $4.0B, spread across 1160 reported holdings.
In Q4 2024, Sigma Planning Corp adopted a defensive or profit-taking posture, trimming 29 positions and completely liquidating 5 holdings to manage risk exposure.
In terms of portfolio concentration, the top 5 core holdings (including IVV, AAPL, NVDA) accounted for 15.3% of total reported equity market value during Q4 2024.
Showing top 200 holdings (of 1160 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 6.16% | -0.09% | -0.18% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 5.46% | -0.09% | -2.21% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 2.88% | -0.32% | +0.62% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.30% | -0.23% | -6.59% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.22% | +0.46% | -46.72% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 1.98% | -0.13% | -6.15% | |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.71% | -0.03% | -15.00% | |
| 8 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.65% | -0.09% | -0.01% | |
| 9 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.50% | +0.12% | -7.16% | |
| 10 | DGRO | Ishares Core Dividend Growth | ETF-Other | 1.16% | -0.03% | -6.90% | |
| 11 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.03% | -0.11% | -3.27% | |
| 12 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 0.96% | -0.05% | -7.42% | |
| 13 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.88% | +0.12% | -6.64% | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.83% | — | -5.91% | |
| 15 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.83% | +0.06% | +345.54% | |
| 16 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.78% | — | +205.98% | |
| 17 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.74% | -0.12% | +2.03% | |
| 18 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.72% | -0.10% | +0.34% | |
| 19 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.65% | -0.08% | -4.11% | |
| 20 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.60% | -0.04% | +7.37% | |
| 21 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.60% | -0.12% | +5.44% | |
| 22 | ABBV | Abbvie Inc | Stock-Healthcare | 0.60% | +0.01% | -2.12% | |
| 23 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.59% | — | +1.44% | |
| 24 | SDVY | First Trust Smid Cap Rising | ETF-Other | 0.59% | +0.02% | +22.67% | |
| 25 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.56% | — | +8.89% | |
| 26 | IGLB | Ishares 10+ Year Inv Gr CORP | ETF-Other | 0.54% | — | -3.07% | |
| 27 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.54% | -0.26% | -4.61% | |
| 28 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.53% | — | -0.05% | |
| 29 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.50% | -0.01% | +3.81% | |
| 30 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.49% | -0.04% | -0.72% | |
| 31 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.49% | +0.14% | +1.26% | |
| 32 | GLD | Spdr Gold Shares | ETF-Commodities | 0.47% | -0.15% | -16.59% | |
| 33 | HD | Home Depot Inc | Stock-Consumer Disc | 0.46% | -0.02% | +16.98% | |
| 34 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.46% | -0.01% | +13.85% | |
| 35 | IOO | Ishares Global 100 ETF | ETF-Other | 0.45% | — | -13.85% | |
| 36 | AVGO | Broadcom Inc | Stock-Tech | 0.44% | -0.06% | +1.26% | |
| 37 | MUB | Ishares National Muni Bond E | ETF-Other | 0.44% | -0.17% | -8.42% | |
| 38 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.44% | -0.21% | -3.15% | |
| 39 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.42% | -0.03% | -7.38% | |
| 40 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.42% | +0.13% | -2.65% | |
| 41 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.42% | +0.01% | +198.38% | |
| 42 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.41% | -0.01% | +4.57% | |
| 43 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.41% | -0.02% | +0.23% | |
| 44 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.39% | -0.07% | -17.26% | |
| 45 | V | Visa Inc-class A Shares | Stock-Financials | 0.39% | +0.02% | -3.48% | |
| 46 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.38% | -0.05% | -21.74% | |
| 47 | XLK | Ss Technology Select Sector | ETF-Tech | 0.38% | +0.06% | +1.70% | |
| 48 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 0.37% | — | +6.45% | |
| 49 | VTV | Vanguard Value ETF | ETF-Other | 0.37% | — | +0.85% | |
| 50 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.31% | -0.01% | -14.20% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +0.4% | -2.21% | Trim |
| 2 | NVDA | Nvidia CORP | +0.4% | +0.62% | Add |
| 3 | AMZN | Amazon.com Inc | +0.3% | -6.59% | Trim |
| 4 | IVV | Ishares Core S&p 500 ETF | +0.3% | -0.18% | Trim |
| 5 | TSLA | Tesla Inc | +0.2% | +8.89% | Add |
| 6 | DUKQ | Ocean Park Domestic ETF | +0.2% | NEW | New buy |
| 7 | MSTB | Lha Market State Tactical | +0.2% | NEW | New buy |
| 8 | SCHG | Schwab US Large-cap Growth | +0.2% | +345.54% | Add |
| 9 | PLTR | Palantir Technologies Inc-a | +0.1% | +27.14% | Add |
| 10 | AVGO | Broadcom Inc | +0.1% | +1.26% | Add |
| 11 | SDVY | First Trust Smid Cap Rising | +0.1% | +22.67% | Add |
| 12 | ANET | Arista Networks Inc | +0.1% | NEW | New buy |
| 13 | PSFF | Pacer Swan Sos Fund Of Funds | +0.1% | +61.86% | Add |
| 14 | MGOV | Ft Intermed Govt Oppt ETF | +0.1% | +235.05% | Add |
| 15 | ALAB | Astera Labs Inc | +0.1% | NEW | New buy |
| 16 | GOOGL | Alphabet Inc-cl A | +0.1% | +1.26% | Add |
| 17 | RMIF | Lha Risk Managed Income ETF | +0.1% | NEW | New buy |
| 18 | RSBT | Rtrn Stck Bnds & Mng Futures | +0.1% | NEW | New buy |
| 19 | JPM | Jpmorgan Chase & Co | +0.1% | -0.05% | Trim |
| 20 | CGBL | Cap Group Core Balanced | +0.1% | NEW | New buy |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | -5.91% | Trim |
| 22 | IGLB | Ishares 10+ Year Inv Gr CORP | -0.1% | -3.07% | Trim |
| 23 | ABBV | Abbvie Inc | -0.1% | -2.12% | Trim |
| 24 | ARM | Arm Holdings Plc-adr | -0.1% | -86.79% | Trim |
| 25 | VRSN | Verisign Inc | -0.1% | EXIT | Sold out |
| 26 | BIV | Vanguard Intermediate-term B | -0.1% | -13.32% | Trim |
| 27 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | -0.1% | -3.27% | Trim |
| 28 | VZ | Verizon Communications Inc | -0.1% | -11.95% | Trim |
| 29 | CASY | Casey's General Stores Inc | -0.1% | EXIT | Sold out |
| 30 | PH | Parker Hannifin CORP | -0.1% | -77.34% | Trim |
| 31 | FJUL | Ft Vest US Equity Buffer ETF | -0.1% | EXIT | Sold out |
| 32 | XLI | Ss Industrial Select Sector | -0.1% | -33.83% | Trim |
| 33 | COWZ | Pacer US Cash Cows 100 ETF | -0.1% | -7.42% | Trim |
| 34 | GLD | Spdr Gold Shares | -0.1% | -16.59% | Trim |
| 35 | VCSH | Vanguard S/t CORP Bond ETF | -0.1% | -27.86% | Trim |
| 36 | LGOV | First Tr Long Duration O-etf | -0.1% | -58.78% | Trim |
| 37 | FLOT | Ishares Floating Rate Bond E | -0.1% | -17.26% | Trim |
| 38 | TLT | Ishares 20+ Year Treasury Bd | -0.1% | -31.09% | Trim |
| 39 | AJG | Arthur J Gallagher & Co | -0.1% | -84.14% | Trim |
| 40 | DGRO | Ishares Core Dividend Growth | -0.1% | -6.90% | Trim |
| 41 | LLY | Eli Lilly & Co | -0.1% | -7.38% | Trim |
| 42 | ANETEUR | Arista Networks Inc | -0.1% | EXIT | Sold out |
| 43 | MSFT | Microsoft CORP | -0.1% | -6.15% | Trim |
| 44 | JEPI | Jpmorgan Equity Premium Inco | -0.1% | -21.74% | Trim |
| 45 | FEZ | State Street Spdr Euro Stoxx | -0.1% | EXIT | Sold out |
| 46 | IWM | Ishares Russell 2000 ETF | -0.1% | -39.25% | Trim |
| 47 | FIXD | First Trust Smith Opportunis | -0.2% | -33.00% | Trim |
| 48 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.2% | -15.00% | Trim |
| 49 | JANW | Alianzim US Eq Bfr20 Jan-usd | -0.2% | -86.65% | Trim |
| 50 | FDEC | Ft Vest U.s. Equity Buffer E | -0.5% | -86.66% | Trim |
According to official SEC Form 13F filings, Sigma Planning Corp reported a total U.S. public equity portfolio value of $4.0B across 1160 disclosed positions in Q4 2024.
During Q4 2024, Sigma Planning Corp's top holdings by market value included IVV (6.2%)、AAPL (5.5%)、NVDA (2.9%). The largest single position, IVV, represented 6.2% of total portfolio value.
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Top New Position Initiated
DUKQ
市值: $5.3M
Top Position Liquidated / Trimmed
FEZ
前期市值: $3.8M
In Q4 2024, Sigma Planning Corp made 50 total portfolio adjustments, initiating 7 new buys, adding to 9 positions, trimming 29 holdings, and fully liquidating 5 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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