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CIK: 0001449126
Total reported value
$4.0B
$4.0B
1207 檔
14.6%
As reported in its official Q3 2024 Form 13F filing, Sigma Planning Corp's tracked investment portfolio stood at $4.0B with 1207 total positions.
Sigma Planning Corp executed strategic sector rebalancing during Q3 2024, establishing 4 new positions while fully exiting 3 holdings and trimming 24 positions.
In terms of portfolio concentration, the top 5 core holdings (including IVV, AAPL, NVDA) accounted for 14.6% of total reported equity market value during Q3 2024.
Showing top 200 holdings (of 1207 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.90% | -0.09% | +1.22% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 5.06% | -0.09% | -3.35% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 2.52% | -0.32% | -4.15% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.17% | +0.46% | -5.63% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 2.10% | -0.13% | -2.74% | |
| 6 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.04% | -0.23% | -2.85% | |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.93% | -0.03% | -26.36% | |
| 8 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.58% | -0.09% | +4.36% | |
| 9 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.49% | +0.12% | -10.38% | |
| 10 | DGRO | Ishares Core Dividend Growth | ETF-Other | 1.25% | -0.03% | -13.99% | |
| 11 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.10% | -0.11% | -9.73% | |
| 12 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 1.04% | -0.05% | -7.83% | |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.88% | — | +14.41% | |
| 14 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.80% | +0.12% | +0.16% | |
| 15 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.77% | — | +1.49% | |
| 16 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.71% | -0.10% | +6.97% | |
| 17 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.71% | -0.12% | -15.03% | |
| 18 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.68% | -0.08% | +1.74% | |
| 19 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.68% | +0.06% | +25.08% | |
| 20 | ABBV | Abbvie Inc | Stock-Healthcare | 0.66% | +0.01% | -0.89% | |
| 21 | IGLB | Ishares 10+ Year Inv Gr CORP | ETF-Other | 0.59% | — | — | |
| 22 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.59% | — | -5.60% | |
| 23 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.58% | -0.26% | +11.92% | |
| 24 | FDEC | Ft Vest U.s. Equity Buffer E | ETF-Other | 0.57% | — | -22.40% | |
| 25 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.56% | -0.04% | +3.58% | |
| 26 | GLD | Spdr Gold Shares | ETF-Commodities | 0.55% | -0.15% | -1.72% | |
| 27 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.54% | -0.12% | -4.51% | |
| 28 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.51% | -0.03% | -0.01% | |
| 29 | IOO | Ishares Global 100 ETF | ETF-Other | 0.50% | — | -0.23% | |
| 30 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.50% | -0.05% | -1.26% | |
| 31 | MUB | Ishares National Muni Bond E | ETF-Other | 0.48% | -0.17% | -1.54% | |
| 32 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.48% | -0.01% | +1.89% | |
| 33 | FIXD | First Trust Smith Opportunis | ETF-Other | 0.48% | — | -5.51% | |
| 34 | SDVY | First Trust Smid Cap Rising | ETF-Other | 0.47% | +0.02% | +2.05% | |
| 35 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.47% | -0.04% | +2.52% | |
| 36 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.47% | -0.07% | -16.04% | |
| 37 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.46% | — | -0.49% | |
| 38 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.45% | -0.21% | +1.97% | |
| 39 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.41% | -0.02% | -22.72% | |
| 40 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.41% | +0.14% | -3.45% | |
| 41 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.41% | +0.13% | -0.77% | |
| 42 | HD | Home Depot Inc | Stock-Consumer Disc | 0.40% | -0.02% | -2.05% | |
| 43 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.40% | +0.01% | +4.11% | |
| 44 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.39% | -0.01% | +2.68% | |
| 45 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.38% | -0.01% | +33.02% | |
| 46 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.37% | -0.01% | +26.91% | |
| 47 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.37% | -0.01% | -3.23% | |
| 48 | VTV | Vanguard Value ETF | ETF-Other | 0.36% | — | +0.15% | |
| 49 | XLK | Ss Technology Select Sector | ETF-Tech | 0.35% | +0.06% | -7.99% | |
| 50 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 0.35% | — | +3.33% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IGLB | Ishares 10+ Year Inv Gr CORP | +0.6% | NEW | New buy |
| 2 | IVV | Ishares Core S&p 500 ETF | +0.2% | +1.22% | Add |
| 3 | BRK-B | Berkshire Hathaway Inc-cl B | +0.2% | +14.41% | Add |
| 4 | AAPL | Apple Inc | +0.2% | -3.35% | Trim |
| 5 | SCHG | Schwab US Large-cap Growth | +0.1% | +25.08% | Add |
| 6 | VOO | Vanguard S&p 500 ETF | +0.1% | +4.36% | Add |
| 7 | FTGS | First Trust Grwth Strgth ETF | +0.1% | +182.10% | Add |
| 8 | BUFR | Ft Vest Lad Buffervetf-usd I | +0.1% | +33.02% | Add |
| 9 | IJR | Ishares Core S&p Small-cap E | +0.1% | +6.97% | Add |
| 10 | BIV | Vanguard Intermediate-term B | +0.1% | +26.91% | Add |
| 11 | PVAL | Putnam Focused Lrg Cap Value | +0.1% | NEW | New buy |
| 12 | IMCG | Ishares Morningstar Mid-cap | +0.1% | +33.27% | Add |
| 13 | AGG | Ishares Core U.s. Aggregate | +0.1% | +11.92% | Add |
| 14 | PH | Parker Hannifin CORP | +0.1% | +384.97% | Add |
| 15 | BNDX | Vanguard Total Intl Bond ETF | +0.1% | +30.69% | Add |
| 16 | XLI | Ss Industrial Select Sector | +0.1% | +40.98% | Add |
| 17 | FJUL | Ft Vest US Equity Buffer ETF | +0.1% | NEW | New buy |
| 18 | ABBV | Abbvie Inc | +0.1% | -0.89% | Trim |
| 19 | ARM | Arm Holdings Plc-adr | +0.1% | +878.76% | Add |
| 20 | NOW | Servicenow Inc | +0.1% | +72.02% | Add |
| 21 | TDVG | T Rowe Price Dividend Growth | +0.1% | NEW | New buy |
| 22 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +1.49% | Add |
| 23 | ABT | Abbott Laboratories | +0.1% | +20.69% | Add |
| 24 | IVE | Ishares S&p 500 Value ETF | 0% | +1.74% | Add |
| 25 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -26.36% | Trim |
| 26 | CGUS | Cap Group Core Equity | -0.1% | -83.67% | Trim |
| 27 | IXUS | Ishares Core Intl Stock ETF | -0.1% | -81.71% | Trim |
| 28 | ALAB | Astera Labs Inc | -0.1% | EXIT | Sold out |
| 29 | MU | Micron Technology Inc | -0.1% | -39.92% | Trim |
| 30 | CDNS | Cadence Design Sys Inc | -0.1% | -82.18% | Trim |
| 31 | FTCS | First Trust Capital Strength | -0.1% | -29.69% | Trim |
| 32 | FTSM | First Trust Enh Short Mat Fd | -0.1% | -24.89% | Trim |
| 33 | APH | Amphenol Corp-cl A | -0.1% | EXIT | Sold out |
| 34 | XLE | Ss Energy Select Sector | -0.1% | -30.71% | Trim |
| 35 | JPST | Jpmorgan Ultra-short Income | -0.1% | -44.13% | Trim |
| 36 | FLOT | Ishares Floating Rate Bond E | -0.1% | -16.04% | Trim |
| 37 | IJH | Ishares Core S&p Midcap ETF | -0.1% | -15.03% | Trim |
| 38 | GOOG | Alphabet Inc-cl C | -0.1% | +0.16% | Add |
| 39 | IGIB | Ishares 5-10y Inv Grade CORP | -0.1% | -22.72% | Trim |
| 40 | DGRO | Ishares Core Dividend Growth | -0.1% | -13.99% | Trim |
| 41 | CRWD | Crowdstrike Holdings Inc - A | -0.1% | -43.97% | Trim |
| 42 | ICSH | Ishares Ultra Short Duration | -0.1% | -49.81% | Trim |
| 43 | PAMC | Pacer Lunt Midcap Mult-fact | -0.2% | EXIT | Sold out |
| 44 | FDEC | Ft Vest U.s. Equity Buffer E | -0.2% | -22.40% | Trim |
| 45 | IVW | Ishares S&p 500 Growth ETF | -0.2% | -10.38% | Trim |
| 46 | USIG | Ishares Broad Usd Investment | -0.2% | -50.10% | Trim |
| 47 | MSFT | Microsoft CORP | -0.2% | -2.74% | Trim |
| 48 | AMZN | Amazon.com Inc | -0.2% | -2.85% | Trim |
| 49 | NVDA | Nvidia CORP | -0.2% | -4.15% | Trim |
| 50 | QQQ | Invesco Qqq Trust Series 1 | -0.3% | -5.63% | Trim |
According to official SEC Form 13F filings, Sigma Planning Corp reported a total U.S. public equity portfolio value of $4.0B across 1207 disclosed positions in Q3 2024.
During Q3 2024, Sigma Planning Corp's top holdings by market value included IVV (5.9%)、AAPL (5.1%)、NVDA (2.5%). The largest single position, IVV, represented 5.9% of total portfolio value.
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Top New Position Initiated
IGLB
市值: $19.3M
Top Position Liquidated / Trimmed
PAMC
前期市值: $4.9M
In Q3 2024, Sigma Planning Corp made 50 total portfolio adjustments, initiating 4 new buys, adding to 19 positions, trimming 24 holdings, and fully liquidating 3 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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