SF
Shum Financial Group, Inc. 13F Portfolio Snapshot & Holdings (Q3 2026)
Shum Financial Group, Inc.CIK: 0002044675
Diversified strategyMomentum followerSector-focused
Total reported value
$174.2M
Reporting period: 2026-09-30 · Number of holdings: 110
Shum Financial Group, Inc. disclosed 110 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $174.2M and a quarterly turnover rate of 13.9%.
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Personality snowflake
- Concentration
- 11.12
- Portfolio Stability
- 13.88
- Momentum
- 100
- Sector conviction
- 85.51
- Diversification
- 100
- Sizing Uniformity
- 85.58
Shum Financial Group, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.028 — mathematically equivalent to about 36 equally-sized positions, well below its 110 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.44), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 52% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim IGLB
-29.2% -$1.7M
Add MSFT
+0.4% $1.8M
Trim SPSM
-13.1% -$1.1M
Add AAPL
-1.4% $1.9M
New buy SPSB
Add JEPI
+136.6% $815.2K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 9.25% | +0.69% | -1.44% | |
| 2 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 7.24% | +0.06% | +2.43% | |
| 3 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 4.23% | -0.05% | +2.52% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 3.83% | +0.92% | +0.42% | |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 3.16% | +0.32% | +2.19% | |
| 6 | IQLT | Ishares Msci International Q | ETF-Other | 3.00% | +0.15% | +10.79% | |
| 7 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 2.98% | +0.34% | +18.58% | |
| 8 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 2.49% | -0.80% | -13.13% | |
| 9 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 2.45% | -0.06% | +2.08% | |
| 10 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 2.37% | -0.10% | +4.73% | |
| 11 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 2.13% | -0.06% | -1.34% | |
| 12 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 2.11% | +0.06% | +12.16% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.11% | -0.14% | +2.20% | |
| 14 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.94% | -0.10% | -1.19% | |
| 15 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.83% | +0.04% | +2.78% | |
| 16 | IGLB | Ishares 10+ Year Inv Gr CORP | ETF-Other | 1.81% | -1.14% | -29.25% | |
| 17 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.73% | -0.05% | -1.95% | |
| 18 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 1.73% | -0.22% | -0.37% | |
| 19 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 1.61% | -0.14% | +3.77% | |
| 20 | PANW | Palo Alto Networks Inc | Stock-Tech | 1.57% | +0.19% | +2.75% | |
| 21 | IXN | Ishares Global Tech ETF | ETF-Tech | 1.53% | -0.08% | -3.16% | |
| 22 | WMT | Walmart Inc | Stock-Consumer Staples | 1.35% | -0.18% | +1.49% | |
| 23 | BLK | Blackrock Inc | Stock-Financials | 1.34% | +0.07% | +0.87% | |
| 24 | AMD | Advanced Micro Devices | Stock-Tech | 1.27% | +0.08% | +6.59% | |
| 25 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.09% | -0.21% | +0.37% | |
| 26 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.97% | -0.08% | +0.83% | |
| 27 | HD | Home Depot Inc | Stock-Consumer Disc | 0.94% | -0.31% | -1.83% | |
| 28 | V | Visa Inc-class A Shares | Stock-Financials | 0.92% | — | +0.41% | |
| 29 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.90% | -0.07% | -0.06% | |
| 30 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.82% | -0.22% | -17.35% | |
| 31 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.81% | +0.45% | +136.57% | |
| 32 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.79% | +0.21% | +315.08% | |
| 33 | ABBV | Abbvie Inc | Stock-Healthcare | 0.78% | — | +1.44% | |
| 34 | USRT | Ishares Core US Reit ETF | ETF-Other | 0.78% | -0.11% | -0.20% | |
| 35 | PLD | Prologis Inc | Stock-Real Estate | 0.73% | -0.05% | +2.66% | |
| 36 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.72% | -0.15% | +0.10% | |
| 37 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.71% | -0.03% | +1.00% | |
| 38 | AVGO | Broadcom Inc | Stock-Tech | 0.70% | -0.02% | +10.67% | |
| 39 | CSCO | Cisco Systems Inc | Stock-Tech | 0.70% | -0.09% | +0.87% | |
| 40 | CALI | Ishrs Sh-trm Ca Muni Act ETF | ETF-Other | 0.69% | +0.43% | +181.83% | |
| 41 | QCOM | Qualcomm Inc | Stock-Tech | 0.67% | -0.04% | -0.97% | |
| 42 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 0.62% | -0.06% | +1.69% | |
| 43 | CRM | Salesforce Inc | Stock-Tech | 0.59% | +0.17% | +0.34% | |
| 44 | PPL | Ppl CORP | Stock-Utilities | 0.57% | -0.10% | -1.12% | |
| 45 | PM | Philip Morris International | Stock-Consumer Staples | 0.57% | — | -0.67% | |
| 46 | XLV | Ss Health Care Select Sector | ETF-Other | 0.56% | — | +0.15% | |
| 47 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 0.52% | +0.52% | NEW | |
| 48 | ASML | ASML Holding N.V. | Stock-Tech | 0.52% | +0.02% | +20.96% | |
| 49 | FIXT | Tcw Core Plus Bond ETF | ETF-Other | 0.51% | -0.06% | -1.00% | |
| 50 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.51% | -0.04% | +2.99% |
1–50 of 110
Portfolio Performance
Performance for Q4 2026
+2.4%
Performance Last 4 Quarters
+14.1%
- Stdev
- +10.1%
- Beta
- +0.77
- Alpha
- +0.6%
- Max Drawdown
- -5.6%
- Annualized Perf
- +12.7%
- Batting Avg vs S&P
- +39.1%
- Sortino
- +2.2
- Stutzer
- +0.36
- Treynor
- +0.16
- Sterling
- +0.84
- Calmar
- +2.28
- Information Ratio
- -0.66
- Tracking Error
- +4.5%
- Stdev Down
- +5.7%
- Winning Months %
- +73.9%
- Losing Months %
- +26.1%
- Best 12 Months
- +25.5%
- Worst 12 Months
- +10.9%
- Efficiency Ratio
- +0.45
- Sharpe
- +1.24
- Stdev Sectors
- +13.9%
- Skewness
- -0.27
- Kurtosis
- +0.21
- Upside Potential
- +3.73
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Shum Financial Group, Inc.'s most significant position changes for 2026-09-30: New buy: Ss Spdr P St C CORP ETF (SPSB); New buy: Danaher CORP (DHR); Sold out: Ishares Core S&p 500 ETF (IVV); New buy: ; Sold out: Exxon Mobil CORP (XOM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | +0.9% | +0.42% | Add |
| 2 | AAPL | Apple Inc | +0.7% | -1.44% | Trim |
| 3 | SPSB | Ss Spdr P St C CORP ETF | +0.5% | NEW | New buy |
| 4 | JEPI | Jpmorgan Equity Premium Inco | +0.5% | +136.57% | Add |
| 5 | CALI | Ishrs Sh-trm Ca Muni Act ETF | +0.4% | +181.83% | Add |
| 6 | DHR | Danaher CORP | +0.4% | NEW | New buy |
| 7 | SPEM | State Street Sp Ptf Em ETF | +0.3% | +18.58% | Add |
| 8 | NVDA | Nvidia CORP | +0.3% | +2.19% | Add |
| 9 | ✓ | +0.2% | NEW | New buy | |
| 10 | CRWD | Crowdstrike Holdings Inc - A | +0.2% | +315.08% | Add |
| 11 | PANW | Palo Alto Networks Inc | +0.2% | +2.75% | Add |
| 12 | CGXU | Cap Group Intl Focus | +0.2% | NEW | New buy |
| 13 | CRM | Salesforce Inc | +0.2% | +0.34% | Add |
| 14 | AMAT | Applied Materials Inc | +0.2% | NEW | New buy |
| 15 | SNOW | Snowflake Inc | +0.2% | NEW | New buy |
| 16 | IQLT | Ishares Msci International Q | +0.2% | +10.79% | Add |
| 17 | ANET | Arista Networks Inc | +0.1% | +28.44% | Add |
| 18 | CGDV | Cap Group Dividend Value | +0.1% | NEW | New buy |
| 19 | MEAR | Ishrs Short Mat Muni Act ETF | +0.1% | NEW | New buy |
| 20 | AMD | Advanced Micro Devices | +0.1% | +6.59% | Add |
| 21 | BLK | Blackrock Inc | +0.1% | +0.87% | Add |
| 22 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +30.66% | Add |
| 23 | EFV | Ishares Msci Eafe Value ETF | +0.1% | +2.43% | Add |
| 24 | EFG | Ishares Msci Eafe Growth ETF | +0.1% | +12.16% | Add |
| 25 | SCHW | Schwab (charles) CORP | +0.1% | +12.00% | Add |
| 26 | ETN | Eaton Corporation plc | +0.1% | +43.16% | Add |
| 27 | META | Meta Platforms Inc-class A | +0.1% | -0.31% | Trim |
| 28 | VOO | Vanguard S&p 500 ETF | +0.1% | +25.27% | Add |
| 29 | AMZN | Amazon.com Inc | 0% | +2.78% | Add |
| 30 | AMGN | Amgen Inc | 0% | +0.32% | Add |
| 31 | MRK | Merck & Co. Inc. | 0% | -1.32% | Trim |
| 32 | ASML | ASML Holding N.V. | 0% | +20.96% | Add |
| 33 | ACWI | Ishares Msci Acwi ETF | 0% | +8.93% | Add |
| 34 | TGT | Target CORP | 0% | -2.89% | Trim |
| 35 | ABT | Abbott Laboratories | 0% | -1.07% | Trim |
| 36 | ESGD | Ishares Trust Ishares Esg Aw | 0% | +8.32% | Add |
| 37 | MDT | Medtronic plc | 0% | -4.27% | Trim |
| 38 | V | Visa Inc-class A Shares | — | +0.41% | Add |
| 39 | ABBV | Abbvie Inc | — | +1.44% | Add |
| 40 | XLV | Ss Health Care Select Sector | — | +0.15% | Add |
| 41 | PM | Philip Morris International | — | -0.67% | Trim |
| 42 | HDV | Ishares Core High Dividend E | — | +3.29% | Add |
| 43 | TXN | Texas Instruments Inc | — | +15.17% | Add |
| 44 | IUSG | Ishares Core S&p U.s. Growth | — | — | Unchanged |
| 45 | FNDF | Schwab Fndmn Intl Lrg Co ETF | — | — | Unchanged |
| 46 | VWO | Vanguard Ftse Emerging Marke | — | +0.91% | Add |
| 47 | MO | Altria Group Inc | 0% | -0.28% | Trim |
| 48 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | — | Unchanged |
| 49 | NEAR | Ishares Sh Dba ETF Usd Inc | 0% | -2.78% | Trim |
| 50 | IWR | Ishares Russell Mid-cap ETF | 0% | -2.15% | Trim |
1–50 of 114
Filing History
FAQ
What is Shum Financial Group, Inc. and what type of investor is it?
Shum Financial Group, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $174.2M, spread across 110 disclosed positions.
What are Shum Financial Group, Inc.'s largest equity positions?
Based on the latest 13F filing, Shum Financial Group, Inc.'s top holdings by market value are:
1. Apple Inc (AAPL) — $16.1M (9.3%)
2. Ishares Msci Eafe Value ETF (EFV) — $12.6M (7.2%)
3. Ishares Msci USA Quality Fac (QUAL) — $7.4M (4.2%)
4. Microsoft CORP (MSFT) — $6.7M (3.8%)
5. Nvidia CORP (NVDA) — $5.5M (3.2%)
What changes did Shum Financial Group, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Shum Financial Group, Inc. made 104 notable position adjustments: 8 new positions were initiated, 52 existing holdings were added to, 40 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Ss Spdr P St C CORP ETF (SPSB); New buy: Danaher CORP (DHR); Sold out: Ishares Core S&p 500 ETF (IVV); New buy: ; Sold out: Exxon Mobil CORP (XOM)
What sectors does Shum Financial Group, Inc. focus on?
Shum Financial Group, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 49.3%
• Health Care: 12.3%
• Financials: 10.5%
• Consumer Staples: 7.6%
• Communication Services: 6.3%
• Consumer Discretionary: 5.7%
Investment Profile
Shum Financial Group, Inc. returned an annualized 12.7% over the trailing 23 months — outperforming the S&P 500 by 0.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.77 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 49.3% of the portfolio concentrated in Information Technology.
It has added to its AAPL position over the past two quarters (+$3.8M, now $16.1M), while trimming IGLB over the same stretch (-$1.8M, still holding $3.2M).
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