SF
Shum Financial Group, Inc. 13F Portfolio Snapshot & Holdings (Q2 2026)
Shum Financial Group, Inc.CIK: 0002044675
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$165.9M
Reporting period: 2026-06-30 · Number of holdings: 106
Shum Financial Group, Inc. disclosed 106 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $165.9M and a quarterly turnover rate of 22.2%.
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Personality snowflake
- Concentration
- 10.75
- Portfolio Stability
- 22.17
- Momentum
- 100
- Sector conviction
- 74.7
- Diversification
- 100
- Sizing Uniformity
- 86.34
Shum Financial Group, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.027 — mathematically equivalent to about 37 equally-sized positions, well below its 106 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.37), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 51% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out EMTL
Add AMD
+3.5% $1.3M
Trim EFV
+3.6% $743.0K
New buy EMB
Add PANW
+3.0% $1.2M
Trim IGLB
-1.9% -$51.9K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 8.56% | -0.16% | +1.03% | |
| 2 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 7.18% | -0.71% | +3.59% | |
| 3 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 4.28% | +0.13% | +5.75% | |
| 4 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 3.29% | — | -1.80% | |
| 5 | IGLB | Ishares 10+ Year Inv Gr CORP | ETF-Other | 2.95% | -0.55% | -1.86% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 2.91% | -0.33% | +4.78% | |
| 7 | IQLT | Ishares Msci International Q | ETF-Other | 2.85% | +0.03% | +10.81% | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 2.84% | +0.19% | +9.93% | |
| 9 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 2.64% | +0.01% | +6.68% | |
| 10 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 2.51% | -0.04% | +7.27% | |
| 11 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 2.47% | -0.23% | +2.62% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.25% | +0.31% | +9.30% | |
| 13 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 2.19% | +0.16% | +4.21% | |
| 14 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 2.05% | +0.17% | +14.60% | |
| 15 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.04% | -0.12% | -0.48% | |
| 16 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 1.95% | -0.04% | +0.84% | |
| 17 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.79% | -0.02% | +1.55% | |
| 18 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.78% | -0.23% | -0.23% | |
| 19 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 1.75% | -0.01% | +4.64% | |
| 20 | IXN | Ishares Global Tech ETF | ETF-Tech | 1.61% | +0.27% | -1.92% | |
| 21 | WMT | Walmart Inc | Stock-Consumer Staples | 1.53% | -0.43% | +0.39% | |
| 22 | PANW | Palo Alto Networks Inc | Stock-Tech | 1.38% | +0.64% | +2.99% | |
| 23 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.30% | +0.31% | +0.33% | |
| 24 | BLK | Blackrock Inc | Stock-Financials | 1.27% | -0.21% | +0.37% | |
| 25 | HD | Home Depot Inc | Stock-Consumer Disc | 1.25% | -0.18% | -4.49% | |
| 26 | AMD | Advanced Micro Devices | Stock-Tech | 1.19% | +0.72% | +3.47% | |
| 27 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.05% | +0.08% | -2.22% | |
| 28 | JMST | JPM Ultra-short Muni Income | ETF-Other | 1.04% | +0.43% | +101.79% | |
| 29 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.97% | -0.20% | +3.44% | |
| 30 | V | Visa Inc-class A Shares | Stock-Financials | 0.92% | -0.03% | -0.18% | |
| 31 | USRT | Ishares Core US Reit ETF | ETF-Other | 0.89% | -0.04% | -0.08% | |
| 32 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.87% | -0.16% | +0.37% | |
| 33 | CSCO | Cisco Systems Inc | Stock-Tech | 0.79% | +0.17% | -0.61% | |
| 34 | ABBV | Abbvie Inc | Stock-Healthcare | 0.78% | -0.03% | -1.89% | |
| 35 | PLD | Prologis Inc | Stock-Real Estate | 0.78% | -0.11% | -0.11% | |
| 36 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.74% | -0.12% | -0.23% | |
| 37 | AVGO | Broadcom Inc | Stock-Tech | 0.72% | +0.09% | +10.14% | |
| 38 | QCOM | Qualcomm Inc | Stock-Tech | 0.71% | +0.13% | -0.37% | |
| 39 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 0.68% | +0.68% | NEW | |
| 40 | PPL | Ppl CORP | Stock-Utilities | 0.67% | -0.17% | -1.60% | |
| 41 | IBM | Intl Business Machines CORP | Stock-Tech | 0.61% | -0.01% | +0.17% | |
| 42 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.58% | +0.26% | +7.92% | |
| 43 | FIXT | Tcw Core Plus Bond ETF | ETF-Other | 0.57% | -0.11% | -0.82% | |
| 44 | PM | Philip Morris International | Stock-Consumer Staples | 0.57% | -0.03% | +1.03% | |
| 45 | XLV | Ss Health Care Select Sector | ETF-Other | 0.56% | -0.04% | +0.80% | |
| 46 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.55% | -0.06% | +4.91% | |
| 47 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.53% | -0.05% | -1.00% | |
| 48 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.53% | -0.14% | -8.44% | |
| 49 | ASML | ASML Holding N.V. | Stock-Tech | 0.50% | +0.25% | +57.79% | |
| 50 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.48% | +0.03% | +10.23% |
1–50 of 106
Portfolio Performance
Performance for Q3 2026
+3.6%
Performance Last 4 Quarters
+19.9%
- Stdev
- +10.4%
- Beta
- +0.76
- Alpha
- +1.7%
- Max Drawdown
- -5.6%
- Annualized Perf
- +14.1%
- Batting Avg vs S&P
- +42.9%
- Sortino
- +2.35
- Stutzer
- +0.38
- Treynor
- +0.18
- Sterling
- +0.93
- Calmar
- +2.53
- Information Ratio
- -0.45
- Tracking Error
- +4.7%
- Stdev Down
- +5.9%
- Winning Months %
- +76.2%
- Losing Months %
- +23.8%
- Best 12 Months
- +25.4%
- Worst 12 Months
- +10.9%
- Efficiency Ratio
- +0.48
- Sharpe
- +1.33
- Stdev Sectors
- +12.2%
- Skewness
- -0.35
- Kurtosis
- +0.17
- Upside Potential
- +3.84
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Shum Financial Group, Inc.'s most significant position changes for 2026-06-30: New buy: Ishares Jp Morgan Usd Emergi (EMB); Sold out: Ss Doubleline Em Fi ETF (EMTL); New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Chevron CORP (CVX); New buy: Taiwan Semiconductor-sp Adr (TSM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AMD | Advanced Micro Devices | +0.7% | +3.47% | Add |
| 2 | EMB | Ishares Jp Morgan Usd Emergi | +0.7% | NEW | New buy |
| 3 | PANW | Palo Alto Networks Inc | +0.6% | +2.99% | Add |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.4% | NEW | New buy |
| 5 | JMST | JPM Ultra-short Muni Income | +0.4% | +101.79% | Add |
| 6 | TSM | Taiwan Semiconductor-sp Adr | +0.4% | NEW | New buy |
| 7 | IUSG | Ishares Core S&p U.s. Growth | +0.4% | NEW | New buy |
| 8 | GOOGL | Alphabet Inc-cl A | +0.3% | +9.30% | Add |
| 9 | UNH | Unitedhealth Group Inc | +0.3% | +0.33% | Add |
| 10 | VTV | Vanguard Value ETF | +0.3% | NEW | New buy |
| 11 | APH | Amphenol Corp-cl A | +0.3% | NEW | New buy |
| 12 | IXN | Ishares Global Tech ETF | +0.3% | -1.92% | Trim |
| 13 | CRWD | Crowdstrike Holdings Inc - A | +0.3% | +7.92% | Add |
| 14 | CALI | Ishrs Sh-trm Ca Muni Act ETF | +0.3% | NEW | New buy |
| 15 | ASML | ASML Holding N.V. | +0.3% | +57.79% | Add |
| 16 | NVDA | Nvidia CORP | +0.2% | +9.93% | Add |
| 17 | VOO | Vanguard S&p 500 ETF | +0.2% | NEW | New buy |
| 18 | EFG | Ishares Msci Eafe Growth ETF | +0.2% | +14.60% | Add |
| 19 | CSCO | Cisco Systems Inc | +0.2% | -0.61% | Trim |
| 20 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.2% | +4.21% | Add |
| 21 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | NEW | New buy |
| 22 | ETN | Eaton Corporation plc | +0.2% | NEW | New buy |
| 23 | BAC | Bank Of America CORP | +0.2% | NEW | New buy |
| 24 | IWM | Ishares Russell 2000 ETF | +0.1% | NEW | New buy |
| 25 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.1% | NEW | New buy |
| 26 | IWR | Ishares Russell Mid-cap ETF | +0.1% | NEW | New buy |
| 27 | QUAL | Ishares Msci USA Quality Fac | +0.1% | +5.75% | Add |
| 28 | QCOM | Qualcomm Inc | +0.1% | -0.37% | Trim |
| 29 | VWO | Vanguard Ftse Emerging Marke | +0.1% | NEW | New buy |
| 30 | TXN | Texas Instruments Inc | +0.1% | NEW | New buy |
| 31 | CMF | Ishares California Muni Bond | +0.1% | NEW | New buy |
| 32 | AVGO | Broadcom Inc | +0.1% | +10.14% | Add |
| 33 | LLY | Eli Lilly & Co | +0.1% | -2.22% | Trim |
| 34 | GE | General Electric | +0.1% | +0.25% | Add |
| 35 | GOOG | Alphabet Inc-cl C | +0.1% | +9.87% | Add |
| 36 | ANET | Arista Networks Inc | +0.1% | +5.92% | Add |
| 37 | IJR | Ishares Core S&p Small-cap E | +0.1% | +29.64% | Add |
| 38 | GEV | GE Vernova Inc | 0% | +0.21% | Add |
| 39 | IQLT | Ishares Msci International Q | 0% | +10.81% | Add |
| 40 | ACWI | Ishares Msci Acwi ETF | 0% | +10.23% | Add |
| 41 | SPEM | State Street Sp Ptf Em ETF | 0% | +6.68% | Add |
| 42 | SCHW | Schwab (charles) CORP | 0% | +21.70% | Add |
| 43 | PSA | Public Storage | 0% | +2.29% | Add |
| 44 | MS | Morgan Stanley | 0% | -0.52% | Trim |
| 45 | SPSM | Ss Spdr P S&p 600 Small Cap | — | -1.80% | Trim |
| 46 | META | Meta Platforms Inc-class A | — | +18.93% | Add |
| 47 | IJH | Ishares Core S&p Midcap ETF | — | — | Unchanged |
| 48 | MDYV | Ss Spdr S&p 400 Mc Val ETF | 0% | +4.64% | Add |
| 49 | IBM | Intl Business Machines CORP | 0% | +0.17% | Add |
| 50 | VIG | Vanguard Dividend Apprec ETF | 0% | +4.34% | Add |
1–50 of 110
Filing History
FAQ
What is Shum Financial Group, Inc. and what type of investor is it?
Shum Financial Group, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $165.9M, spread across 106 disclosed positions.
What are Shum Financial Group, Inc.'s largest equity positions?
Based on the latest 13F filing, Shum Financial Group, Inc.'s top holdings by market value are:
1. Apple Inc (AAPL) — $14.2M (8.6%)
2. Ishares Msci Eafe Value ETF (EFV) — $11.9M (7.2%)
3. Ishares Msci USA Quality Fac (QUAL) — $7.1M (4.3%)
4. Ss Spdr P S&p 600 Small Cap (SPSM) — $5.5M (3.3%)
5. Ishares 10+ Year Inv Gr CORP (IGLB) — $4.9M (3.0%)
What changes did Shum Financial Group, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Shum Financial Group, Inc. made 106 notable position adjustments: 17 new positions were initiated, 48 existing holdings were added to, 37 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Ishares Jp Morgan Usd Emergi (EMB); Sold out: Ss Doubleline Em Fi ETF (EMTL); New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Chevron CORP (CVX); New buy: Taiwan Semiconductor-sp Adr (TSM)
What sectors does Shum Financial Group, Inc. focus on?
Shum Financial Group, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 44.9%
• Health Care: 12.2%
• Financials: 10.9%
• Consumer Staples: 8.7%
• Communication Services: 6.8%
• Consumer Discretionary: 6.6%
Investment Profile
Shum Financial Group, Inc. returned an annualized 14.1% over the trailing 21 months — outperforming the S&P 500 by 1.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.76 (less volatile than the market) and a 43% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 44.9% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 22 over the past 4 quarters — a shift toward more active trading.
It has added to its AAPL position over the past two quarters (+$4.9M, now $14.2M), while trimming CRM over the same stretch (-$428.0K, still holding $694.2K).
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Developer Access
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REST API
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